0000073956-16-000022.txt : 20160202
0000073956-16-000022.hdr.sgml : 20160202
20160202161843
ACCESSION NUMBER: 0000073956-16-000022
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 161381094
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I/A
1
primary_doc.xml
MA-I/A
0000073956
XXXXXXXX
Joseph S. Daft
513-534-6270
joseph.daft@53.com
joseph.daft@53.com
N
Y
DAVID
CECIL
TIGGETT
004003190
Y
1
0000073956
FIFTH THIRD SECURITIES, INC.
07-06-2010
N
08-29-2014
0000073956
LOCATED
SUPERVISED
07-08-2010
21 EAST STATE STREET
MD 10AT42
COLUMBUS
OH
43215
07-2010
Fifth Third Securities, Inc.
Columbus
OH
43215
Y
Y
Public Finance Banker
02-2009
07-2010
STATE OF OHIO
COLUMBUS
OH
43215
N
N
DIRECTOR OF DEBT MANAGEMENT
09-2006
01-2009
ROBERT W. BAIRD AND CO.
COLUMBUS
OH
43215
Y
Y
PUBLIC INVESTMENT BANKER
06-1995
09-2006
THE HUNTINGTON INVESTMENT COMPANY
COLUMBUS
OH
43125
Y
Y
COMERCIAL BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-02-2016
JOSEPH S DAFT
COMPLIANCE OFFICER