0000073956-17-000011.txt : 20170608 0000073956-17-000011.hdr.sgml : 20170608 20170608154559 ACCESSION NUMBER: 0000073956-17-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 17900182 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX JOSEPH S DAFT 513-534-6270 JOSEPH.DAFT@53.COM JOSEPH.DAFT@53.COM N Y NATHAN MICHAEL FLYNN 002787795 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 08-01-2014 N 867-012273 SUPERVISED 03-20-2015 21 E STATE STREET COLUMBUS OH 43215 LOCATED 08-01-2014 251 N ILLINOIS ST INDIANAPOLIS IN 46204 LOCATED 03-20-2015 222 SOUTH RIVERSIDE PLAZA CHICAGO IL 60606 08-2014 FIFTH THIRD SECURITIES, INC. INDIANAPOLIS IN 46204 Y Y PUBLIC FINANCE BANKER 03-2003 08-2014 WILLIAM BLAIR & COMPANY, LLC. CHICAGO IL 60606 Y Y DIRECTOR OF FINANCIAL STRUCTURING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-08-2017 Belle Walker Compliance Officer