Chief Compliance Officer

0000950123-19-005065.txt : 20190515 0000950123-19-005065.hdr.sgml : 20190515 20190515082147 ACCESSION NUMBER: 0000950123-19-005065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19362 FILM NUMBER: 19825191 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000073956 XXXXXXXX 03-31-2017 03-31-2017 Fifth Third Securities, Inc.

38 Fountain Square Plaza MD 10AT42 Cincinnati OH 45263

13F HOLDINGS REPORT 028-19362 N Jarrett Jacobs Chief Compliance Officer 513-534-7421 Jarrett Jacobs Cincinnati OH 05-14-2019 0 104 244086 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ALPS ETF TR ALERIAN MLP Exchange Traded Fund 00162Q866 555 43731 SH SOLE 0 0 43731 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH Exchange Traded Fund 33734X168 522 13796 SH SOLE 0 0 13796 ISHARES CORE LT USDB ETF Exchange Traded Fund 464289479 340 5535 SH SOLE 0 0 5535 ISHARES GOLD TRUST ISHARES Exchange Traded Fund 464285105 3427 285394 SH SOLE 0 0 285394 ISHARES INC CORE MSCI EMKT Exchange Traded Fund 46434G103 5033 105317 SH SOLE 0 0 105317 ISHARES SILVER TRUST ISHARES Exchange Traded Fund 46428Q109 1164 67528 SH SOLE 0 0 67528 ISHARES TR 1-3 YR CR BD ETF Exchange Traded Fund 464288646 4358 41419 SH SOLE 0 0 41419 ISHARES TR 1-3 YR TR BD ETF Exchange Traded Fund 464287457 457 5408 SH SOLE 0 0 5408 ISHARES TR COHEN&STEER REIT Exchange Traded Fund 464287564 354 3549 SH SOLE 0 0 3549 ISHARES TR CORE MSCI EAFE Exchange Traded Fund 46432F842 2570 44355 SH SOLE 0 0 44355 ISHARES TR CORE S&P MCP ETF Exchange Traded Fund 464287507 3132 18297 SH SOLE 0 0 18297 ISHARES TR CORE S&P SCP ETF Exchange Traded Fund 464287804 5660 81852 SH SOLE 0 0 81852 ISHARES TR CORE S&P TTL STK Exchange Traded Fund 464287150 14593 270097 SH SOLE 0 0 270097 ISHARES TR CORE S&P US ETF Exchange Traded Fund 464287671 400 8641 SH SOLE 0 0 8641 ISHARES TR CORE S&P500 ETF Exchange Traded Fund 464287200 4740 19978 SH SOLE 0 0 19978 ISHARES TR CORE US AGGBD ET Exchange Traded Fund 464287226 8638 79625 SH SOLE 0 0 79625 ISHARES TR IBONDS DEC18 ETF Exchange Traded Fund 46434VAA8 1061 42176 SH SOLE 0 0 42176 ISHARES TR IBOXX HI YD ETF Exchange Traded Fund 464288513 4855 55316 SH SOLE 0 0 55316 ISHARES TR JP MOR EM MK ETF Exchange Traded Fund 464288281 1385 12185 SH SOLE 0 0 12185 ISHARES TR MRGSTR MD CP ETF Exchange Traded Fund 464288208 659 3961 SH SOLE 0 0 3961 ISHARES TR MRGSTR MD CP GRW Exchange Traded Fund 464288307 209 1204 SH SOLE 0 0 1204 ISHARES TR MSCI EAFE ETF Exchange Traded Fund 464287465 1633 26225 SH SOLE 0 0 26225 ISHARES TR MSCI EMG MKT ETF Exchange Traded Fund 464287234 279 7093 SH SOLE 0 0 7093 ISHARES TR N AMER TECH ETF Exchange Traded Fund 464287549 2241 16191 SH SOLE 0 0 16191 ISHARES TR NA TEC-SFTWR ETF Exchange Traded Fund 464287515 958 7582 SH SOLE 0 0 7582 ISHARES TR NATIONAL MUN ETF Exchange Traded Fund 464288414 1573 14444 SH SOLE 0 0 14444 ISHARES TR RUS 1000 GRW ETF Exchange Traded Fund 464287614 6221 54668 SH SOLE 0 0 54668 ISHARES TR RUS 1000 VAL ETF Exchange Traded Fund 464287598 1360 11835 SH SOLE 0 0 11835 ISHARES TR RUS 2000 GRW ETF Exchange Traded Fund 464287648 1124 6954 SH SOLE 0 0 6954 ISHARES TR RUS 2000 VAL ETF Exchange Traded Fund 464287630 445 3773 SH SOLE 0 0 3773 ISHARES TR RUS MDCP VAL ETF Exchange Traded Fund 464287473 2172 26181 SH SOLE 0 0 26181 ISHARES TR RUS MID CAP ETF Exchange Traded Fund 464287499 6899 36860 SH SOLE 0 0 36860 