0000073956-16-000020.txt : 20160112 0000073956-16-000020.hdr.sgml : 20160112 20160112085924 ACCESSION NUMBER: 0000073956-16-000020 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 161337713 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX Joseph S Daft 513-534-6270 joseph.daft@53.com joseph.daft@53.com N N ALEKSANDR RICHARD GRANCHALEK 004956638 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 09-01-2015 N 867-012273 LOCATED 01-11-2016 222 SOUTH RIVERSIDE DRIVE CHICAGO IL 60606 ALEKS RICHARD GRANCHALEK 09-2015 FIFTH THIRD SECURITIES, INC. CHICAGO IL 60606 Y Y PUBLIC FINANCE BANKER 05-2007 09-2015 WILLIAM BLAIR AND COMPANY CHICAGO IL 60606 Y Y ASSOCIATE 08-2005 05-2007 RBC DAIN RAUSCHER CHICAGO IL 60606 Y Y ASSOCIATE, ASST VP N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-11-2016 JOSEPH S. DAFT COMPLIANCE OFFICER