0000073956-14-000014.txt : 20141219
0000073956-14-000014.hdr.sgml : 20141219
20141219100630
ACCESSION NUMBER: 0000073956-14-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140902
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 141297822
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
JOSEPH S DAFT
5135346270
JOSEPH.DAFT@53.COM
JOSEPH.DAFT@53.COM
N
MARTIN
HENRY
VOGTSBERGER
000838534
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
04-04-1980
N
08-29-2014
0000073956
LOCATED
09-19-2006
34 FOUNTAIN SQUARE PLAZA
CINCINNATI
OH
45202
LOCATED
04-04-1980
21 EAST STATE STREET
COLUMBUS
OH
43215
MARTY
HENRY
VOGTSBERGER
04-1980
FIFTH THIRD SECURITIES, INC.
COLUMBUS
OH
43215
Y
Y
MANAGING DIRECTOR, GROUP HEAD
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-02-2014
JOSEPH S. DAFT
COMPLIANCE OFFICER