ISHARES TR RUSSELL 2000 ETF Exchange Traded Fund 464287655 1665 12112 SH SOLE 0 0 12112 ISHARES TR S&P 500 GRWT ETF Exchange Traded Fund 464287309 6485 49312 SH SOLE 0 0 49312 ISHARES TR S&P 500 VAL ETF Exchange Traded Fund 464287408 6795 65317 SH SOLE 0 0 65317 ISHARES TR S&P MC 400GR ETF Exchange Traded Fund 464287606 1663 8712 SH SOLE 0 0 8712 ISHARES TR SELECT DIVID ETF Exchange Traded Fund 464287168 1271 13958 SH SOLE 0 0 13958 ISHARES TR SHRT NAT MUN ETF Exchange Traded Fund 464288158 2234 21163 SH SOLE 0 0 21163 ISHARES TR SP SMCP600VL ETF Exchange Traded Fund 464287879 2268 16361 SH SOLE 0 0 16361 ISHARES TR TIPS BD ETF Exchange Traded Fund 464287176 5877 51268 SH SOLE 0 0 51268 ISHARES TR U.S. AER&DEF ETF Exchange Traded Fund 464288760 3208 21576 SH SOLE 0 0 21576 ISHARES TR U.S. BAS MTL ETF Exchange Traded Fund 464287838 1173 13167 SH SOLE 0 0 13167 ISHARES TR U.S. FIN SVC ETF Exchange Traded Fund 464287770 1101 10092 SH SOLE 0 0 10092 ISHARES TR U.S. FINLS ETF Exchange Traded Fund 464287788 3690 35472 SH SOLE 0 0 35472 ISHARES TR U.S. INDS ETF Exchange Traded Fund 464287754 1618 12852 SH SOLE 0 0 12852 ISHARES TR U.S. MED DVC ETF Exchange Traded Fund 464288810 1414 9340 SH SOLE 0 0 9340 ISHARES TR U.S. REAL ES ETF Exchange Traded Fund 464287739 990 12620 SH SOLE 0 0 12620 ISHARES TR U.S. TECH ETF Exchange Traded Fund 464287721 781 5785 SH SOLE 0 0 5785 ISHARES TR U.S. UTILITS ETF Exchange Traded Fund 464287697 237 1846 SH SOLE 0 0 1846 SCHWAB STRATEGIC TR INTL EQTY ETF Exchange Traded Fund 808524805 3088 103413 SH SOLE 0 0 103413 SCHWAB STRATEGIC TR US AGGREGATE B Exchange Traded Fund 808524839 217 4208 SH SOLE 0 0 4208 SCHWAB STRATEGIC TR US REIT ETF Exchange Traded Fund 808524847 2009 49285 SH SOLE 0 0 49285 SCHWAB STRATEGIC TR US TIPS ETF Exchange Traded Fund 808524870 461 8319 SH SOLE 0 0 8319 SELECT SECTOR SPDR TR SBI CONS DISCR Exchange Traded Fund 81369Y407 578 6575 SH SOLE 0 0 6575 SELECT SECTOR SPDR TR SBI CONS STPLS Exchange Traded Fund 81369Y308 1735 31804 SH SOLE 0 0 31804 SELECT SECTOR SPDR TR SBI HEALTHCARE Exchange Traded Fund 81369Y209 2138 28753 SH SOLE 0 0 28753 SELECT SECTOR SPDR TR SBI INT-ENERGY Exchange Traded Fund 81369Y506 436 6251 SH SOLE 0 0 6251 SELECT SECTOR SPDR TR SBI INT-FINL Exchange Traded Fund 81369Y605 1972 83136 SH SOLE 0 0 83136 SELECT SECTOR SPDR TR SBI INT-INDS Exchange Traded Fund 81369Y704 622 9570 SH SOLE 0 0 9570 SELECT SECTOR SPDR TR TECHNOLOGY Exchange Traded Fund 81369Y803 1176 22068 SH SOLE 0 0 22068 SPDR GOLD TRUST GOLD SHS Exchange Traded Fund 78463V107 951 8018 SH SOLE 0 0 8018 SPDR INDEX SHS FDS EMERG MKTS ETF Exchange Traded Fund 78463X509 729 11373 SH SOLE 0 0 11373 SPDR INDEX SHS FDS S&P WRLD EX US Exchange Traded Fund 78463X889 3532 127397 SH SOLE 0 0 127397 SPDR S&P 500 ETF TR TR UNIT Exchange Traded Fund 78462F103 3478 14690 SH SOLE 0 0 14690 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP Exchange Traded Fund 78467Y107 3496 11163 SH SOLE 0 0 11163 SPDR SER TR NUVEEN BLMBRG SR Exchange Traded Fund 78468R739 2274 46965 SH SOLE 0 0 46965 SPDR SERIES TRUST BLOMBRG BRC AGRT Exchange Traded Fund 78464A649 1687 29535 SH SOLE 0 0 29535 SPDR SERIES TRUST BLOOMBERG BRCLYS Exchange Traded Fund 78464A417 371 10058 SH SOLE 0 0 10058 SPDR SERIES TRUST DJ REIT ETF Exchange Traded Fund 78464A607 330 3584 SH SOLE 0 0 3584 VANECK VECTORS ETF TR AGRIBUSINESS ETF Exchange Traded Fund 92189F700 