0000073956-24-000015.txt : 20240328 0000073956-24-000015.hdr.sgml : 20240328 20240328172710 ACCESSION NUMBER: 0000073956-24-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: ORMAN,ANDREW,SEBASTIAN, FILED AS OF DATE: 20240327 DATE AS OF CHANGE: 20240328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 ORGANIZATION NAME: IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 24800621 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 1090AM CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX Joseph Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com kimberly.donovan@53.com N N ANDREW SEBASTIAN ORMAN 6653279 Y 2 0000050825 H2C SECURITIES INC. 05-30-2017 N 867-01506 LOCATED 03-26-2024 3344 PEACHTREE ROAD NORTHEAST SUITE 900 ATLANTA GA 30326 0000073956 FIFTH THIRD SECURITIES, INC. H2C Securities, Inc. 03-27-2024 N 867-01273 LOCATED 03-27-2024 3344 Peachtree Road NE Atlanta GA 30326 Drew Sebastian Orman 03-2024 Fifth Third Securities, Inc. Atlanta GA 30326 Y Y Analyst 1 05-2017 03-2024 H2C Securities, Inc. Atlanta GA 30326 Y Y Analyst 1 05-2016 05-2017 Regions Securities Atlanta GA 30309 N Y Associate 06-2015 05-2017 Regions Bank Altanta GA 30309 N N Analyst 08-2011 06-2015 University of Georgia Athens GA 30601 N N student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2024 Joseph Daft Compliance Manager