0000073956-17-000016.txt : 20170912 0000073956-17-000016.hdr.sgml : 20170912 20170912083041 ACCESSION NUMBER: 0000073956-17-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 171080098 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX Belle Walker 5135346402 belle.walker@53.com JOSEPH.DAFT@53.COM N Y TIMOTHY ROBERT REIDY 004261196 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 02-24-2016 N 867-01273 LOCATED 02-24-2016 600 SUPERIOR AVE MD 10AT42 CLEVELAND OH 44114 02-2016 FIFTH THIRD SECURITIES, INC. CLEVELAND OH 44114 Y Y PUBLIC FINANCE 05-2010 02-2016 THE HUNTINGTON INVESTMENT COMPANY CLEVELAND OH 44114 Y Y PUBLIC FINANCE 11-2009 05-2010 PNC CAPITAL MARKETS CLEVELAND OH 44114 Y Y PUBLIC FINANCE 09-2002 11-2009 NATCITY INVESTMENTS, INC. CLEVELAND OH 44114 Y Y PUBLIC FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-01-2017 Belle Walker Compliance Officer