0000073956-16-000020.txt : 20160112
0000073956-16-000020.hdr.sgml : 20160112
20160112085924
ACCESSION NUMBER: 0000073956-16-000020
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 161337713
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
Joseph S Daft
513-534-6270
joseph.daft@53.com
joseph.daft@53.com
N
N
ALEKSANDR
RICHARD
GRANCHALEK
004956638
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
09-01-2015
N
867-012273
LOCATED
01-11-2016
222 SOUTH RIVERSIDE DRIVE
CHICAGO
IL
60606
ALEKS
RICHARD
GRANCHALEK
09-2015
FIFTH THIRD SECURITIES, INC.
CHICAGO
IL
60606
Y
Y
PUBLIC FINANCE BANKER
05-2007
09-2015
WILLIAM BLAIR AND COMPANY
CHICAGO
IL
60606
Y
Y
ASSOCIATE
08-2005
05-2007
RBC DAIN RAUSCHER
CHICAGO
IL
60606
Y
Y
ASSOCIATE, ASST VP
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-11-2016
JOSEPH S. DAFT
COMPLIANCE OFFICER