0000073956-20-000024.txt : 20201117
0000073956-20-000024.hdr.sgml : 20201117
20201117153931
ACCESSION NUMBER: 0000073956-20-000024
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
YUAN,XIAO,OU,
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 201320989
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10903P
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10903P
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I/A
1
primary_doc.xml
MA-I/A
0000073956
XXXXXXXX
Belle Walker
513-534-6402
belle.walker@53.com
N
N
Xiao
Ou
Yuan
6535064
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
05-18-2015
N
867-012273
SUPERVISED
05-18-2015
34 FOUNTAIN SQUARE PLAZA
MD 10AT42
CINCINNATI
OH
45202
LOCATED
05-18-2015
251 North Illinois Street
Indianapolis
IN
46204
05-2015
Fifth Third Securities
Indianapolis
IN
46204
Y
Y
Senior Public Finance Associate
05-2005
05-2015
unemployed
indianapolis
IN
46204
N
N
unemployed
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-17-2020
Belle Walker
Compliance Officer I