POS EX 1 p15-0141_posex.htm POS EX p15-0141_posex.htm

Securities Act File No. 2-88816
Investment Company Act File No. 811-3940

 
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933      /X/
 
PRE-EFFECTIVE AMENDMENT NO.             /   /
 
POST-EFFECTIVE AMENDMENT NO. 109         /X/
 
AND/OR
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940      /X/
 
AMENDMENT NO. 109     /X/
 
(Check appropriate box or boxes.)
__________________________________________________________________
 
STRATEGIC FUNDS, INC.
(Exact Name of Registrant as Specified in its Charter)
 
c/o The Dreyfus Corporation
200 Park Avenue
New York, New York  10166
(Address of Principal Executive Offices)  (Zip Code)
 
Registrant's Telephone Number, including Area Code: (212) 922-6000
 
John Pak, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)
 
Copy To:
 
David Stephens, Esq.
Stroock & Stroock & Lavan LLP
180 Maiden Lane
New York, New York 10038
 
 
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
 
 
Explanatory Note
 
 
This Post-Effective Amendment consists of the following:
 
 
 
1. Facing Sheet of the Registration Statement.
 
 
 
2. Part C to the Registration Statement (including signature page).
 
 
 
3. Exhibit (d)(xvii) to Item 28 to the Registration Statement.
 
 
This Post-Effective Amendment is being filed solely to file the Sub-Investment Advisory Agreement between The Dreyfus Corporation and The Boston Company Asset Management, LLC with respect to Dreyfus MLP Fund as Exhibit (d)(xvii) to Item 28 to the Registration Statement on Form N-1A.  This Post-Effective Amendment does not modify any other part of the Registration Statement.
 


Strategic Funds, Inc.
 
PART C. OTHER INFORMATION
 
 
Item 28.
Exhibits.
(a)(i)
Registrant's Articles of Incorporation and Articles of Amendment are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on April 25, 1996.
   
(a)(ii)
Articles of Amendment and Articles Supplementary, as amended, are incorporated by reference to Exhibit (a) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on September 27, 2002.
   
(a)(iii)
Articles of Amendment are incorporated by reference to Exhibit (a)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.
   
(a)(iv)
Articles Supplementary are incorporated by reference to Exhibit (a)(iv) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.
   
(a)(v)
Articles Supplementary, as revised, are incorporated by reference to Exhibit (a)(v) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.
   
(a)(vi)
Articles of Amendment are incorporated by reference to Exhibit (a)(vi) of Post-Effective Amendment No. 53 to the Registration Statement on Form N-1A, filed on April 30, 2009.
   
(a)(vii)
Articles of Supplementary are incorporated by reference to Exhibit (a)(vii) of Post-Effective Amendment No. 56 to the Registration Statement on Form N-1A, filed on September 25, 2009.
   
(a)(viii)
Articles of Supplementary are incorporated by reference to Exhibit (a)(viii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.
   
(a)(ix)
Articles of Supplementary are incorporated by reference to Exhibit (a)(ix) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011.
   
(a)(x)
Articles of Supplementary for Class I shares of International Stock Fund are incorporated by reference to Exhibit (a)(x) of Post-Effective Amendment No. 90 to the Registration Statement on Form N-1A, filed, on June 25, 2013.
   
(a)(xi)
Form of Articles of Supplementary for Class Y shares of Dreyfus Select Managers Small Cap Growth Fund, Dreyfus Select Managers Small Cap Value Fund, Dreyfus U.S. Equity Fund, Global Stock Fund and International Stock Fund is incorporated by reference to Exhibit (a)(xi) of Post-Effective Amendment No. 90 to the Registration Statement on Form N-1A, filed, on June 25, 2013.
   
(a)(xii)
Articles Supplementary for Class I shares of Global Stock Fund are incorporated by reference to Exhibit (a)(xii) of Post-Effective Amendment No. 97 to the Registration Statement on Form N-1A, filed, on March 27, 2014.
   
(a)(xiii)
Articles Supplementary are incorporated by reference to Exhibit (a)(xiii) of Post-Effective Amendment No. 107 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 107"), filed on April 22, 2015.
   
(b)
Registrant's Bylaws, as amended, is incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011.
   
(d)(i)
Management Agreement is incorporated by reference to Exhibit (d)(i) of Post-Effective Amendment No. 107.
   
(d)(ii)
Sub-Investment Advisory Agreement with Walter Scott & Partners Limited, as amended, is incorporated by reference to Exhibit (d)(ii) of Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A, filed on May 27, 2008.
   
(d)(iii)
Sub-Investment Advisory Agreement with Walthausen & Co., LLC. , with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(iii) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.
   
(d)(iv)
Sub-Investment Advisory Agreement with Thompson, Siegel and Walmsley LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(iv) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.
   
(d)(v)
Sub-Investment Advisory Agreement with Neuberger Berman Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(v) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.
   
(d)(vi)
Sub-Investment Advisory Agreement with Riverbridge Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(vi) of Post-Effective Amendment No. 84 to the Registration Statement on Form N-1A, filed on December 26, 2012.
   
(d)(vii)
Sub-Investment Advisory Agreement with Geneva Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (d)(vii) of Post-Effective Amendment No. 101 to the Registration Statement on Form N-1A, filed on September 25, 2014.
   
(d)(viii)
Sub-Investment Advisory Agreement with Cupps Capital Management, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(viii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.
   
