-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N1ZLFk4Iw7dw4gXl3Cs3PAV37PTxuqf7VPIAUtpJu1oEkbx5m13O2xwTttUNzVSq YtrA+rjJFKOQiSx8BDdzAg== 0001069522-00-000003.txt : 20000505 0001069522-00-000003.hdr.sgml : 20000505 ACCESSION NUMBER: 0001069522-00-000003 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000504 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OEA INC /DE/ CENTRAL INDEX KEY: 0000073864 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 362362379 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-12466 FILM NUMBER: 619614 BUSINESS ADDRESS: STREET 1: 34501 E QUINCY AVE CITY: DENVER STATE: CO ZIP: 80250 BUSINESS PHONE: 3036931248 MAIL ADDRESS: STREET 1: P O BOX 100488 CITY: DENVER STATE: CO ZIP: 80250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LENTZ EVANS & KING P C CENTRAL INDEX KEY: 0001069522 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 840690382 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2900 LINCOLN CENTER BUILDING STREET 2: 1660 LINCOLN STREET SUITE 2900 CITY: DENVER STATE: CO ZIP: 80264 BUSINESS PHONE: 3038614154 MAIL ADDRESS: STREET 1: 2900 LINCOLN CENTER BUILDING STREET 2: 1660 LINCOLN STREET SUITE 2900 CITY: DENVER STATE: CO ZIP: 80264 SC 13D/A 1 AMENDED 13D FOR JAMES D. KAFADAR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* OEA, INC. (Name of Issuer) Common Stock ($0.10 Par Value) (Title of Class of Securities) 670826106 (CUSIP Number) Francis P. King 1660 Lincoln Street, Suite 2900 Denver, Colorado 80264 (303) 861-4154 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 29, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (1) NAMES OF REPORTING PERSONS James D. Kafadar S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ###-##-#### - ----------------------------------------------------------------------------- (2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): (a) [ ] (b) [ x ] - ----------------------------------------------------------------------------- (3) SEC USE ONLY - ----------------------------------------------------------------------------- (4) SOURCE OF FUNDS (SEE INSTRUCTIONS): 00 - ----------------------------------------------------------------------------- (5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ----------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - ----------------------------------------------------------------------------- (7) SOLE VOTING POWER 448,018 ----------------------------------------- NUMBER OF SHARES BENEFICIALLY (8) SHARED VOTING POWER OWNED BY EACH REPORTING PERSON 1,494,322 ----------------------------------------- WITH (9) SOLE DISPOSITIVE POWER 448,018 ----------------------------------------- (10) SHARED DISPOSITIVE POWER 1,494,322 - ----------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,942,340 - ----------------------------------------------------------------------------- (12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ----------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.42% - ----------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------------------------------------------------------------------------- Item 3. Source and Amount of Funds or Other Consideration. On January 18, 1998, the Reporting Person became subject to reporting by reason of the appointment upon the death of his father, Ahmed D. Kafadar, as co-trustee with four other persons of the Ahmed D. Kafadar Trust which held 1,167,597 shares of OEA, Inc. on the date of death. On June 2, 1998, the Reporting Person was appointed co-trustee, with four other persons, of the Maryanna B. Kafadar Family Trust which owned 568,838 shares. On August 29, 1999, the Ahmed D. Kafadar Trust transferred 276,391 shares to Shirene Kafadar, and the Maryanna B. Kafadar Family Trust transferred 200,000 shares to Shirene Kafadar, and she resigned as Trustee of both Trusts. The Reporting Person disclaims beneficial ownership of the shares held by the Ahmed D. Kafadar Trust and the Maryanna B. Kafadar Family Trust pursuant to Rule 13d-4, except that the Reporting Person is also a beneficiary of approximately 20 to 25% of the Ahmed D. Kafadar Trust's assets and approximately 25% of the Maryanna B. Kafadar Family Trust's assets. The securities owned beneficially for which the Reporting Person has sole voting and dispositive power were received as a result of the Reporting Person's father's death on January 17, 1998. The securities owned beneficially, as to which the Reporting Person has shared voting and dispositive power, are presently held in two trusts, of which the Reporting Person is one of four trustees. Unanimous agreement is required of all four co-trustees to vote or dispose of the securities, unless the trustees agree otherwise. Item 4. Purpose of Transaction. (a) The securities as to which the Reporting Person has sole voting and dispositive power are held for investment. No plan known to the Reporting Person exists relating to the securities held in trusts of which the Reporting Person is to be one of four co-trustees, although it is possible an undetermined amount of such securities may be sold to pay the estate tax obligations of his father's estate by the trusts or distributed to the beneficiaries and then sold by the beneficiaries who receive such securities. (b) None; (c) None; (d) None; (e) None; (f) None; (g) None; (h) None; (i) None; (j) None. Item 5. Interest in Securities of the Issuer. (a) The Reporting Person named in Item 2 beneficially owns 1,942,340 shares, representing 9.42% of the common stock $0.10 par value. The Reporting Person is not a member of a group. (b) See Cover Page, nos. 7, 8, 9 and 10; (c) None; (d) The other co-trustees of the trust referred to in Item 3 are: Charles B. Kafadar, Shirene Kafadar, Karen Kafadar and Claudia F. Kafadar; (e) None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 16, 2000 /s/ JAMES D. KAFADAR -----END PRIVACY-ENHANCED MESSAGE-----