0001593968-21-000107.txt : 20210111
0001593968-21-000107.hdr.sgml : 20210111
20210111173253
ACCESSION NUMBER: 0001593968-21-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210107
FILED AS OF DATE: 20210111
DATE AS OF CHANGE: 20210111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLOCK JOHN R
CENTRAL INDEX KEY: 0001055711
STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36475
FILM NUMBER: 21521782
MAIL ADDRESS:
STREET 1: ONE JOHN DEERE PLACE
CITY: MOLINE
STATE: IL
ZIP: 61265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEMETIS, INC
CENTRAL INDEX KEY: 0000738214
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 261407544
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20400 STEVENS CREEK BLVD
STREET 2: SUITE 700
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: 408-517-3304
MAIL ADDRESS:
STREET 1: 20400 STEVENS CREEK BLVD
STREET 2: SUITE 700
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: AE BIOFUELS, INC.
DATE OF NAME CHANGE: 20110714
FORMER COMPANY:
FORMER CONFORMED NAME: AE Biofuels, Inc.
DATE OF NAME CHANGE: 20071212
FORMER COMPANY:
FORMER CONFORMED NAME: MARWICH II LTD
DATE OF NAME CHANGE: 19840123
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2021-01-07
0000738214
AEMETIS, INC
AMTX
0001055711
BLOCK JOHN R
20400 STEVENS CREK BLVD, SUITE 700
CUPERTINO
CA
95014
true
false
false
false
Common Stock
2021-01-07
4
A
false
1300
0
A
1300
D
Option (right to buy)
3.09
2021-01-07
4
A
false
50000
0
A
2021-01-08
2031-01-07
Common stock and Series B Preferred
50000
50000
D
RSA with Immediate vest vesting schedule
Grant of Restricted Stock Awards under the Aemetis, Inc. 2019 Stock Plan to acquire 1,300 shares of the Company's Common Stock ("Option Shares") subject to the terms of the Restricted Stock Award Agreement between the Reporting Person and the Company.
100% vest Immediately
Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 50,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.
/s/Todd Waltz attorney-infact
2021-01-11