(d)(ix)
Sub-Investment Advisory Agreement with Lombardia Capital Partners, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A, filed, on April 27, 2012.
   
(d)(x)
Sub-Investment Advisory Agreement with Nicholas Investment Partners, L.P., with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(x) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A, filed, on April 27, 2012.
   
(d)(xi)
Sub-Investment Advisory Agreement with Iridian Asset Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(xi) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A, filed, on April 27, 2012.
   
(d)(xii)
Sub-Investment Advisory Agreement with Kayne Anderson Rudnick Investment Management, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(xiii) of Post-Effective Amendment No. 82 to the Registration Statement on Form N-1A, filed, on September 28, 2012.
   
(d)(xiii)
Sub-Investment Advisory Agreement with EAM Investors, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xv) of Post-Effective Amendment No. 84 to the Registration Statement on Form N-1A, filed on December 26, 2012.
   
(d)(xiv)
Sub-Investment Advisory Agreement with Rice Hall James & Associates, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xv) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(d)(xv)
Sub-Investment Advisory Agreement with Granite Investments Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xvi) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(d)(xvi)
Sub-Investment Advisory Agreement with Channing Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (d)(xvi) of Post-Effective Amendment No. 101 to the Registration Statement on Form N-1A, filed on September 25, 2014.
   
(d)(xvii)
Sub-Investment Advisory Agreement with The Boston Company Asset Management, LLC, with respect to Dreyfus MLP Fund.*
   
(d)(xviii)
Portfolio Allocation Management Agreement, as revised, is incorporated by reference to Exhibit (d)(xii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.
   
(e)(i)
Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 67 to the Registration Statement on Form N-1A, filed on March 30, 2011.
   
(e)(ii)
Distribution and Shareholders Services Plan Agreements, as amended, are incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on September 27, 2002.
   
(e)(iii)
Forms of Supplement to Service Agreements are incorporated by reference to Exhibit (e)(iii) of Post-Effective Amendment No. 40 to the Registration Statement on Form N-1A, filed on April 27, 2007.
   
(g)(i)
Custody Agreement with The Bank of New York Mellon dated January 1, 2011 is incorporated by reference to Exhibit (g)(ii) of Post-Effective Amendment No. 67 to the Registration Statement on Form N-1A, filed on March 30, 2011.
   
(g)(ii)
Amendment to Custody Agreement with The Bank of New York Mellon is incorporated by reference to Exhibit (g)(ii) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(h)
Transfer Agency Agreement is incorporated by reference to Exhibit (h)(ii) of Post-Effective Amendment No. 82 to the Registration Statement on Form N-1A, filed, on September 28, 2012.
   
(i)
Opinion and Consent of Registrant's counsel are incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on April 25, 1996.
   
(m)(i)
Rule 12b-1 Distribution Plan is incorporated by reference to Exhibit (m)(i) of Post-Effective Amendment No. 107.
   
(m)(ii)
Shareholder Services Plan is incorporated by reference to Exhibit (m)(ii) of Post-Effective Amendment No. 107.
   
(n)
Rule 18f-3 Plan is incorporated by reference to Exhibit (n) of Post-Effective Amendment No. 107.
   
(p)(i)
Revised Code of Ethics of the Bank of New York Mellon and its affiliates and the Registrant is incorporated by reference to Exhibit (p)(i) of Post-Effective Amendment No. 106 to the Registration Statement on From N-1A ("Post-Effective Amendment No. 106"), filed on March 30, 2015.
   
(p)(ii)
Revised Code of Ethics for Walthausen & Co, LLC, with respect to Dreyfus Select Manager Small Cap Value Fund, is incorporated by reference to Exhibit (p)(ii) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(p)(iii)
Revised Code of Ethics for Riverbridge Partners, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (p)(iii) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A, filed on April 27, 2012.
   
(p)(iv)
Revised Code of Ethics for Thompson, Siegel and Walmsley LLC with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (p)(iv) of Post-Effective Amendment No. 99 to the Registration Statement on Form N-1A, filed on April 29, 2014.
   
(p)(v)
Revised Code of Ethics for Lombardia Capital Partners, LLC with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(v) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A, filed on April 27, 2012.
   
(p)(vi)
Revised Code of Ethics for Cupps Capital Management, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(vi) of Post-Effective Amendment No. 86 to the Registration Statement on Form N-1A, filed on March 27, 2013.
   
(p)(vii)
Revised Code of Ethics for Geneva Capital Management, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (p)(vii) of Post-Effective Amendment No. 103 to the Registration Statement on Form N-1A, filed on December 23, 2014.
   
(p)(viii)
Revised Code of Ethics for Iridian Asset Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(viii) of Post-Effective Amendment No. 93 to the Registration Statement on Form N-1A, filed on September 30, 2013.
   
(p)(ix)
Revised Code of Ethics for Neuberger Berman Group LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(ix) of Post-Effective Amendment No. 78 to the Registration Statement on Form N-1A, filed on April 30, 2012.
   
(p)(x)
Revised Code of Ethics for Nicholas Investment Partners, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(x) of Post-Effective Amendment No. 99 to the Registration Statement on Form N-1A, filed, on April 29, 2014.
   
(p)(xi)
Code of Ethics for Kayne Anderson Rudnick Investment Management, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(xii) of Post-Effective Amendment No. 82 to the Registration Statement on Form N-1A, filed, on September 28, 2012.
   
