-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3EtRWkXoJGI2AsxfENVHdOEqoG48uJ+xYGSAXIviLTGstQmGPne6JdjMNPuGfLU DnuBNeBIfzY6xeTUNCWj9w== 0001182493-03-000003.txt : 20030114 0001182493-03-000003.hdr.sgml : 20030114 20030109174416 ACCESSION NUMBER: 0001182493-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030109 FILED AS OF DATE: 20030110 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MICHAEL MARK D CENTRAL INDEX KEY: 0001184980 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5400 BAYFRONT PLAZA MS 1316 CITY: SANTA CLARA STATE: CA ZIP: 95052 BUSINESS PHONE: 4083265212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 3COM CORP CENTRAL INDEX KEY: 0000738076 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 942605794 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12867 FILM NUMBER: 03509606 BUSINESS ADDRESS: STREET 1: 5500 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95052-8145 BUSINESS PHONE: 408-326-5000 MAIL ADDRESS: STREET 1: 5500 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95052-8145 4 1 michael010903.txt FORM 4 4/A 1 NASD 0001184980 Officer 3Com Corporation - Post Adjustment 0000738076 94-2605794 08/31/01 4/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Michael, Mark D. 5500 Great America Parkway Mail Stop 8103 Santa Clara, CA 95052 2. Issuer Name and Ticker or Trading Symbol 3Com Corporation - Post Adjustment (COMS) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 8/31/01 5. If Amendment, Date of Original (Month/Day/Year) 08/20/01 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Sr VP and General Counsel 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/03/01 M 13,999 A $0.3884 D Direct Common Stock 08/03/01 F 1,109 D $4.9000 D Direct Common Stock 08/03/01 F 4,569 D $4.9000 76,773 D Direct Common Stock 570 I by Managed Accoun t Common Stock 20,978 I by Spouse Common Stock 200 I by Stepdaughter Common Stock 200 I by Trust Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $0.3884 08/03/01 M 13,999 08/05/01 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 08/03/01 Common Stock 13,999 0 D Direct (right to buy) Explanation of Responses: - - Disposition was reported in error on original form 4. Shares are still owned by Mr. Michael.
SIGNATURE OF REPORTING PERSON /S/ Michael, Mark D. DATE 01/09/03 -----END PRIVACY-ENHANCED MESSAGE-----