0000738214-15-000005.txt : 20150319 0000738214-15-000005.hdr.sgml : 20150319 20150319155513 ACCESSION NUMBER: 0000738214-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150316 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEMETIS, INC CENTRAL INDEX KEY: 0000738214 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 261407544 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 408-517-3304 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 700 CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: AE BIOFUELS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: AE Biofuels, Inc. DATE OF NAME CHANGE: 20071212 FORMER COMPANY: FORMER CONFORMED NAME: MARWICH II LTD DATE OF NAME CHANGE: 19840123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sanjeev CENTRAL INDEX KEY: 0001460201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36475 FILM NUMBER: 15712885 MAIL ADDRESS: STREET 1: 115 MAGNOLIA POND PLACE CITY: WOODLANDS STATE: TX ZIP: 77381 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-03-16 0 0000738214 AEMETIS, INC AMTX 0001460201 Gupta Sanjeev 115 MAGNOLIA POND PLACE WOODLANDS TX 77381 0 1 0 0 EVP Common Stock 2015-03-16 4 X 1 4642 2.1 A 60920 D Incentive Stock Option 2.1 2015-03-16 4 X 1 10000 2.1 D 2010-06-16 2015-03-17 Common Stock 10000 0 D The Reporting person affected a cashless exercise of stock options surrendering 5,358 shares valued at $3.92 per share and was issued a net of 4,642 shares of common stock. /s/Sanjeev Gupta by Todd Waltz attorney-in-fact 2015-03-17