(p)(xii)
Code of Ethics for EAM Investors, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xiv) of Post-Effective Amendment No. 84 to the Registration Statement on Form N-1A, filed on December 26, 2012.
   
(p)(xiii)
Code of Ethics for Granite Investment Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xiv) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(p)(xiv)
Code of Ethics for Rice Hall James & Associates, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xv) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A, filed on December 26, 2013.
   
(p)(xv)
Code of Ethics for Channing Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (p)(xv) of Post-Effective Amendment No. 101 to the Registration Statement on Form N-1A, filed on September 25, 2014.
   
(p)(xvi)
Code of Ethics for the Nonmanagement Board members of the Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(xii) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.

Other Exhibits.
 
(a)
Power of Attorney of certain officers of the Registrant is incorporated by reference to Other Exhibits (a) of Post-Effective Amendment No. 106.
   
(b)
Certificate of Assistant Secretary is incorporated by reference to Other Exhibits (b) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.

____________
 
*Filed herewith.
 
Item 29.
Persons Controlled by or under Common Control with Registrant.
   
 
Not Applicable
   
Item 30.
Indemnification.
   
 
The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant.  The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant.  These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940 that no board member or officer of the Registrant may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:
   
 
Article VII of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated By-Laws and Section 2-418 of the Maryland General Corporation Law.
   
Item 31.
Business and Other Connections of the Investment Adviser.
   
 
The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts.  Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and  other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.

Name and Position
With Dreyfus
Other Businesses
Position Held
Dates
       
J. Charles Cardona
President and Director
MBSC Securities Corporation++
Director
Executive Vice President
6/07 - Present
6/07 - Present
       
 
BNY Mellon Liquidity Funds plc+
Director
4/06 - Present
 
Certain Dreyfus Funds
Executive Vice President
Director
2/00 - Present
2/14 - Present
       
Diane P. Durnin
Vice Chair and Director
None
    
       
Bradley J. Skapyak
Chief Operating Officer and Director
MBSC Securities Corporation++
Executive Vice President
 
6/07 - Present
 
The Bank of New York Mellon***
Senior Vice President
4/07 - Present
       
 
The Dreyfus Family of Funds++
President
1/10 - Present
       
 
Dreyfus Transfer, Inc. ++
Chairman
Director
5/11 - Present
5/10 - Present
       
Gary Pierce
Controller
The Bank of New York Mellon****
Vice President
7/08 - Present
       
 
BNY Mellon, National Association +
Vice President
7/08 - Present
       
 
Laurel Capital Advisors, LLP+
Chief Financial Officer
5/07 - Present
       
 
MBSC Securities Corporation++
Director
Chief Financial Officer
6/07 - Present
6/07 - Present
       
 
Dreyfus Transfer, Inc. ++
Chief Financial Officer
Treasurer
7/05 - Present
5/11- Present
       
 
Dreyfus Service
Organization, Inc.++
Treasurer
7/05 - Present
       
 
Seven Six Seven Agency, Inc. ++
Treasurer
4/99 - Present
       
Joseph W. Connolly
Chief Compliance Officer
The Dreyfus Family of Funds++
 
Chief Compliance Officer
10/04 - Present
 
Laurel Capital Advisors, LLP+
Chief Compliance Officer
4/05 - Present
       
 
BNY Mellon Funds Trust++
 
Chief Compliance Officer
10/04 - Present
 
MBSC Securities Corporation++
Chief Compliance Officer
6/07 - Present
       
Christopher O'Connor
Chief Administrative Officer
MBSC Securities Corporation++
Executive Vice President
Senior Vice President
12/11 - Present
5/06 - 12/11
 
       
John Pak
Chief Legal Officer
The BNY Mellon Corporation***
Deputy General Counsel, Investment Management
8/14 - Present
       
Charles Doumar
Vice President – Tax
Asset Recovery II, LLC****
Assistant Treasurer
9/13 - Present
 