1583 29629 SH SOLE 0 0 29629 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD Exchange Traded Fund 921932703 552 5508 SH SOLE 0 0 5508 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL Exchange Traded Fund 921932844 627 5558 SH SOLE 0 0 5558 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL Exchange Traded Fund 921932778 368 3082 SH SOLE 0 0 3082 VANGUARD BD INDEX FD INC INTERMED TERM Exchange Traded Fund 921937819 2641 31598 SH SOLE 0 0 31598 VANGUARD BD INDEX FD INC LONG TERM BOND Exchange Traded Fund 921937793 2576 28611 SH SOLE 0 0 28611 VANGUARD BD INDEX FD INC SHORT TRM BOND Exchange Traded Fund 921937827 2585 32427 SH SOLE 0 0 32427 VANGUARD BD INDEX FD INC TOTAL BND MRKT Exchange Traded Fund 921937835 1571 19376 SH SOLE 0 0 19376 VANGUARD CHARLOTTE FDS INTL BD IDX ETF Exchange Traded Fund 92203J407 630 11651 SH SOLE 0 0 11651 VANGUARD INDEX FDS GROWTH ETF Exchange Traded Fund 922908736 3711 30510 SH SOLE 0 0 30510 VANGUARD INDEX FDS MCAP GR IDXVIP Exchange Traded Fund 922908538 1390 12306 SH SOLE 0 0 12306 VANGUARD INDEX FDS MCAP VL IDXVIP Exchange Traded Fund 922908512 1373 13477 SH SOLE 0 0 13477 VANGUARD INDEX FDS MID CAP ETF Exchange Traded Fund 922908629 7093 50782 SH SOLE 0 0 50782 VANGUARD INDEX FDS REIT ETF Exchange Traded Fund 922908553 4106 49725 SH SOLE 0 0 49725 VANGUARD INDEX FDS S&P 500 ETF SHS Exchange Traded Fund 922908363 14489 66972 SH SOLE 0 0 66972 VANGUARD INDEX FDS SM CP VAL ETF Exchange Traded Fund 922908611 3755 30565 SH SOLE 0 0 30565 VANGUARD INDEX FDS SMALL CP ETF Exchange Traded Fund 922908751 995 7472 SH SOLE 0 0 7472 VANGUARD INDEX FDS SML CP GRW ETF Exchange Traded Fund 922908595 925 6581 SH SOLE 0 0 6581 VANGUARD INDEX FDS TOTAL STK MKT Exchange Traded Fund 922908769 8162 67282 SH SOLE 0 0 67282 VANGUARD INDEX FDS VALUE ETF Exchange Traded Fund 922908744 4224 44296 SH SOLE 0 0 44296 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF Exchange Traded Fund 922042858 2221 55927 SH SOLE 0 0 55927 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF Exchange Traded Fund 922042742 1054 16103 SH SOLE 0 0 16103 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD Exchange Traded Fund 92206C409 8242 103368 SH SOLE 0 0 103368 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW Exchange Traded Fund 92206C680 217 1862 SH SOLE 0 0 1862 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW Exchange Traded Fund 92206C623 632 5370 SH SOLE 0 0 5370 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX Exchange Traded Fund 92206C664 670 6071 SH SOLE 0 0 6071 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL Exchange Traded Fund 92206C649 265 2582 SH SOLE 0 0 2582 VANGUARD STAR FD VG TL INTL STK F Exchange Traded Fund 921909768 1168 23512 SH SOLE 0 0 23512 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF Exchange Traded Fund 921943858 262 6685 SH SOLE 0 0 6685 VANGUARD WORLD FDS CONSUM DIS ETF Exchange Traded Fund 92204A108 880 6361 SH SOLE 0 0 6361 VANGUARD WORLD FDS ENERGY ETF Exchange Traded Fund 92204A306 541 5603 SH SOLE 0 0 5603 VANGUARD WORLD FDS FINANCIALS ETF Exchange Traded Fund 92204A405 526 8701 SH SOLE 0 0 8701 VANGUARD WORLD FDS HEALTH CAR ETF Exchange Traded Fund 92204A504 534 3877 SH SOLE 0 0 3877 VANGUARD WORLD FDS MATERIALS ETF Exchange Traded Fund 92204A801 227 1913 SH SOLE 0 0 1913 VANGUARD WORLD FDS TELCOMM ETF Exchange Traded Fund 92204A884 524 5532 SH SOLE 0 0 5532