-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6stzwc0nT1MMvuTmMsOR8ZmIqs5RSEOuucHZx3D0w50CYp3tWiUuC78MuOOVXPs 9nt5GQ72a+Eatc3J19pVLw== 0001085337-99-000003.txt : 20000211 0001085337-99-000003.hdr.sgml : 20000211 ACCESSION NUMBER: 0001085337-99-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19990930 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SGI INTERNATIONAL CENTRAL INDEX KEY: 0000737955 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330119035 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-16675 FILM NUMBER: 99720569 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195511090 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: VISION DEVELOPMENT INC DATE OF NAME CHANGE: 19850807 COMPANY DATA: COMPANY CONFORMED NAME: MAHLER JAMES W CENTRAL INDEX KEY: 0001085337 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] DIRECTOR STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195511090 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 STATEMENT OF BENEFICIAL OWNERSHIP - ---------------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of Reporting | 2.Issuer Name and Ticker | 4.Statement for Month/Year| 6. Relationship of Reporting | Person | Trading Symbol | | Person to Issuer (Check all | | SGI International (SGII) | September 1999 | (Applicable) | James W. Mahler |----------------------------------|---------------------------| _______________________________ | 1200 Prospect Street, Suite 325 |3.IRS or Social Security Number |5. If Amendment, Date of | x Director __ 10% owner | La Jolla, Ca 92037 | of Reporting Person (Voluntary) | Original (Month/Year) | x Officer __ Other | | | |(give title above) (specify above)| - --------------------------------|----------------------------------|---------------------------|----------------------------------| |Table I - Non Derivative Securities Acquired, Disposed of, or Benefically Owned | - --------------------------------|-------------------------------------------------------------------------------------------------| 1. Title of Security (Instr. 3) |2.Trans- |3.Trans- |4.Securitie Acquired (A) |5.Amount of |6.Owner- |7.Nature | | action | action | or Disposed of (D) | Securities | ship | of In- | | Date | Code | (Instr. 3,4 and 5) | Beneficially | Form: | direct | | (Month/ | (Instr.8) | | Owned at | Direct | Bene- | | Day/ |------------|---------------------------------| End of |(D)or(I) | ficial | | Year | Code | V | Amount | (A) or (D) | Price | Instr. 3 & 4 |Indirect | Ownership | | | | | | | | |(Instr.4) | (Instr.4) | | | | | | | | | | | - --------------------------------|----------|------|-----|---------|-------------|---------|------------- |-----------|------------| Common Stock Previously Reported| N/A | N/A | N/A | N/A | N/A | N/A | 2,000 | D | N/A | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| Common Stock | 9/28/99 | I | N/A |112,613 | A | $0.089 | 112,613 | D | N/A | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of |2.Conver- | 3.Trans- |4. Trans-|5.Number of |6.Date Exer- |7.Title and Amount |8.Price |9.Number|10.Owner- | 11.Num-| Derivative | sion or | action | action| Derivative| cisable and| Underlying Secur-| of Der-| of Der-| ship Form| ber of| Security | Exercise | date | code | Securities| Expiration | ities(Instr.3&4) | ivitive| ivitive| of Deriv-| Indir-| (Instr.3) | Price of | (Month/ |(Instr.8)| Acquired(A)| Date (Month| |Security| Secur- | Security:| ect | |Derivative| Day/Year)| | or Disposed| Day/Year) | |(Instr5)| ities | Direct(D)| Bene- | | Security | | |of (D)(Instr|-------------|-------------------| | bene-| or Indir-| ficial| | | | | 3,4 & 5) |Date |Expir| Title |Amount or| |ficially| ect (I) | Owner-| | | |----------------------|Exer- |ation| |Number of| |owned at|(Instr 4) | ship | | | |Code | V | (A) | (D) |cisable| Date| | Shares | |End of | |(Instr4)| | | | | | | | | | | | |Month | | | | | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|(Instr4)|----------|------- | | | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrants Pre-| | | | | | | | |Com. Stk | | | 40,000 | D | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Options Pre- | | | | | | | | |Com. Stk | | | 80,000 | D | N/A | viously reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- |
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ JAMES W. MAHLER September 30, 1999 - ------------------------------------ ---------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----