Asset Recovery III, LLC****
Assistant Treasurer
9/13 - Present
       
 
Asset Recovery IV, LLC****
Assistant Treasurer
9/13 - Present
       
 
Asset Recovery V, LLC****
Assistant Treasurer
9/13 - Present
       
 
Asset Recovery VII, LLC****
Assistant Treasurer
9/13 - Present
       
 
Asset Recovery XIII, LLC****
Assistant Treasurer
3/13 - Present
       
 
Asset Recovery XIV, LLC****
Assistant Treasurer
3/13 - Present
       
 
Asset Recovery XIX, LLC****
Assistant Treasurer
7/13 - Present
       
 
Asset Recovery XV, LLC****
Assistant Treasurer
3/13 - Present
       
 
Asset Recovery XVI, LLC****
Assistant Treasurer
3/13 - Present
       
 
Asset Recovery XVII, LLC****
Assistant Treasurer
3/13 - Present
       
 
Asset Recovery XVIII, LLC****
Assistant Treasurer
7/13 - Present
       
 
Asset Recovery XX, LLC****
Assistant Treasurer
7/13 - Present
       
 
Asset Recovery XXI, LLC****
Assistant Treasurer
7/13 - Present
       
 
Asset Recovery XXII, LLC****
Assistant Treasurer
7/13 - Present
       
 
Asset Recovery XXIII, LLC****
Assistant Treasurer
7/13 - Present
       
 
BNY Mellon Investments CTA, LLC****
Assistant Treasurer
9/13 - Present
       
 
BNY Mellon Trust of Delaware+
Assistant Treasurer
11/13 - Present
       
 
IVY Asset Management LLC+
Assistant Treasurer
9/13 - Present
       
 
Mellon Hedge Advisors, LLC****
Assistant Treasurer
10/13 - Present
       
 
MUNB Loan Holdings, LLC****
Assistant Treasurer
10/13 - Present
       
 
484Wall Capital Management LLC****
Assistant Treasurer – Tax
10/13 - Present
       
 
Airlease Incorporated****
Assistant Treasurer – Tax
7/13 - Present
       
 
Albridge Solutions, Inc.+++++
Assistant Treasurer – Tax
7/13 - Present
       
 
Allomon Corporation†
Assistant Treasurer – Tax
5/13 - Present
       
 
AP Residential Realty, Inc. +
Assistant Treasurer – Tax
8/13 - Present
       
 
APT Holdings Corporation++++
Assistant Treasurer – Tax
11/13 - Present
       
 
AURORA-IRE, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
B.I.E. Corporation+
Assistant Treasurer – Tax
12/13 – Present
       
 
B.N.Y. Holdings (Delaware) Corporation††
Assistant Treasurer – Tax
4/13 - Present
       
 
BNY Capital Corporation****
Assistant Treasurer – Tax
9/13 - Present
       
 
BNY Capital Markets Holdings, Inc.****
Assistant Treasurer – Tax
9/13 - Present
       
 
BNY Capital Resources Corporation****
Assistant Treasurer – Tax
3/13 - Present
       
 
BNY Cargo Holdings LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Catair LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Falcon Three Holding Corp.****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Foreign Holdings, Inc.****
Assistant Treasurer – Tax
10/13 - Present
       
 
BNY Gator LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Hitchcock Holdings LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Housing I Corp.****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Housing II LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY ITC Leasing, LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Lease Equities (Cap Funding) LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Lease Holdings LLC****
Assistant Treasurer – Tax
7/13 - Present
 
 
    
 
BNY Lease Partners LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Leasing Edge Corporation****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Mellon Alternative Investments Holdings LLC****
Assistant Treasurer – Tax
10/13 - Present
       
 
BNY Mellon Capital Markets, LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Mellon Clearing Holding Company, LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Mellon Fixed Income Securities, LLC****
Assistant Treasurer – Tax
8/13 - Present
       
 
BNY Mellon Trust Company of Illinois+
Assistant Treasurer – Tax
3/13 - Present
       
 
BNY Mezzanine Funding LLC****
Assistant Treasurer – Tax
5/13 - Present
       
 
BNY Mezzanine Holdings LLC****
Assistant Treasurer – Tax
5/13 - Present
       
 
BNY Mezzanine Non NY Funding LLC****
Assistant Treasurer – Tax
5/13 - Present
       
 
BNY Mezzanine NY Funding LLC****
Assistant Treasurer – Tax
5/13 - Present
       
 
BNY Partnership Funding LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Rail Maintenance LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Recap I, LLC****
Assistant Treasurer – Tax
9/13 - Present
       
 
BNY Salvage Inc.****
Assistant Treasurer – Tax
3/13 - Present
       
 
BNY Waterworks, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNY Wings, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
BNYM GIS Funding I LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
BNYM GIS Funding III LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
BNY-N.J. I Corp.****
Assistant Treasurer – Tax
4/13 - Present
       
 
BNY-N.J. II Corp.****
Assistant Treasurer – Tax
4/13 - Present
       
 
Boston Safe Deposit Finance Company, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
CenterSquare Investment Management Holdings, Inc.****
Assistant Treasurer – Tax
12/13 - Present
       
 
CenterSquare Investment Management, Inc.****
Assistant Treasurer – Tax
12/13 - Present
       
 
Hamilton Floating Rate Fund Holdings, LLC****
Assistant Treasurer – Tax
5/13 - Present
       
 
IRE-1, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
IRE-AC, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
IRE-BC, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
IRE-SB, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
Island Waterworks, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
ITCMED, Inc.****
Assistant Treasurer – Tax
6/13 - Present
       
 
JRHC 1998A LLC****
Assistant Treasurer – Tax
12/13 - Present
       
 
Lease Equities (Texas) Corporation****
Assistant Treasurer – Tax
7/13 - Present
       
 
Madison Pershing LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
MAM (MA) Holding Trust*
Assistant Treasurer – Tax
8/13 - Present
       
 
MBC Investments Corporation†††
Assistant Treasurer – Tax
11/13 - Present
       
 
MCDI (Holdings) LLC****
Assistant Treasurer – Tax
9/13 - Present
       
 
MELDEL Leasing Corporation Number 2, Inc. †††
Assistant Treasurer – Tax
9/13 - Present
       
 
Mellon Financial Services Corporation #1+
Assistant Treasurer – Tax
7/13 - Present
       
 
Mellon Financial Services Corporation #4+
Assistant Treasurer – Tax
9/13 - Present
       
