-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQ8c6lE3KvDxx8sijej0v4+r633fZcmd6MFfYOYCo22u/mMVu6nbfdA6LjNwwEsX GYFTH8W8+822yTtm22ErDg== 0001069522-98-000005.txt : 19981015 0001069522-98-000005.hdr.sgml : 19981015 ACCESSION NUMBER: 0001069522-98-000005 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981013 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OEA INC /DE/ CENTRAL INDEX KEY: 0000073864 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 362362379 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-12466 FILM NUMBER: 98725077 BUSINESS ADDRESS: STREET 1: 34501 E QUINCY AVE CITY: DENVER STATE: CO ZIP: 80250 BUSINESS PHONE: 3036931248 MAIL ADDRESS: STREET 1: P O BOX 100488 CITY: DENVER STATE: CO ZIP: 80250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LENTZ EVANS & KING P C CENTRAL INDEX KEY: 0001069522 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 840690382 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2900 LINCOLN CENTER BUILDING STREET 2: 1660 LINCOLN STREET SUITE 2900 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038614154 MAIL ADDRESS: STREET 1: 2900 LINCOLN CENTER BUILDING STREET 2: 1660 LINCOLN STREET SUITE 2900 CITY: DENVER STATE: CO ZIP: 80264 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___)* OEA, INC. (Name of Issuer) Common Stock ($0.10 Par Value) (Title of Class of Securities) 670826106 (CUSIP Number) Francis P. King 1660 Lincoln Street, Suite 2900 Denver, Colorado 80264 (303) 861-4154 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 17, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS James D. Kafadar S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ###-##-#### - ----------------------------------------------------------------------------- (2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) [ ] (b) [ x ] - ----------------------------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------------------------- (4) SOURCE OF FUNDS (SEE INSTRUCTIONS): 00 - ----------------------------------------------------------------------------- (5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ----------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ----------------------------------------------------------------------------- (7) SOLE VOTING POWER 448,018 - ----------------------------------------- NUMBER OF SHARES BENEFICIALLY (8) SHARED VOTING POWER OWNED BY EACH REPORTING PERSON 1,167,597 ----------------------------------------- (9) SOLE DISPOSITIVE POWER 448,018 ----------------------------------------- (10) SHARED DISPOSITIVE POWER 1,167,597 - ----------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,615,615 - ----------------------------------------------------------------------------- (12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ----------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.9% - ----------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------------------- Item 1. Security and Issuer. Common stock $0.10 par value; OEA, INC. 34501 East Quincy Avenue P.O. Box 100488 Denver, CO 80250 Item 2. Identity and Background. (a) James D. Kafadar; (b) 350 Bleecker St., #6E New York, NY 10014; (c) Self-employed at above address; (d) In the last five years, the Reporting Person has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors); (e) During the last five years, the Reporting Person was not party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was not or is not subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws; (f) U.S.A. Item 3. Source and Amount of Funds or Other Consideration. The transaction which made the Reporting Person subject to reporting was appointment upon the death of Ahmed D. Kafadar as co-trustee with four other persons of Ahmed D. Kafadar Trust, which holds 1,167,597 shares of OEA, Inc. No funds were involved. The Reporting Person disclaims beneficial ownership of the shares held by the trust pursuant to Rule 13d-4, except that the Reporting Person is also a beneficiary of approximately 20 to 25% of the Ahmed D. Kafadar Trust's assets and approximately 25% of the Maryanna B. Kafadar Family Trust's assets. The securities owned beneficially for which the Reporting Person has sole voting and dispositive power were received as a result of the reporting person's father's death on January 17, 1998. The securities owned beneficially, as to which the Reporting Person has shared voting and dispositive power, are presently held in trust, of which the Reporting Person is one of five trustees. Unanimous agreement is required of all five co-trustees to vote or dispose of the securities, unless he trustees agree otherwise. Item 4. Purpose of Transaction. (a) The securities as to which the Reporting Person has sole voting and dispositive power are held for investment. No plan known to the Reporting Person exists relating to the securities held in trusts of which the Reporting Person is one of five co-trustees, although it is possible an undetermined amount of such securities may be sold to pay the estate tax obligations of his father's estate by the trust or distributed to the beneficiaries and then sold by the beneficiaries who receive such securities. (b) None; (c) None; (d) None; (e) None; (f) None; (g) None; (h) None; (i) None; (j) None. Item 5. Interest in Securities of the Issuer. (a) The Reporting Person named in Item 2 beneficially owns 1,615,615 shares, representing 7.9% of the common stock $0.10 par value. The Reporting Person is not a member of a group. The right to receive 334,058 shares occurred January 17, 1998, but were actually issued February 9, 1998. (b) See Cover Page, nos. 7, 8, 9 and 10; (c) None; (d) The other co-trustees of the trust referred to in Item 3 are: Charles Kafadar, Shirene Kafadar, Karen Kafadar and Claudia Kafadar; (e) None. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 28, 1998 Date /s/ JAMES D. KAFADAR -----END PRIVACY-ENHANCED MESSAGE-----