0000073956-16-000027.txt : 20160411
0000073956-16-000027.hdr.sgml : 20160411
20160411100222
ACCESSION NUMBER: 0000073956-16-000027
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160407
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 161564225
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
JOSEPH S DAFT
5135346270
JOSEPH.DAFT@53.COM
JOSEPH.DAFT@53.COM
N
N
Brian
Edward
Seedhouse
002606049
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
02-19-2016
N
867-01273
LOCATED
SUPERVISED
02-19-2016
34 FOUNTAIN SQUARE PLAZA
MD 10AT42
CINCINNATI
OH
45202
02-2016
Fifth Third Securities, Inc.
Cincinnati
OH
45202
Y
Y
Public Finance-Managing Director
07-2012
02-2016
THE HUNTINGTON INVESTMENT COMPANY
COLUMBUS
OH
43215
Y
Y
DIRECTOR PUBLIC FINANCE
07-1998
07-2012
FIFTH THIRD SECURITIES, INC.
CINCINNATI
OH
45202
Y
Y
INSTITUTIONAL SALES/UNDERWRITING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-07-2016
JOSEPH S. DAFT
COMPLIANCE OFFICER