-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzlVxoDkEbMft3QyHe/lcf/bWI0blNbo8J4E3VdxCAHa5fs2YAhSvn5JpCmUxnMW KE6GFeBicVVa5Gu0Qt0Mvg== 0001116502-09-000700.txt : 20090501 0001116502-09-000700.hdr.sgml : 20090501 20090501171251 ACCESSION NUMBER: 0001116502-09-000700 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090429 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20090501 DATE AS OF CHANGE: 20090501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AE Biofuels, Inc. CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 840925128 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51354 FILM NUMBER: 09790392 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 561-798-2907 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 8-K 1 aebio8k.htm CURRENT REPORT United States Securities & Exchange Commission EDGAR Filing


 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________

FORM 8-K

______________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 29, 2009

______________

AE BIOFUELS, INC.

(Exact Name of Registrant as Specified in its Charter)

______________

 

 

 

Nevada

000-51354

26-1407544

(State or Other Jurisdiction

(Commission File Number)

(I.R.S. Employer

of Incorporation)

 

Identification No.)


 

 

20400 Stevens Creek Blvd., Suite 700

95014

Cupertino, California

 

(Address of Principal Executive Offices)

(Zip Code)

 

 

(408) 213-0940

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


 

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 

 






Item 3.01.

Notice of Failure to Satisfy a Continued Listing Rule or Standard.

On April 29, 2009, AE Biofuels, Inc. (the "Company") received a notice dated April 16, 2009 from the Financial Industry Regulatory Authority that the Company is late on its filing of the Annual Report on Form 10-K for the year ended December 31, 2008. Pursuant to NASD Rule 6530, unless the Form 10-K is received by the SEC's EDGAR system by May 18, 2009, the Company's common stock will not continue to be eligible for quotation on the OTC Bulletin Board.

Effective May 16, 2009, the Company’s symbol changed to “AEBFE.” Upon the filing of the 10-K, the Company expects the OTCBB to remove the “E” at the end of its trading symbol.



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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: May 1, 2009


 

AE BIOFUELS, INC.

 

 

 

 

 

 

                                                      

By:

/s/SCOTT JANSSEN

 

 

Scott Janssen 

 

 

Chief Financial Officer




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