-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sl4ZogEy8ZFEBMjzdy7V7/DJ6an4NtfSNGW+gd1bMzrTQDjxX7cX2MouFKRUAHWW cY7p7nz6mXdUp4GzUY1xHw== 0001010197-96-000001.txt : 19960916 0001010197-96-000001.hdr.sgml : 19960916 ACCESSION NUMBER: 0001010197-96-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960307 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OGLEBAY NORTON CO CENTRAL INDEX KEY: 0000073918 STANDARD INDUSTRIAL CLASSIFICATION: 4400 IRS NUMBER: 340158970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10445 FILM NUMBER: 96532002 BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2598 BUSINESS PHONE: 2168613300 MAIL ADDRESS: STREET 1: 1100 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2598 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACTIER JAMES ALLAN CENTRAL INDEX KEY: 0001010197 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: P O BOX 12248 CITY: OMAHA STATE: NE ZIP: 68112-0248 MAIL ADDRESS: STREET 1: P O BOX 12248 CITY: OMAHA STATE: NE ZIP: 68112-0248 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) OBLEBAY NORTON COMPANY (Name of Issuer) Common Stock, $1.00 (One Dollar & 00/100) Per Share Par Value (Title of Class of Securities) 677007-10-6 (CUSIP Number) David L. Hefflinger McGrath, North, Mullin & Kratz, P.C. 1400 One Central Park Plaza Omaha, NE 68102 (402) 341-3070 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 28, 1996 (Date of Event which Required Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The remainder of the cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. 1. Name of Reporting Person SS or IRS Identification Number of Above Person James Allan Mactier, SSN ###-##-#### 2. Check the Appropriate Box if a Member of a Group (a) (b) 3. SEC Use Only 4. Source of Funds PF 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization United States Citizen 7. Sole Voting Power -0- Number of Shares 8. Shared Voting Power Beneficially Owned by -0- Reporting Person 9. Sole Dispositive Power With -0- 10. Shared Dispositive Power -0- 11. Aggregate Amount Beneficially Owned by Each Reporting Person -0- 12. Check Box if Aggregate Amount in Row 11 Excludes Certain Shares 13. Percent of Class Represented by Amount in Row 11 0% of voting securities 14. Type of Reporting Person IN Item 1. SECURITY AND ISSUER A. Title and Class of Security: Common Stock, $1.00 par value ("Common Stock") B. Name of issuer and address of issuer's principal executive offices: Oglebay Norton Company, 1100 Superior Avenue, Cleveland, Ohio 44114-2598 Item 2. IDENTITY AND BACKGROUND A. J. Allan Mactier ("Reporting Person") B. P. O. Box 12248, Omaha, NE 68112 C. Private Investor, Address Same as Item 2-B above D. None E. None F. United States Citizen Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Source of funds used for purchase are personal funds of the reporting person. Securities have been purchased on margin accounts, pursuant to standard margin agreements, with the following registered broker- dealers: Jefferies and Company, Inc. 650 6th Avenue, 4th Floor New York, NY 10019 Kidder, Peabody and Company 1414 Main Springfield, MA 01144 Robotti & Eng 26 Broadway New York, NY 10004 Herzog, Heine and Geduld 26 Broadway New York, NY 10004 W and D Securities Incorporated 445 S. Figaroa St. Los Angeles, CA 90071 Purchases of common stock of the issuer were made by purchase at prevailing market prices as quoted by the National Association of Securities Dealers. For an itemization of purchases during the sixty-day period preceding date of event which required filing, See item 5(c) below. Item 4. PURPOSE OF TRANSACTION Common stock was purchased for investment purposes. Reporting person may purchase additional common stock of the issuer, may dispose of shares of common stock of the issuer, or may distribute shares of common stock of the issuer inter vivos to certain trusts, depending upon investment decisions. Item 5. INTEREST IN SECURITIES OF THE ISSUER J. Allan Mactier filed a Schedule 13D dated August 10, 1990 to report the acquisition of 130,800 shares of Oglebay Norton common stock. Mr. Mactier effected certain de minimis purchases and sales subsequent to that date. Mr. Mactier sold 127,900 shares on February 28, 1996 in open market transactions; following such sales, Mr. Mactier owns no shares of Oglebay Norton. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Not Applicable Item 7. MATERIAL TO BE FILED AS EXHIBITS Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 7, 1996. /s/ J. Allan Mactier ______________________________ J. ALLAN MACTIER -----END PRIVACY-ENHANCED MESSAGE-----