-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+kUn3vh4EfZQzOrLkAGckE7HJKs7fIo8X+5YTz6kzk6yGGF3NG6IugURmf3/cG8 ecOhloHuQczzvUDqoxV/9Q== 0000073952-03-000011.txt : 20030212 0000073952-03-000011.hdr.sgml : 20030212 20030212152606 ACCESSION NUMBER: 0000073952-03-000011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OHIO CASUALTY CORP CENTRAL INDEX KEY: 0000073952 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 310783294 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05544 FILM NUMBER: 03554346 BUSINESS ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 BUSINESS PHONE: 5136032600 MAIL ADDRESS: STREET 1: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SLONEKER HOWARD L III CENTRAL INDEX KEY: 0001128312 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: OHIO CASUALTY CORP STREET 2: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 BUSINESS PHONE: 5136032600 MAIL ADDRESS: STREET 1: OHIO CASUALTY CORP STREET 2: 9450 SEWARD ROAD CITY: FAIRFIELD STATE: OH ZIP: 45014 5 1 hls50203.txt ANNUAL STATEMENT 5 1 NASDAQ 0001128312 Officer Ohio Casualty Corporation 0000073952 31-0783294 12/31/02 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) SLONEKER III, HOWARD L 6533 HERITAGE CLUB DR MASON, OH 45040 2. Issuer Name and Ticker or Trading Symbol Ohio Casualty Corporation (OCAS) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 12/31/02 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Sr. Vice President Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 432,938 D Direct Common Stock 5,932 I Employee Savings Pln Common Stock 119 I Spouse as custodian Common Stock 2,432 I by Daughter Common Stock 2,432 I by Son Common Stock 2,432 I by Spouse Common Stock 796,826 I by Trust Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.5000 01/23/97 01/23/06 to buy) Incentive Stock Option (right $17.7000 02/21/02 A 10,900 (1) 02/21/12 to buy) Incentive Stock Option (right $20.3438 02/18/00 02/18/09 to buy) Non-Qualified Stock Option $8.9900 06/01/11 (right to buy) Non-Qualified Stock Option $12.3750 02/28/01 02/28/10 (right to buy) Non-Qualified Stock Option $13.1250 03/23/01 03/23/10 (right to buy) Non-Qualified Stock Option $17.5000 01/23/97 01/23/06 (right to buy) Non-Qualified Stock Option $20.3438 02/18/00 02/18/09 (right to buy) Non-Qualified Stock Option $20.6875 02/20/98 02/20/07 (right to buy) Non-Qualified Stock Option $23.4688 02/19/99 02/19/08 (right to buy) Phantom Stock Units Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 11,428 11,428 D Direct to buy) Incentive Stock Option (right 02/21/02 Common Stock 10,900 10,900 D Direct to buy) Incentive Stock Option (right Common Stock 14,740 14,740 D Direct to buy) Non-Qualified Stock Option Common Stock 31,000 31,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 15,000 15,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 15,000 15,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 1,906 1,906 D Direct (right to buy) Non-Qualified Stock Option Common Stock 9,260 9,260 D Direct (right to buy) Non-Qualified Stock Option Common Stock 20,000 20,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 20,000 20,000 D Direct (right to buy) Phantom Stock Units Common Stock 575 575 I Supplemental ESP Explanation of Responses: (1) Granted pursuant to the Ohio Casualty Corporation 1993 Stock Incentive Plan; option vests in three equal annual installments beginning on February 21, 2003. - - The phantom stock units were acquired under Ohio Casualty Corporation's Supplemental Executive Savings Plan and will be settled upon the reporting person's retirement or other termination of service.
SIGNATURE OF REPORTING PERSON /S/ SLONEKER III, HOWARD L DATE 02/05/03 -----END PRIVACY-ENHANCED MESSAGE-----