0000073956-16-000022.txt : 20160202 0000073956-16-000022.hdr.sgml : 20160202 20160202161843 ACCESSION NUMBER: 0000073956-16-000022 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 161381094 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX Joseph S. Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com N Y DAVID CECIL TIGGETT 004003190 Y 1 0000073956 FIFTH THIRD SECURITIES, INC. 07-06-2010 N 08-29-2014 0000073956 LOCATED SUPERVISED 07-08-2010 21 EAST STATE STREET MD 10AT42 COLUMBUS OH 43215 07-2010 Fifth Third Securities, Inc. Columbus OH 43215 Y Y Public Finance Banker 02-2009 07-2010 STATE OF OHIO COLUMBUS OH 43215 N N DIRECTOR OF DEBT MANAGEMENT 09-2006 01-2009 ROBERT W. BAIRD AND CO. COLUMBUS OH 43215 Y Y PUBLIC INVESTMENT BANKER 06-1995 09-2006 THE HUNTINGTON INVESTMENT COMPANY COLUMBUS OH 43125 Y Y COMERCIAL BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-02-2016 JOSEPH S DAFT COMPLIANCE OFFICER