0001593968-21-002151.txt : 20210917
0001593968-21-002151.hdr.sgml : 20210917
20210917205921
ACCESSION NUMBER: 0001593968-21-002151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210126
FILED AS OF DATE: 20210917
DATE AS OF CHANGE: 20210917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARTON FRANCIS P
CENTRAL INDEX KEY: 0001236181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36475
FILM NUMBER: 211261872
MAIL ADDRESS:
STREET 1: C/O INVENTERGY GLOBAL, INC.
STREET 2: 900 E. HAMILTON AVENUE, SUITE 180
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEMETIS, INC
CENTRAL INDEX KEY: 0000738214
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 261407544
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20400 STEVENS CREEK BLVD
STREET 2: SUITE 700
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: 408-517-3304
MAIL ADDRESS:
STREET 1: 20400 STEVENS CREEK BLVD
STREET 2: SUITE 700
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: AE BIOFUELS, INC.
DATE OF NAME CHANGE: 20110714
FORMER COMPANY:
FORMER CONFORMED NAME: AE Biofuels, Inc.
DATE OF NAME CHANGE: 20071212
FORMER COMPANY:
FORMER CONFORMED NAME: MARWICH II LTD
DATE OF NAME CHANGE: 19840123
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2021-01-26
0000738214
AEMETIS, INC
AMTX
0001236181
BARTON FRANCIS P
20400 STEVENS CREK BLVD, SUITE 700
CUPERTINO
CA
95014
true
false
false
false
Common Stock
2021-02-16
4
S
false
10000
9.0012
D
13452
D
Common Stock
2021-02-16
4
S
false
10000
9.0012
D
13452
D
Common Stock
2021-02-25
4
S
false
20000
10.0028
D
13452
D
Common Stock
2021-03-01
4
S
false
20000
12
D
13452
D
Common Stock
2021-03-02
4
S
false
10000
15.0016
D
13452
D
Common Stock
2021-03-12
4
S
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20000
20
D
13452
D
Common Stock
2021-01-26
4
S
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20000
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D
1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant.
The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant.
The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant.
The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017.
As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale.
/s/Todd Waltz attorney-infact
2021-09-17