0000073956-24-000024.txt : 20240501 0000073956-24-000024.hdr.sgml : 20240501 20240501092027 ACCESSION NUMBER: 0000073956-24-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DONOVAN,KIMBERLY,ANN, FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 ORGANIZATION NAME: IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 24900499 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX Joseph Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com kimberly.donovan@53.com N 0000073956-24-000019 N Kimberly Ann Donovan 4586476 N 1 0000073956 FIFTH THIRD SECURITIES, INC. H2C Securities, Inc. 01-27-2024 N 867-01273 LOCATED 03-28-2024 222 South Riverside Plaza Chicago IL 60606 Kimberly Ann White 01-2024 FIFTH THIRD SECURITIES, INC. CHICAGO IL 60606 Y Y COMPLIANCE MANAGER 06-2021 03-2024 H2C SECURITIES, INC. CHICAGO IL 60606 Y Y COMPLIANCE OFFICER - CHIEF COMPLIANCE OFFICER 02-2002 05-2021 PODESTA & CO. CHICAGO IL 60604 N Y CHIEF COMPLIANCE OFFICER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-01-2024 Joseph S Daft Compliance Manager