0000073956-20-000024.txt : 20201117 0000073956-20-000024.hdr.sgml : 20201117 20201117153931 ACCESSION NUMBER: 0000073956-20-000024 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 YUAN,XIAO,OU, FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 201320989 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10903P CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10903P CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX Belle Walker 513-534-6402 belle.walker@53.com N N Xiao Ou Yuan 6535064 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 05-18-2015 N 867-012273 SUPERVISED 05-18-2015 34 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45202 LOCATED 05-18-2015 251 North Illinois Street Indianapolis IN 46204 05-2015 Fifth Third Securities Indianapolis IN 46204 Y Y Senior Public Finance Associate 05-2005 05-2015 unemployed indianapolis IN 46204 N N unemployed N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-17-2020 Belle Walker Compliance Officer I