0000073956-17-000011.txt : 20170608
0000073956-17-000011.hdr.sgml : 20170608
20170608154559
ACCESSION NUMBER: 0000073956-17-000011
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170608
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 17900182
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I/A
1
primary_doc.xml
MA-I/A
0000073956
XXXXXXXX
JOSEPH S DAFT
513-534-6270
JOSEPH.DAFT@53.COM
JOSEPH.DAFT@53.COM
N
Y
NATHAN
MICHAEL
FLYNN
002787795
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
08-01-2014
N
867-012273
SUPERVISED
03-20-2015
21 E STATE STREET
COLUMBUS
OH
43215
LOCATED
08-01-2014
251 N ILLINOIS ST
INDIANAPOLIS
IN
46204
LOCATED
03-20-2015
222 SOUTH RIVERSIDE PLAZA
CHICAGO
IL
60606
08-2014
FIFTH THIRD SECURITIES, INC.
INDIANAPOLIS
IN
46204
Y
Y
PUBLIC FINANCE BANKER
03-2003
08-2014
WILLIAM BLAIR & COMPANY, LLC.
CHICAGO
IL
60606
Y
Y
DIRECTOR OF FINANCIAL STRUCTURING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-08-2017
Belle Walker
Compliance Officer