0000073956-14-000011.txt : 20141219 0000073956-14-000011.hdr.sgml : 20141219 20141219100654 ACCESSION NUMBER: 0000073956-14-000011 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140902 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC. CENTRAL INDEX KEY: 0000073956 IRS NUMBER: 314122170 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04350 FILM NUMBER: 141297827 BUSINESS ADDRESS: STREET 1: 34 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-534-7421 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT42 CITY: CINCINNATI STATE: OH ZIP: 45263 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD DATE OF NAME CHANGE: 20020207 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD DATE OF NAME CHANGE: 20011219 FORMER COMPANY: FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD DATE OF NAME CHANGE: 20011018 MA-I 1 primary_doc.xml MA-I 0000073956 XXXXXXXX JOSEPH S DAFT 513-534-6270 JOSEPH.DAFT@53.COM JOSEPH.DAFT@53.COM N ANDREW JOACHIM BROSSART 003144007 Y 1 0000073956 FIFTH THIRD SECURITIES, INC. 02-01-2005 N 08-29-2014 0000073956 LOCATED SUPERVISED 02-01-2005 34 FOUNTAIN SQUARE PLAZA MD 10AT42 CINCINNATI OH 45202 02-2005 FIFTH THIRD SECURITIES, INC CINCINNATI OH 45202 Y Y PUBLIC FINANCE BANKER 09-1998 01-2005 SEASONGOOD AND MAYER CINCINNATI OH 45202 Y Y PUBLIC FINANCE BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-02-2014 JOSEPH S. DAFT COMPLIANCE OFFICER