-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UiHziZZVGXux9JUC1mrAf3X6N6vcvxg86vsZQ+Kf0eH/HU7zqgTG924O1g1RxufA 8tbKZwsHbesCnCqCD40vjQ== 0001085336-00-000001.txt : 20000211 0001085336-00-000001.hdr.sgml : 20000211 ACCESSION NUMBER: 0001085336-00-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SGI INTERNATIONAL CENTRAL INDEX KEY: 0000737955 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 330119035 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-16675 FILM NUMBER: 529891 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195511090 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 FORMER COMPANY: FORMER CONFORMED NAME: VISION DEVELOPMENT INC DATE OF NAME CHANGE: 19850807 COMPANY DATA: COMPANY CONFORMED NAME: SMITH JEFFREY L CENTRAL INDEX KEY: 0001085336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] DIRECTOR STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1200 PROSPECT ST STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 6195511090 MAIL ADDRESS: STREET 1: 1200 PROSPECT STREET STE 325 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - ---------------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of Reporting | 2.Issuer Name and Ticker | 4.Statement for Month/Year| 6. Relationship of Reporting | Person | Trading Symbol | | Person to Issuer (Check all | | SGI International (SGII) | October 1999 | (Applicable) | Jeffrey L. Smith |----------------------------------|---------------------------| _______________________________ | 1200 Prospect Street, Suite 325 |3.IRS or Social Security Number |5. If Amendment, Date of | x Director __ 10% owner | La Jolla, Ca 92037 | of Reporting Person (Voluntary) | Original (Month/Year) | Officer __ Other | | | |(give title above) (specify above)| - --------------------------------|----------------------------------|---------------------------|----------------------------------| |Table I - Non Derivative Securities Acquired, Disposed of, or Benefically Owned | - --------------------------------|-------------------------------------------------------------------------------------------------| 1. Title of Security (Instr. 3) |2.Trans- |3.Trans- |4.Securitie Acquired (A) |5.Amount of |6.Owner- |7.Nature | | action | action | or Disposed of (D) | Securities | ship | of In- | | Date | Code | (Instr. 3,4 and 5) | Beneficially | Form: | direct | | (Month/ | (Instr.8) | | Owned at | Direct | Bene- | | Day/ |------------|---------------------------------| End of |(D)or(I) | ficial | | Year | Code | V | Amount | (A) or (D) | Price | Instr. 3 & 4 |Indirect | Ownership | | | | | | | | |(Instr.4) | (Instr.4) | | | | | | | | | | | - --------------------------------|----------|------|-----|---------|-------------|---------|------------- |-----------|------------| Common Stock Previously Reported| | | | | | | 722,629 | D | | - --------------------------------|----------|------|-----|---------|-------------|---------|------------- |-----------|------------| Common Stock Previously Reported| | | | | | | 10,286 | I | | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| Common Stock Previously Reported| | | | | | | 29,196 | I | | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| Common Stock* | 01/20/00 | A | | 3,025 | A | $0.25 | 3,025 | D | | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| | | | | | | | | | | - --------------------------------|----------|------|-----|---------|-------------|---------|--------------|-----------|------------| * Interest on Note Payable. Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of |2.Conver- | 3.Trans- |4. Trans-|5.Number of |6.Date Exer- |7.Title and Amount |8.Price |9.Number|10.Owner- | 11.Num-| Derivative | sion or | action | action| Derivative| cisable and| Underlying Secur-| of Der-| of Der-| ship Form| ber of| Security | Exercise | date | code | Securities| Expiration | ities(Instr.3&4) | ivitive| ivitive| of Deriv-| Indir-| (Instr.3) | Price of | (Month/ |(Instr.8)| Acquired(A)| Date (Month| |Security| Secur- | Security:| ect | |Derivative| Day/Year)| | or Disposed| Day/Year) | |(Instr5)| ities | Direct(D)| Bene- | | Security | | |of (D)(Instr|-------------|-------------------| | bene-| or Indir-| ficial| | | | | 3,4 & 5) |Date |Expir| Title |Amount or| |ficially| ect (I) | Owner-| | | |----------------------|Exer- |ation| |Number of| |owned at|(Instr 4) | ship | | | |Code | V | (A) | (D) |cisable| Date| | Shares | |End of | |(Instr4)| | | | | | | | | | | | |Month | | | | | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|(Instr4)|----------|------- | Warrants Pre-| | | | | | | | |Com. Stk | 15,086 | | 15,086 | I | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrant Pre- | | | | | | | | |Com. Stk | 14,845 | | 14,845 | I | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrant Pre- | | | | | | | | |Com. Stk | 17,893 | | 17,893 | D | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrant Pre- | | | | | | | | |Com. Stk | 50,000 | | 50,000 | D | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrant Pre- | | | | | | | | |Com. Stk | 10,000 | | 10,000 | D | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- | Warrant Pre- | | | | | | | | |Com. Stk | 17,500 | | 17,500 | D | N/A | viously Reported | | | | | | | | | | | | | | - -------------|----------|----------|-----|---|------|-----|-------|-----|---------|---------|--------|--------|----------|------- |
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ JEFFREY L. SMITH February 10, 2000 - ------------------------------------ ---------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----