-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdKsP8yBY+SitXT8WMGnpZWt7Gi6EEN54Ga/0teLz+7Sio93KVHYR1h+PSGtirua AeJOWGF6/p/ZdDUPv28FdQ== 0000950162-04-000547.txt : 20040428 0000950162-04-000547.hdr.sgml : 20040428 20040428185353 ACCESSION NUMBER: 0000950162-04-000547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040426 FILED AS OF DATE: 20040428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELAN PHARMACEUTICAL INVESTMENTS LTD CENTRAL INDEX KEY: 0001279105 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49730 FILM NUMBER: 04762007 MAIL ADDRESS: STREET 1: 102 ST JAMES COURT CITY: FIETSS SMITH FL BERMUDA STATE: D0 ZIP: 9999999999 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELAN INTERNATIONAL SERVICES LTD CENTRAL INDEX KEY: 0001002782 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49730 FILM NUMBER: 04762008 BUSINESS ADDRESS: STREET 1: 102 JAMES COURT FLATTS STREET 2: SMITH PARISH FL 04 CITY: BERMUDA STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412929169 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELAN CORP PLC CENTRAL INDEX KEY: 0000737572 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49730 FILM NUMBER: 04762010 BUSINESS ADDRESS: STREET 1: LINCOLN HOUSE STREET 2: LINCOLN PLACE CITY: DUBLIN 2 STATE: L2 BUSINESS PHONE: 35317094000 MAIL ADDRESS: STREET 1: LINCOLN HOUSE STREET 2: LINCOLN PLACE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOV PHARMACEUTICAL INC CENTRAL INDEX KEY: 0001066833 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223374365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 433 HACKENSACK AVENUE CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 2019680980 MAIL ADDRESS: STREET 1: 433 HACKENSACK AVENUE CITY: HACKENSACK STATE: NJ ZIP: 07601 4 1 dovform4042804_ex.xml X0202 4 2004-04-26 0 0001066833 DOV PHARMACEUTICAL INC DOVP 0000737572 ELAN CORP PLC LINCOLN HOUSE LINCOLN PLACE DUBLIN 2 L2 IRELAND 0 0 1 0 0001002782 ELAN INTERNATIONAL SERVICES LTD 102 JAMES COURT FLATTS SMITH PARISH FL 04 BERMUDA D0 00000 0 0 1 0 0001279105 ELAN PHARMACEUTICAL INVESTMENTS LTD 102 ST. JAMES COURT FLATTS, SMITHS FL 04 D0 BERMUDA 0 0 1 0 Common Stock 2004-04-26 4 X 0 100220 3.41 A 674741 I I Common Stock 2004-04-26 4 X 0 36479 10.00 A 711220 I I Common Stock 2004-04-27 4 S 0 200 19.51 D 711020 I I Common Stock 2004-04-27 4 S 0 200 19.50 D 710820 I I Common Stock 2004-04-27 4 S 0 4500 19.40 D 706520 I I Common Stock 2004-04-27 4 S 0 46800 19.35 D 659520 I I Common Stock 2004-04-27 4 S 0 200 19.33 D 659320 I I Common Stock 2004-04-27 4 S 0 30900 19.325 D 628420 I I Common Stock 2004-04-27 4 S 0 5800 19.3036 D 622620 I I Common Stock 2004-04-27 4 S 0 5000 19.30 D 617620 I I Common Stock 2004-04-27 4 S 0 480921 19.20 D 136699 I I Warrants (right to buy) 3.41 2004-04-26 4 X 0 121500 0 D 1999-01-21 2005-01-15 Common Stock 100220 0 I I Warrants (right to buy) 10.00 2004-04-26 4 X 0 75000 0 D 2003-03-24 2006-01-21 Common Stock 36479 0 I I These securities were beneficially owned indirectly by Elan Corporation, plc ("Elan") and by its direct wholly-owned subsidiary, Elan International Services, Ltd. ("EIS"), and directly by Elan Pharmaceutical Investments, Ltd., a wholly-owned subsidiary of Elan and EIS. These securities were beneficially owned indirectly by Elan Corporation, plc and directly by its direct wholly-owned subsidiary, Elan International Services, Ltd. The warrant was exercisable for 121,500 shares of common stock at an exercise price of $3.41 but was exercised in a cashless transaction for 100,220 shares of common stock. The warrant was exercisable for 75,000 shares of common stock at an exercise price of $10.00 but was exercised in a cashless transaction for 36,479 shares of common stock. Exhibit List Exhibit 99 - Joint Filer Information /s/ William F. Daniel, Company Secretary, ELAN CORPORATION, PLC 2004-04-28 EX-99 2 dovform4042804ex99.txt JOINT FILER INFORMATION Exhibit 99 Joint Filer Information Name: Elan International Services, Ltd. Address: 102 St. James Court Flatts, Smiths FL 04 Bermuda Designated Filer: Elan Corporation, plc Issuer & Ticker Symbol: DOV Pharmaceutical, Inc. (DOVP) Date of Earliest Transaction Required to be Reported: 4/26/04 Signature: /s/ Kevin Insley ----------------------------------------------- Name: /s/ Kevin Insley Title: President and Chief Financial Officer ELAN INTERNATIONAL SERVICES, LTD. Joint Filer Information Name: Elan Pharmaceutical Investments, Ltd. Address: 102 St. James Court Flatts, Smiths FL 04 Bermuda Designated Filer: Elan Corporation, plc Issuer & Ticker Symbol: DOV Pharmaceutical, Inc. (DOVP) Date of Earliest Transaction Required to be Reported: 4/26/04 Signature: /s/ Kevin Insley ------------------------------------------------ Name: Kevin Insley Title: President and Chief Financial Officer ELAN PHARMACEUTICAL INVESTMENTS, LTD. -----END PRIVACY-ENHANCED MESSAGE-----