0000073956-17-000017.txt : 20170912
0000073956-17-000017.hdr.sgml : 20170912
20170912111820
ACCESSION NUMBER: 0000073956-17-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170912
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 171080375
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I/A
1
primary_doc.xml
MA-I/A
0000073956
XXXXXXXX
Belle Walker
5135346402
belle.walker@53.com
JOSEPH.DAFT@53.COM
N
Y
JOHN
ANDERSON
ROLANDER
001351049
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
11-05-2001
N
867-01273
LOCATED
11-05-2001
34 FOUNTAIN SQUARE PLAZA
MD 10AT42
CINCINNATI
OH
45202
11-2001
FIFTH THIRD SECURITIES, INC.
CINCINNATI
OH
45202
Y
Y
MANAGING DIRECTOR FIXED INCOME TRADING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-12-2017
Belle Walker
Compliance Officer