0000073956-15-000019.txt : 20151102
0000073956-15-000019.hdr.sgml : 20151102
20151102154736
ACCESSION NUMBER: 0000073956-15-000019
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 151190546
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I/A
1
primary_doc.xml
MA-I/A
0000073956
XXXXXXXX
JOSEPH S DAFT
5135346270
JOSEPH.DAFT@53.COM
JOSEPH.DAFT@53.COM
Y
N
KATHLEEN
RENEE
CLARK
004403335
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.
05-01-2001
N
867-012273
LOCATED
03-20-2015
21 E STATE STREET
COLUMBUS
OH
43215
KATHLEEN
RENEE
ARNDT
05-2001
FIFTH THIRD SECURITIES, INC.
COLUMBUS
OH
43215
Y
Y
PUBLIC FINANCE BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-02-2015
JOSEPH S DAFT
COMPLIANCE OFFICER