0000073956-24-000021.txt : 20240328 0000073956-24-000021.hdr.sgml : 20240328 20240328143800 ACCESSION NUMBER: 0000073956-24-000021 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ZHU,CALVIN,NMN, FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 ORGANIZATION NAME: IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 24797846 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX Joseph Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com kimberly.donovan@53.com N N Calvin NMN Zhu 7578353 Y 2 0000050825 H2C SECURITIES INC. 06-13-2022 N 867-01506 LOCATED 03-28-2024 222 South Riverside Plaza CHICAGO IL 60606 0000073956 FIFTH THIRD SECURITIES, INC. H2C SECURITIES, INC. 03-28-2024 N 867-01273 LOCATED 03-28-2024 222 SOUTH RIVERSIDE PLAZA CHICAGO IL 60606 03-2024 FIFTH THIRD SECURITIES, INC. CHICAGO IL 60606 Y Y ANALYST 06-2022 03-2024 H2C SECURITIES, INC. CHICAGO IL 60606 Y Y ANALYST 01-2020 06-2022 FIFTH THIRD BANK CHICAGO IL 60606 N Y CREDIT ANALYST 10-2019 11-2019 XSELL TECHNOLOGIES CHICAGO IL 60607 N N DATA MANAGER 08-2019 08-2019 PEAK6 INVESTMENTS CHICAGO IL 60604 N N INTERN 06-2012 06-2019 STUDENT CHICAGO IL 60637 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-28-2024 Joseph Daft Compliance Manager