0000073956-15-000019.txt : 20151102 0000073956-15-000019.hdr.sgml : 20151102 20151102154736 ACCESSION NUMBER: 0000073956-15-000019 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 151190546 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I/A 1 primary_doc.xml MA-I/A 0000073956 XXXXXXXX JOSEPH S DAFT 5135346270 JOSEPH.DAFT@53.COM JOSEPH.DAFT@53.COM Y N KATHLEEN RENEE CLARK 004403335 N 1 0000073956 FIFTH THIRD SECURITIES, INC. FIFTH THIRD SECURITIES, INC. 05-01-2001 N 867-012273 LOCATED 03-20-2015 21 E STATE STREET COLUMBUS OH 43215 KATHLEEN RENEE ARNDT 05-2001 FIFTH THIRD SECURITIES, INC. COLUMBUS OH 43215 Y Y PUBLIC FINANCE BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-02-2015 JOSEPH S DAFT COMPLIANCE OFFICER