 
Mellon Leasing Corporation+
Assistant Treasurer – Tax
7/13 - Present
       
 
Mellon Life Insurance Company+
Assistant Treasurer – Tax
10/13 - Present
       
 
Mellon Properties Company*****
Assistant Treasurer – Tax
8/13 - Present
       
 
National Residential Assets Corp.****
Assistant Treasurer – Tax
4/13 - Present
       
 
New GSM Holding Corporation****
Assistant Treasurer – Tax
7/13 - Present
       
 
Northern Waterworks, Inc.****
Assistant Treasurer – Tax
7/13 - Present
       
 
One Wall Street Corporation****
Assistant Treasurer – Tax
11/13 - Present
       
 
Pareto New York LLC++
Assistant Treasurer – Tax
11/13 - Present
       
 
PAS Holdings LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
Pershing Advisor Solutions LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
Pershing Group LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
Pershing Investments LLC****
Assistant Treasurer – Tax
6/13 - Present
       
 
Pershing LLC****
Assistant Treasurer – Tax
7/13 - Present
       
 
TBC Securities Co., Inc.+
Assistant Treasurer – Tax
6/13 - Present
       
 
TBCAM, LLC****
Assistant Treasurer – Tax
10/13 - Present
       
 
Technology Services Group, Inc.****
Assistant Treasurer – Tax
9/13 - Present
       
 
Tennessee Processing Center LLC+
Assistant Treasurer – Tax
9/13 - Present
       
 
The Bank of New York Consumer Leasing Corporation****
Assistant Treasurer – Tax
7/13 - Present
       
 
The Boston Company Asset Management, LLC****
Assistant Treasurer – Tax
8/13 - Present
       
 
USPLP, Inc.****
Assistant Treasurer – Tax
10/13 - Present
       
 
MBNA Institutional PA Services LLC****
Treasurer
7/13 - Present
       
 
MBNA PW PA Services LLC****
Treasurer
7/13 - Present
       
 
Stanwich Insurance Agency, Inc.****
Treasurer
12/13 - Present
       
 
BNY Aurora Holding Corp.****
Vice President
11/13 - Present
       
 
Agency Brokerage Holding LLC****
Vice President – Tax
6/13 - Present
       
 
BNY Community Development Enterprises Corp.****
Vice President – Tax
4/13 - Present
       
 
Asset Recovery I, LLC****
Assistant Treasurer
9/13  - 11/13
       
 
Asset Recovery VI, LLC****
Assistant Treasurer
9/13  - 11/13
       
 
Asset Recovery XII, LLC****
Assistant Treasurer
3/13  - 11/13
       
Jill Gill
Vice President –
Human Resources
MBSC Securities Corporation++
Vice President
6/07 - Present
 
The Bank of New York Mellon****
Vice President
7/08 - Present
       
 
BNY Mellon, National Association+
Vice President
7/08 - Present
       
Tracy A. Hopkins
Vice President - Cash Strategies
MBSC Securities Corporation++
Senior Vice President
2/08 - Present
       
Anthony Mayo
Vice President – Information Systems
None
    
       
       
Kathleen Geis
Vice President
BNY Mellon, National Association+
Managing Director
7/09 - Present
 
BNY Mellon Distributors Holdings, Inc.+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Investment
Servicing (US) Inc.+
 
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Performance & Risk Analytics, LLC+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Trust Company of Illinois+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Trust of Delaware+
Vice President -
Real Estate
7/11 - Present
 
Eagle Investment Systems LLC+
Vice President -
Real Estate
7/11 - Present
 
Ivy Asset Management LLC+
Vice President -
Real Estate
7/11 - Present
 
Mellon Capital Management Corporation**
Vice President -
Real Estate
7/11 - Present
 
Mellon Financial Services
Corporation #1+
 
Vice President -
Real Estate
7/11 - Present
 
Mellon Holdings LLC+
Vice President -
Real Estate
7/11 - Present
 
Mellon Investor Services LLC+
Vice President -
Real Estate
7/11 - Present
 
Pareto New York LLC****
Vice President -
Real Estate
7/11 - Present
 
SourceNet Solutions, Inc.+
Vice President -
Real Estate
7/11 - Present
 
Technology Services Group, Inc.+
Vice President -
Real Estate
7/11 - Present
 
Tennessee Processing Center LLC+
Vice President -
Real Estate
7/11 - Present
 
The Bank of New York Mellon Trust Company, National Association+
Vice President -
Real Estate
7/11 - Present
 
Alcentra US, Inc. ++
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Capital Markets LLC++
Vice President -
Real Estate
7/11 - Present
 
Pershing LLC****
Vice President -
Real Estate
7/11 - Present
 
The Bank of New York Mellon+
 
Managing Director
7/09 - Present
 
MBNA Institutional PA Services, LLC+
 
Managing Director
7/09 - Present
Claudine Orloski
Vice President
Dreyfus Service Organization
Vice President -
Tax
8/14 - Present
 
