0000073956-14-000010.txt : 20141219
0000073956-14-000010.hdr.sgml : 20141219
20141219100700
ACCESSION NUMBER: 0000073956-14-000010
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIFTH THIRD SECURITIES, INC.
CENTRAL INDEX KEY: 0000073956
IRS NUMBER: 314122170
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04350
FILM NUMBER: 141297828
BUSINESS ADDRESS:
STREET 1: 34 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-534-7421
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT42
CITY: CINCINNATI
STATE: OH
ZIP: 45263
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH III SECURITIES INC /BD
DATE OF NAME CHANGE: 20020207
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\ /BD
DATE OF NAME CHANGE: 20011219
FORMER COMPANY:
FORMER CONFORMED NAME: FIFTH THIRD SECURITIES INC\\\OH /BD
DATE OF NAME CHANGE: 20011018
MA-I
1
primary_doc.xml
MA-I
0000073956
XXXXXXXX
JOSEPH S DAFT
513-534-6270
JOSEPH.DAFT@53.COM
JOSEPH.DAFT@53.COM
N
JOHN
CURTIS
ADAMS
001424751
N
1
0000073956
FIFTH THIRD SECURITIES, INC.
01-15-1990
N
08-29-2014
0000073956
LOCATED
SUPERVISED
01-15-1990
21 EAST STATE STREET
COLUMBUS
OH
43215
01-1990
FIFTH THIRD SECURITIES, INC.
COLUMBUS
OH
43215
Y
Y
MANAGING DIRECTOR-PUBLIC FINANCE
Y
02-2012
CITY OF UPPER ARLINGTON
3600 TREMONT ROAD
UPPER ARLINGTON
OH
43221
N
N
MUNICIPALITY
CITY COUNCIL MEMBER
6
REVIEW AND VOTE ON CITY LEGISLATION
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-29-2014
JOSEPH S. DAFT
COMPLIANCE OFFICER