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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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SECURITIES AND EXCHANGE COMMISSION FORM 10-Q/A (Amendment No. 1) (Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2003
Washington, D.C. 20549
or
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ________ to _________
Commission file number: 000-13333
ENSTAR INCOME PROGRAM 1984-1, L.P.
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12405 Powerscourt Drive
St. Louis, Missouri 63131
(314) 965-0555
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ]
ENSTAR INCOME PROGRAM 1984-1, L.P.
Quarterly Report on Form 10-Q/A for the Period ended September 30, 2003
Table of Contents
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Page No. |
Part II. Other Information | |
Item 4. Submission of Matters to a Vote of Security Holders |
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Item 6. Exhibits and Reports on Form 8-K. |
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Signatures |
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Exhibit Index |
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Explanatory Note
This quarterly report on Form 10-Q/A is being filed to amend Item 4. "Submission of Matters to a Vote of Security Holders." Accordingly, pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this Form 10-Q/A contains the complete text of Item 4. "Submission of Matters to a Vote of Security Holders" as amended. Voting results disclosed in the original filing of the form 10-Q on November 14, 2003 were mistakenly transcribed. This report continues to speak as of the date of the original filing of the Form 10-Q on November 14, 2003, and the registrant has not updated the disclosures in this report to speak as of a later date.
PART II. OTHER INFORMATION
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
SALES PROPOSAL. The holders of limited partnership units voted to approve the sale of the Partnership's remaining cable systems and the subsequent liquidation and dissolution of the Partnership to Telecommunications Management, LLC.
The voting results to approve the sale are:
FOR |
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AGAINST |
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ABSTAIN |
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15,956 |
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438 |
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282 |
The voting results to approve the plan to liquidate the Partnership are:
FOR |
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AGAINST |
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ABSTAIN |
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15,956 |
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438 |
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282 |
There are 29,940 shares outstanding with 736 total holders. 383 total holders voted on this matter. The proxy process expired on September 15, 2003.
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K.
Exhibit Number |
Description of Document |
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31.1 |
Certificate of Chief Administrative Officer pursuant to Rule 13a-14(a)/Rule 15d-14(a) under the Securities Exchange Act of 1934. * |
31.2 |
Certificate of Chief Financial Officer pursuant to Rule 13a-14(a)/Rule 15d-14(a) under the Securities Exchange Act of 1934. * |
32.1 |
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Administrative Officer). * |
32.2 |
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Principal Financial Officer). * |
* filed herewith
On September 16, 2003 the registrant filed a current report on Form 8-K dated September 11, 2003 to announce the close of the asset purchase agreement dated November 8, 2002.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Amendment No. 1 on Form 10-Q/A to the Quarterly Report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
ENSTAR INCOME PROGRAM 1984-1, L.P.
By: ENSTAR COMMUNICATIONS CORPORATION
Corporate General Partner
Date: December 8, 2003
By: /s/ Paul E. Martin
Name: Paul E. Martin
Title: Senior Vice President and Corporate
Controller (Principal Financial Officer and Principal Accounting
Officer)
Exhibit Number |
Description of Document |
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31.1 |
Certificate of Chief Administrative Officer pursuant to Rule 13a-14(a)/Rule 15d-14(a) under the Securities Exchange Act of 1934. * |
31.2 |
Certificate of Chief Financial Officer pursuant to Rule 13a-14(a)/Rule 15d-14(a) under the Securities Exchange Act of 1934. * |
32.1 |
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Administrative Officer). * |
32.2 |
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Principal Financial Officer). * |
* filed herewith
EXHIBIT 31.1
Certification of Chief Administrative Officer
I, Steven A. Schumm, certify that:
1. |
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I have reviewed this amended quarterly report on Form 10-Q/A of Enstar Income Program 1984-1, L.P.; |
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2. |
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Based on my knowledge, this amended quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report; |
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3. |
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[Omitted]; |
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4. |
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The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have: |
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(a) |
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Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this quarterly report is being prepared; |
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(b) |
[omitted] |
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(c) |
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Evaluated the effectiveness of the registrant's disclosure control and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evalutation; and |
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(d) |
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Disclosed in this report any change in the registrant's internal controls over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
5. |
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The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
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(a) |
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All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
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(b) |
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Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Date: December 8, 2003
/s/ Steven A. Schumm
Steven A. Schumm
Director, Executive Vice President,
Chief Administrative Officer and Interim
Chief Financial Officer
(Principal Executive Officer)
EXHIBIT 31.2
Certification of Principal Financial Officer
I, Paul E. Martin, certify that:
1. |
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I have reviewed this amended quarterly report on Form 10-Q/A of Enstar Income Program 1984-1, L.P.; |
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2. |
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Based on my knowledge, this amended quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report; |
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3. |
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[Omitted]; |
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4. |
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The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have: |
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(a) |
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Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this quarterly report is being prepared; |
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(b) |
[omitted] |
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(c) |
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Evaluated the effectiveness of the registrant's disclosure control and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evalutation; and |
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(d) |
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Disclosed in this report any change in the registrant's internal controls over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
5. |
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The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
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(a) |
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All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
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(b) |
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Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Date: December 8, 2003
/s/ Paul E. Martin
Paul E. Martin
Senior Vice President and
Corporate Controller (Principal Financial Officer and
Principal Accounting Officer)
Exhibit 32.1
CERTIFICATION OF CHIEF ADMINISTRATIVE
OFFICER REGARDING PERIODIC REPORT CONTAINING
FINANCIAL STATEMENTS
I, Steven A. Schumm, the Chief Administrative Officer of Enstar Income Program 1984-1, L.P. (the "Partnership") in compliance with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, hereby certify that, the Partnership's amended Quarterly Report on Form 10-Q/A for the period ended September 30, 2003 (the "Report") filed with the Securities and Exchange Commission:
/s/ Steven A. Schumm
Steven A. Schumm
Chief Administrative Officer
December 8, 2003
Exhibit 32.2
CERTIFICATION OF PRINCIPAL FINANCIAL
OFFICER REGARDING PERIODIC REPORT CONTAINING
FINANCIAL STATEMENTS
I, Paul E. Martin, the Principal Financial Officer of Enstar Income Program 1984-1, L.P. (the "Partnership") in compliance with 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, hereby certify that, the Partnership's amended Quarterly Report on Form 10-Q/A for the period ended September 30, 2003 (the "Report") filed with the Securities and Exchange Commission:
/s/ Paul E. Martin
Paul E. Martin
Principal Financial Officer
December 8, 2003
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