0000073956-14-000014.txt : 20141219 0000073956-14-000014.hdr.sgml : 20141219 20141219100630 ACCESSION NUMBER: 0000073956-14-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 141297822 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX JOSEPH S DAFT 5135346270 JOSEPH.DAFT@53.COM JOSEPH.DAFT@53.COM N MARTIN HENRY VOGTSBERGER 000838534 N 1 0000073956 FIFTH THIRD SECURITIES, INC. 04-04-1980 N 08-29-2014 0000073956 LOCATED 09-19-2006 34 FOUNTAIN SQUARE PLAZA CINCINNATI OH 45202 LOCATED 04-04-1980 21 EAST STATE STREET COLUMBUS OH 43215 MARTY HENRY VOGTSBERGER 04-1980 FIFTH THIRD SECURITIES, INC. COLUMBUS OH 43215 Y Y MANAGING DIRECTOR, GROUP HEAD N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-02-2014 JOSEPH S. DAFT COMPLIANCE OFFICER