0000073956-16-000027.txt : 20160411 0000073956-16-000027.hdr.sgml : 20160411 20160411100222 ACCESSION NUMBER: 0000073956-16-000027 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 161564225 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX JOSEPH S DAFT 5135346270 JOSEPH.DAFT@53.COM JOSEPH.DAFT@53.COM N N Brian Edward Seedhouse 002606049 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 02-19-2016 N 867-01273 LOCATED SUPERVISED 02-19-2016 34 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45202 02-2016 Fifth Third Securities, Inc. Cincinnati OH 45202 Y Y Public Finance-Managing Director 07-2012 02-2016 THE HUNTINGTON INVESTMENT COMPANY COLUMBUS OH 43215 Y Y DIRECTOR PUBLIC FINANCE 07-1998 07-2012 FIFTH THIRD SECURITIES, INC. CINCINNATI OH 45202 Y Y INSTITUTIONAL SALES/UNDERWRITING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-07-2016 JOSEPH S. DAFT COMPLIANCE OFFICER