0000073956-24-000021.txt : 20240328
0000073956-24-000021.hdr.sgml : 20240328
20240328143800
ACCESSION NUMBER: 0000073956-24-000021
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: ZHU,CALVIN,NMN,
FILED AS OF DATE: 20240328
DATE AS OF CHANGE: 20240328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
ORGANIZATION NAME:
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 24797846
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 1090AM
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 1090AM
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
Joseph Daft
513-534-6270
joseph.daft@53.com
joseph.daft@53.com
kimberly.donovan@53.com
N
N
Calvin
NMN
Zhu
7578353
Y
2
0000050825
H2C SECURITIES INC.
06-13-2022
N
867-01506
LOCATED
03-28-2024
222 South Riverside Plaza
CHICAGO
IL
60606
0000073956
FIFTH THIRD SECURITIES, INC.
H2C SECURITIES, INC.
03-28-2024
N
867-01273
LOCATED
03-28-2024
222 SOUTH RIVERSIDE PLAZA
CHICAGO
IL
60606
03-2024
FIFTH THIRD SECURITIES, INC.
CHICAGO
IL
60606
Y
Y
ANALYST
06-2022
03-2024
H2C SECURITIES, INC.
CHICAGO
IL
60606
Y
Y
ANALYST
01-2020
06-2022
FIFTH THIRD BANK
CHICAGO
IL
60606
N
Y
CREDIT ANALYST
10-2019
11-2019
XSELL TECHNOLOGIES
CHICAGO
IL
60607
N
N
DATA MANAGER
08-2019
08-2019
PEAK6 INVESTMENTS
CHICAGO
IL
60604
N
N
INTERN
06-2012
06-2019
STUDENT
CHICAGO
IL
60637
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2024
Joseph Daft
Compliance Manager