0001593968-21-002151.txt : 20210917 0001593968-21-002151.hdr.sgml : 20210917 20210917205921 ACCESSION NUMBER: 0001593968-21-002151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210126 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON FRANCIS P CENTRAL INDEX KEY: 0001236181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36475 FILM NUMBER: 211261872 MAIL ADDRESS: STREET 1: C/O INVENTERGY GLOBAL, INC. STREET 2: 900 E. HAMILTON AVENUE, SUITE 180 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEMETIS, INC CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 261407544 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-3304 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: AE BIOFUELS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: AE Biofuels, Inc. DATE OF NAME CHANGE: 20071212 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-01-26 0000738214 AEMETIS, INC AMTX 0001236181 BARTON FRANCIS P 20400 STEVENS CREK BLVD, SUITE 700 CUPERTINO CA 95014 true false false false Common Stock 2021-02-16 4 S false 10000 9.0012 D 13452 D Common Stock 2021-02-16 4 S false 10000 9.0012 D 13452 D Common Stock 2021-02-25 4 S false 20000 10.0028 D 13452 D Common Stock 2021-03-01 4 S false 20000 12 D 13452 D Common Stock 2021-03-02 4 S false 10000 15.0016 D 13452 D Common Stock 2021-03-12 4 S false 20000 20 D 13452 D Common Stock 2021-01-26 4 S false 20000 9.1 D 13452 D 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant. The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant. The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017. As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale. /s/Todd Waltz attorney-infact 2021-09-17