0000073956-17-000017.txt : 20170912 0000073956-17-000017.hdr.sgml : 20170912 20170912111820 ACCESSION NUMBER: 0000073956-17-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 171080375 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX Belle Walker 5135346402 belle.walker@53.com JOSEPH.DAFT@53.COM N Y JOHN ANDERSON ROLANDER 001351049 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 11-05-2001 N 867-01273 LOCATED 11-05-2001 34 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45202 11-2001 FIFTH THIRD SECURITIES, INC. CINCINNATI OH 45202 Y Y MANAGING DIRECTOR FIXED INCOME TRADING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-12-2017 Belle Walker Compliance Officer