0000073956-19-000004.txt : 20190306
0000073956-19-000004.hdr.sgml : 20190306
20190306135411
ACCESSION NUMBER: 0000073956-19-000004
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
TERLESKY,WILLIAM,J,
FILED AS OF DATE: 20190306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 19662020
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
Belle Walker
513-534-6402
belle.walker@53.com
N
N
William
J
Terlesky
002283976
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
08-21-2018
N
867-01273
LOCATED
03-05-2019
34 FOUNTAIN SQUARE PLAZA
MD 10AT42
CINCINNATI
OH
45202
08-2018
FIFTH THIRD SECURITIES INC
Cincinnati
OH
45202
Y
Y
Managing Director II, Head of Public Finance
01-2018
07-2018
HILLTOP SECURITIES INC
Cincinnati
OH
45202
Y
Y
Managing Director, Municipal Syndication
03-1998
01-2018
FIFTH THIRD SECURITIES INC
Cincinnati
OH
45202
Y
Y
Managing Director, Municipal Trading Manager
Y
04-2016
BT1, LLC
3453 Uright Place
Cincinnati
OH
45208
N
N
Real Estate
Sole Member
1
Property ownership and management
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-06-2019
Belle Walker
Compliance Officer