-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cwct5nHV5cNLz8VA+eW2BnZmgWTOULi1kBEFaEFO4Ie5dYRWSnwmgToUqnLilHAC 5X22mE7N/wiwHjUlT50Eog== 0000073952-03-000013.txt : 20030212 0000073952-03-000013.hdr.sgml : 20030212 20030212152713 ACCESSION NUMBER: 0000073952-03-000013 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BADE JOHN E JR CENTRAL INDEX KEY: 0001131075 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O OHIO CASUALTY CORP STREET 2: 9450 SEWARD RD CITY: FAIRFIELD STATE: OH ZIP: 45014 BUSINESS PHONE: 5136032600 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OHIO CASUALTY CORP CENTRAL INDEX KEY: 0000073952 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 310783294 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05544 FILM NUMBER: 03554353 BUSINESS ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 BUSINESS PHONE: 5136032600 MAIL ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 5 1 jeb50203.txt ANNUAL STATEMENT FOR 2002 5 1 NASDAQ 0001131075 Officer Ohio Casualty Corporation 0000073952 31-0783294 12/31/02 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) BADE JR, JOHN E 8400 OLD STABLE ROAD CINCINNATI, OH 45243 2. Issuer Name and Ticker or Trading Symbol Ohio Casualty Corporation (OCAS) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 12/31/02 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Senior Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3,124 D Direct Common Stock 5,865 I Employee Savings Pln Common Stock 2,480 I by Daughter Common Stock 2,432 I by Son Common Stock 391,270 I by Spouse Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $8.9900 06/01/11 to buy) Incentive Stock Option (right $17.5000 01/23/97 01/23/06 to buy) Incentive Stock Option (right $17.7000 02/21/02 A 5,931 (1) 02/21/12 to buy) Incentive Stock Option (right $20.3438 02/18/00 02/18/09 to buy) Incentive Stock Option (right $20.6875 02/20/98 02/20/07 to buy) Incentive Stock Option (right $23.4688 02/19/99 02/19/08 to buy) Non-Qualified Stock Option $8.9900 06/01/11 (right to buy) Non-Qualified Stock Option $12.3750 02/28/01 02/28/10 (right to buy) Non-Qualified Stock Option $17.7000 02/21/02 A 4,969 (1) 02/21/12 (right to buy) Non-Qualified Stock Option $20.3438 02/18/00 02/18/09 (right to buy) Non-Qualified Stock Option $23.4688 02/19/99 02/19/08 (right to buy) Phantom Stock Units Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 21,693 21,693 D Direct to buy) Incentive Stock Option (right Common Stock 6,000 6,000 D Direct to buy) Incentive Stock Option (right 02/21/02 Common Stock 5,931 5,931 D Direct to buy) Incentive Stock Option (right Common Stock 5,160 5,160 D Direct to buy) Incentive Stock Option (right Common Stock 6,000 6,000 D Direct to buy) Incentive Stock Option (right Common Stock 3,018 3,018 D Direct to buy) Non-Qualified Stock Option Common Stock 9,307 9,307 D Direct (right to buy) Non-Qualified Stock Option Common Stock 15,000 15,000 D Direct (right to buy) Non-Qualified Stock Option 02/21/02 Common Stock 4,969 4,969 D Direct (right to buy) Non-Qualified Stock Option Common Stock 2,840 2,840 D Direct (right to buy) Non-Qualified Stock Option Common Stock 2,982 2,982 D Direct (right to buy) Phantom Stock Units Common Stock 177 177 I Supplemental ESP Explanation of Responses: (1) Granted pursuant to the Ohio Casualty Corporation 1993 Stock Incentive Plan; option vests in three equal annual installments beginning on February 21, 2003. - - The phantom stock units were acquired under Ohio Casualty Corporation's Supplemental Executive Savings Plan and will be settled upon the reporting person's retirement or other termination of service.
SIGNATURE OF REPORTING PERSON /S/ BADE JR, JOHN E DATE 02/03/03 -----END PRIVACY-ENHANCED MESSAGE-----