-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/YmRN+wR5r8VVVp4lbvBPKT+feLsOAXT5s9Q59XdRUU/fGfC80e1gPo4oJvNsJh 68wQEKaGMt+w9m9wVTIhdw== 0000912057-97-012252.txt : 19970409 0000912057-97-012252.hdr.sgml : 19970409 ACCESSION NUMBER: 0000912057-97-012252 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970408 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIREPLACE MANUFACTURERS INC CENTRAL INDEX KEY: 0000738992 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 953244946 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-38220 FILM NUMBER: 97576463 BUSINESS ADDRESS: STREET 1: 2701 S HARBOR BLVD CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7145497782 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HORNSBY JOHN D CENTRAL INDEX KEY: 0000941615 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2701 SOUTH HARBOR BLVD CITY: SANTA ANA STATE: CA ZIP: 92704 MAIL ADDRESS: STREET 1: 2701 SOUTH HARBOR BLVD CITY: SANTA ANA STATE: CA ZIP: 92704 SC 13D 1 SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* --------- Fireplace Manufacturers Inc. -------------------------------------------------------- (Name of Issuer) Common -------------------------------------------------------- (Title of Class of Securities) 318216108 -------------------------------------------------------- (CUSIP Number) Jane Iovine 714-549-7782 2701 S. Harbor Blvd, Santa Ana, CA 92704 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 27, 1997 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of Pages --- CUSIP No. 318216108 13D Page 2 of 3 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons John D. Hornsby - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* PF - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Beneficially Owned Power 412,748 by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 50,000 -------------------------------------------------- (9) Sole Dispositive Power 412,748 -------------------------------------------------- (10) Shared Dispositive Power 50,000 - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 462,748 - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 13.4% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 3 Pages --- --- ITEM 1. SECURITY AND ISSUER a) Common Stock b) Fireplace Manufacturers Inc, 2701 S. Harbor Blvd, Santa Ana, CA 92704 ITEM 2. IDENTITY AND BACKGROUND a) John D. Hornsby b) 2701 S. Harbor Blvd; Santa Ana, CA 92704 c) Chief Operating Officer, and Secretary of Fireplace Manufacturers Inc., 2701 S. Harbor Santa Ana, CA 92704 d) N/A e) N/A f) USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Personal Funds of $38,000 were used to make this purchase. ITEM 4. PURPOSE OF TRANSACTION To increase ownership in Fireplace Manufacturers Inc. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a) In the aggregate, Mr. Hornsby beneficially owns 462,748 shares of the Issuer, including 50,000 shares which are held by Mr. Hornsby and Deborah Lee Hornsby as co-trustees of the Hornsby Family Trust. The 462,748 shares represent 13.4% of the common stock of the Issuer. b) John Hornsby has sole voting and investment power over 412,748 of the above referenced 462,748 shares. 50,000 of the above 462,748 are held by Mr. Hornsby and Deborah Lee Hornsby as co-trustees of the Hornsby Family Trust. c) On March 27, 1997, Mr. Hornsby purchased 50,000 shares of common stock of the Issuer at $0.76 per share from Fireplace Manufacturers Incorporated. d) Not Applicable e) Not Applicable ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 4/1/97 ---------------------------------------- (Date /s/ John Hornsby ---------------------------------------- (Signature) John D. Hornsby, COO, Secretary ---------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----