8-K 1 d04161e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 MARCH 14, 2003 -------------- Date of Report (Date of earliest event reported) PENFORD CORPORATION (Exact name of registrant as specified in its charter) Washington ---------- (State or other jurisdiction of incorporation) 0-11488 91-1221360 --------------------------------------- ------------------------------------ Commission File Number (I.R.S. Employer Identification No.) 7094 South Revere Parkway, Englewood, Colorado 80112-3932 ---------------------------------------- ------------------------------------ (Address of principal executive offices) (Zip Code) (303) 649-1900 -------------------------------------------------- Registrant's telephone number, including area code Not Applicable ----------------------------------------------------------- Former name or former address, if changed since last report ITEM 5: OTHER EVENTS AND REGULATION FD DISCLOSURE On March 14, 2003, we completed a private placement of 650,000 shares of our common stock to an institutional investor for gross proceeds of approximately $7.2 million. A copy of the Securities Purchase Agreement and the press release issued by us announcing the completion of the private placement are attached hereto as exhibits. References in this Form 8-K to "us," "we," "our" or "company" mean Penford Corporation. ITEM 7: FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits The following exhibits are part of this current report on Form 8-K and are numbered in accordance with Item 601 of Regulation S-K:
Exhibit No. Description ----------- ------------ 10.1 Securities Purchase Agreement dated March 14, 2003 99.1 Press release dated March 20, 2003
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Penford Corporation ----------------------------------------- (Registrant) March 20, 2003 /s/ Steven O. Cordier ----------------------------------------- Steven O. Cordier Vice President, Chief Financial Officer and Corporate Secretary EXHIBIT INDEX Pursuant to Item 601(a)(2) of Regulation S-K, this exhibit index immediately precedes the exhibits.
Exhibit No. Description ----------- ----------- 10.1 Securities Purchase Agreement dated March 14, 2003 99.1 Press release dated March 20, 2003