MBSC Securities Corporation
Vice President -
Tax
2/12 - Present
 
Asset Recovery II, LLC***
 
Assistant Treasurer
9/11 - Present
 
Asset Recovery III, LLC***
 
Assistant Treasurer
9/11 - Present
 
Asset Recovery IV, LLC***
 
Assistant Treasurer
9/11 - Present
 
Asset Recovery IX, LLC***
 
Assistant Treasurer
2/11 - Present
 
Asset Recovery V, LLC***
 
Assistant Treasurer
9/11 - Present
 
Asset Recovery VII, LLC***
 
Assistant Treasurer
2/11 - Present
 
Asset Recovery X, LLC***
 
Assistant Treasurer
2/11 - Present
 
Asset Recovery XIII, LLC***
 
Assistant Treasurer
3/11 - Present
 
Asset Recovery XIV, LLC***
 
Assistant Treasurer
3/11 - Present
 
Asset Recovery XIX, LLC***
 
Assistant Treasurer
7/11 - Present
 
Asset Recovery XV, LLC***
 
Assistant Treasurer
3/11 - Present
 
Asset Recovery XVI, LLC***
 
Assistant Treasurer
3/11 - Present
 
Asset Recovery XVII, LLC***
 
Assistant Treasurer
3/11 - Present
 
Asset Recovery XVIII, LLC***
 
Assistant Treasurer
7/11 - Present
 
Asset Recovery XX, LLC***
 
Assistant Treasurer
7/11 - Present
 
Asset Recovery XXI, LLC***
 
Assistant Treasurer
7/11 - Present
 
Asset Recovery XXII, LLC***
 
Assistant Treasurer
7/11 - Present
 
Asset Recovery XXIII, LLC***
 
Assistant Treasurer
7/11 - Present
 
BNY Mellon Investments CTA, LLC*
 
Assistant Treasurer
9/13 - Present
 
BNY Mellon Trust of Delaware#
 
Assistant Treasurer
11/11 - Present
 
Mellon Hedge Advisors, LLC*
 
Assistant Treasurer
10/11 - Present
 
Mellon Holdings LLC++
 
Assistant Treasurer
12/11 - Present
 
MUNB Loan Holdings, LLC***
 
Assistant Treasurer
10/11 - Present
 
484 Wall Capital Management LLC
 
Assistant Treasurer –Tax
10/13 - Present
 
Airlease Incorporated†††
 
Assistant Treasurer –Tax
7/11 - Present
 
Albridge Solutions, Inc.††††
 
Assistant Treasurer –Tax
6/11 - Present
 
Alcentra NY, LLC++
 
Assistant Treasurer – Tax
10/12 - Present
 
Alcentra US, Inc.††††
 
Assistant Treasurer – Tax
10/11 - Present
 
Allomon Corporation†
 
Assistant Treasurer – Tax
5/12 - Present
 
Alternative Holdings I, LLC***
 
Assistant Treasurer – Tax
1/13 - Present
 
Alternative Holdings II, LLC***
 
Assistant Treasurer – Tax
1/13 - Present
 
AP Residential Realty, Inc.†††††
 
Assistant Treasurer – Tax
8/11 - Present
 
APT Holdings Corporation#
 
Assistant Treasurer – Tax
12/11 - Present
 
AURORA-IRE, INC.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
B.N.Y. Holdings (Delaware) Corporation#
 
Assistant Treasurer – Tax
4/12 - Present
 
BNY Administrative Services LLC***
 
Assistant Treasurer – Tax
12/11 - Present
 
BNY Alcentra Group Holdings,
Inc.††††††
 
Assistant Treasurer – Tax
3/13 - Present
 
BNY Capital Corporation***
 
Assistant Treasurer – Tax
11/11 - Present
 
BNY Capital Funding LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Capital Markets Holdings, Inc.***
 
Assistant Treasurer – Tax
11/ 11 - Present
 
BNY Capital Resources
Corporation#######
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Cargo Holdings LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Catair LLC†††
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Falcon Three Holding Corp.***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Foreign Holdings, Inc.***
 
Assistant Treasurer – Tax
9/11 - Present
 
BNY Gator LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Hitchcock Holdings LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Housing I Corp.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Housing II LLC***
 
Assistant Treasurer – Tax
10/11 - Present
 
BNY Investment Management Services LLC#
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY ITC Leasing, LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Lease Equities (Cap Funding) LLC########
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Lease Partners LLC***
 
Assistant Treasurer – Tax
9/11 - Present
 
BNY Leasing Edge Corporation***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Mellon Alternative Investments Holdings LLC***
 
Assistant Treasurer – Tax
10/13 - Present
 
BNY Mellon Capital Markets,
LLC^^^^^
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Mellon Clearing Holding Company, LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Mellon Clearing, LLC***
 
Assistant Treasurer – Tax
6/11 - Present
 
BNY Mellon Community Development Corporation^^^^^
 
Assistant Treasurer – Tax
10/11 - Present
 
BNY Mellon Distributors Holdings
Inc.#
 
Assistant Treasurer – Tax
7/12 - Present
 
BNY Mellon Fixed Income Securities, LLC***
 
Assistant Treasurer – Tax
8/12 - Present
 
BNY Mellon Investment Servicing (US) Inc.#
 
Assistant Treasurer – Tax
3/11 - Present
 
BNY Mellon Investment Servicing Trust Company#
 
Assistant Treasurer – Tax
3/11 - Present
 
BNY Mellon Performance & Risk Analytics, Inc. (US)^^^^^^
 
Assistant Treasurer – Tax
10/11 - Present
 
BNY Mellon Performance & Risk Analytics, LLC+
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Mellon Transition Management Advisors, LLC**
 
