0001593968-21-001141.txt : 20210421 0001593968-21-001141.hdr.sgml : 20210421 20210421182035 ACCESSION NUMBER: 0001593968-21-001141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210419 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waltz Todd CENTRAL INDEX KEY: 0001383895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36475 FILM NUMBER: 21842694 MAIL ADDRESS: STREET 1: P O BOX 1445 CITY: CUPERTINO STATE: CA ZIP: 95015 FORMER NAME: FORMER CONFORMED NAME: WELTZ TODD DATE OF NAME CHANGE: 20061218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEMETIS, INC CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 261407544 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-3304 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: AE BIOFUELS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: AE Biofuels, Inc. DATE OF NAME CHANGE: 20071212 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-04-19 0000738214 AEMETIS, INC AMTX 0001383895 Waltz Todd 20400 STEVENS CREK BLVD, SUITE 700 CUPERTINO CA 95014 false true false false Executive Vice President, CFO Option (right to buy) 0.92 2021-04-19 4 D false 36079 19.6681 D 2019-09-06 2029-06-05 Common stock and Series B Preferred 37916 28921 D Option (right to buy) 0.86 2021-04-19 4 D false 15091 19.6681 D 2020-04-09 2030-01-09 Common stock and Series B Preferred 40002 104909 D The 6-06-2019 option grant was exercised and sold through 10b5-1 plan. The 1-9-2020 option grant was exercised and sold through 10b5-1 plan. /s/ Todd Waltz 2021-04-21