Assistant Treasurer – Tax
5/13 - Present
 
BNY Mellon Trust Company of
Illinois*****
 
Assistant Treasurer – Tax
3/11 - Present
 
BNY Mezzanine Funding LLC******
 
Assistant Treasurer – Tax
6/11 - Present
 
BNY Mezzanine Holdings LLC******
 
Assistant Treasurer – Tax
5/11 - Present
 
BNY Mezzanine Non NY Funding
LLC******
 
Assistant Treasurer – Tax
6/11 - Present
 
BNY Mezzanine NY Funding LLC******
 
Assistant Treasurer – Tax
6/11 - Present
 
BNY Partnership Funding LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Rail Maintenance LLC***
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Real Estate Holdings LLC***
 
Assistant Treasurer – Tax
4/11 - Present
 
BNY Recap I, LLC#
 
Assistant Treasurer – Tax
11/11 - Present
 
BNY Salvage Inc.***
 
Assistant Treasurer – Tax
3/11 - Present
 
BNY Waterworks, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY Wings, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
BNY XYZ Holdings LLC***
 
Assistant Treasurer – Tax
5/11 - Present
 
BNYM CSIM Funding LLC+++
 
Assistant Treasurer – Tax
7/14 - Present
 
BNYM GIS Funding I LLC***
 
Assistant Treasurer – Tax
6/12 - Present
 
BNYM GIS Funding III LLC***
 
Assistant Treasurer – Tax
6/12 - Present
 
BNY-N.J. I Corp.***
 
Assistant Treasurer
4/11 - Present
 
BNY-N.J. II Corp.***
 
Assistant Treasurer – Tax
4/11 - Present
 
Boston Safe Deposit Finance Company, Inc.*
 
Assistant Treasurer – Tax
7/11 - Present
 
CenterSquare Investment Management Holdings, Inc.+++
 
Assistant Treasurer – Tax
2/13 - Present
 
CenterSquare Investment Management, Inc.+++
 
Assistant Treasurer – Tax
2/13 - Present
 
Colson Services Corp. ^
 
Assistant Treasurer – Tax
2/11 - Present
 
EACM Advisors LLC^^
 
Assistant Treasurer – Tax
4/14 - Present
 
Eagle Access LLC^^^
 
Assistant Treasurer – Tax
1/12 - Present
 
Eagle Investment Systems LLC^^^^
 
Assistant Treasurer – Tax
1/12 - Present
 
ECM DE, LLC***
 
Assistant Treasurer – Tax
3/11 - Present
 
GIS Holdings (International) Inc.#
 
Assistant Treasurer – Tax
4/12 - Present
 
Hamilton Floating Rate Fund Holdings, LLC***
 
Assistant Treasurer – Tax
5/11 - Present
 
HedgeMark International, LLC##
 
Assistant Treasurer – Tax
5/14 - Present
 
iNautix (USA) LLC###
 
Assistant Treasurer – Tax
7/12 - Present
 
IRE-1, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
IRE-AC, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
IRE-BC, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
IRE-SB, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
Island Waterworks, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
ITCMED, Inc.***
 
Assistant Treasurer – Tax
6/11 - Present
 
JRHC 1998A LLC####
 
Assistant Treasurer – Tax
12/11 - Present
 
Lease Equities (Texas) Corporation#####
 
Assistant Treasurer – Tax
7/11 - Present
 
Lockwood Advisors, Inc.######
 
Assistant Treasurer – Tax
3/11 - Present
 
Lockwood Solutions, Inc.######
 
Assistant Treasurer – Tax
3/11 - Present
 
Madison Pershing LLC###
 
Assistant Treasurer – Tax
4/11 - Present
 
MAM (MA) Holding Trust*
 
Assistant Treasurer – Tax
8/11 - Present
 
MBC Investments Corporation#
 
Assistant Treasurer – Tax
11/11 - Present
 
MBNA Institutional PA Services
LLC+
 
Assistant Treasurer – Tax
7/12 - Present
 
MBNA PW PA Services LLC+
 
Assistant Treasurer – Tax
7/12 - Present
 
MCDI (Holdings) LLC***
 
Assistant Treasurer – Tax
8/11 - Present
 
MELDEL Leasing Corporation Number 2, Inc.#
 
Assistant Treasurer – Tax
8/11 - Present
 
Mellon Capital Management Corporation**
 
Assistant Treasurer – Tax
10/13 - Present
 
Mellon EFT Services
Corporation†††††
 
Assistant Treasurer – Tax
2/11 - Present
 
Mellon Financial Services Corporation #1+
 
Assistant Treasurer – Tax
7/11 - Present
 
Mellon Financial Services Corporation #4+
 
Assistant Treasurer – Tax
12/11 - Present
 
Mellon Funding Corporation+
 
Assistant Treasurer – Tax
12/11 - Present
 
Mellon Global Investing Corp.+
 
Assistant Treasurer – Tax
5/11 - Present
 
Mellon International Leasing
Company#
 
Assistant Treasurer – Tax
7/11 - Present
 
Mellon Leasing Corporation+
 
Assistant Treasurer – Tax
9/11 - Present
 
Mellon Life Insurance Company+
 
Assistant Treasurer – Tax
10/12 - Present
 
Mellon Overseas Investment Corporation***
 
Assistant Treasurer – Tax
11/11 - Present
 
Mellon Properties Company****
 
Assistant Treasurer – Tax
8/12 - Present
 
Mellon Residential Funding Corporation
 
Assistant Treasurer – Tax
4/14 - Present
 
National Residential Assets Corp.***
 
Assistant Treasurer – Tax
4/12 - Present
 
New GSM Holding Corporation^^^^
 
Assistant Treasurer – Tax
7/11 - Present
 
Newton Capital Management LLC***
 
Assistant Treasurer – Tax
10/11 - Present
 
Northern Waterworks, Inc.†††
 
Assistant Treasurer – Tax
7/11 - Present
 
NY CRE Asset Holdings II, LLC***
 
Assistant Treasurer – Tax
1/12 - Present
 
NY CRE Asset Holdings, LLC***
 
Assistant Treasurer – Tax
1/12 - Present
 
One Wall Street Corporation***
 
Assistant Treasurer – Tax
11/11 - Present
 
Pareto New York LLC++
 
Assistant Treasurer – Tax
11/11 - Present
 
PAS Holdings LLC***
 
Assistant Treasurer – Tax
6/11 - Present
 
Pershing Advisor Solutions LLC###
 
Assistant Treasurer – Tax
6/11 - Present
 
Pershing Group LLC###
 
Assistant Treasurer – Tax
4/11 - Present
 
Pershing Investments LLC***
 
Assistant Treasurer – Tax
2/11 - Present
 
Pershing LLC###
 
Assistant Treasurer – Tax
4/11 - Present
 
PFS Holdings, LLC***
 
Assistant Treasurer – Tax
1/11 - Present
 
Stanwich Insurance Agency, Inc.***
 
Assistant Treasurer – Tax
12/11 - Present
 
TBC Securities Co., Inc.*
 
Assistant Treasurer – Tax
7/12 - Present
 
TBCAM, LLC*
 
Assistant Treasurer – Tax
10/11 - Present
 
Pareto New York LLC++
 
Assistant Treasurer – Tax
11/11 - Present
 
PAS Holdings LLC***
 
Assistant Treasurer – Tax
6/11 - Present
 
Pershing Advisor Solutions LLC###
 
Assistant Treasurer – Tax
6/11 - Present
 
Pershing Group LLC###
 
Assistant Treasurer – Tax
4/11 - Present
 
Pershing Investments LLC***
 
Assistant Treasurer – Tax
2/11 - Present
 
Pershing LLC###
 
Assistant Treasurer – Tax
4/11 - Present
 
PFS Holdings, LLC***
 
Assistant Treasurer – Tax
1/11 - Present
 
Stanwich Insurance Agency, Inc.***
 
Assistant Treasurer – Tax
12/11 - Present
 
TBC Securities Co., Inc.*
 
Assistant Treasurer – Tax
7/12 - Present
 
Technology Services Group,
Inc.^^^^^
 
Assistant Treasurer – Tax
5/11 - Present
 
Tennessee Processing Center LLC^^^^^
 
Assistant Treasurer – Tax
9/11 - Present
 
The Bank of New York Consumer Leasing Corporation***
 
Assistant Treasurer – Tax
5/11 - Present
 
The Boston Company Asset Management, LLC*
 
Assistant Treasurer – Tax
6/11 - Present
 
USPLP, Inc.***
 
Assistant Treasurer – Tax
10/11 - Present
 
BNY Mellon Investment Management Holdings LLC#
 
Assistant Vice President –Tax
12/12 - Present
 
BNY Aurora Holding Corp.***
 
Vice President
10/11 - Present
 
Agency Brokerage Holding LLC***
 
Vice President – Tax
2/11 - Present
 
MBSC Securities Corporation++
 
Vice President – Tax
2/12 - Present
Dean M. Steigauf
Vice President
BNY Mellon, National Association+
Vice President
7/09 - Present
 
BNY Mellon Distributors Holdings, Inc.+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Investment
Servicing (US) Inc.+
 
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Performance & Risk Analytics, LLC+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Trust Company of Illinois+
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Trust of Delaware+
Vice President -
Real Estate
7/11 - Present
 
Eagle Investment Systems LLC+
Vice President -
Real Estate
7/11 - Present
 
Ivy Asset Management LLC+
Vice President -
Real Estate
7/11 - Present
 
Mellon Capital Management Corporation**
Vice President -
Real Estate
7/11 - Present
 
Mellon Financial Services
Corporation #1+
 
Vice President -
Real Estate
7/11 - Present
 
Mellon Holdings LLC+
Vice President -
Real Estate
7/11 - Present
 
Mellon Investor Services LLC+
Vice President -
Real Estate
7/11 - Present
 
Pareto New York LLC****
Vice President -
Real Estate
7/11 - Present
 
SourceNet Solutions, Inc.+
Vice President -
Real Estate
7/11 - Present
 
Technology Services Group, Inc.+
Vice President -
Real Estate
7/11 - Present
 
Tennessee Processing Center LLC+
Vice President -
Real Estate
7/11 - Present
 
The Bank of New York Mellon Trust Company, National Association+
Vice President -
Real Estate
7/11 - Present
 
Alcentra US, Inc.++
Vice President -
Real Estate
7/11 - Present
 
BNY Mellon Capital Markets LLC++
Vice President -
Real Estate
7/11 - Present
 
Pershing LLC****
Vice President -
Real Estate
7/11 - Present
 
The Bank of New York Mellon+
 
Vice President
12/02 - Present
James Bitetto
Secretary
The Dreyfus Family of Funds++
Vice President and Assistant Secretary
8/05 - Present
 
MBSC Securities Corporation++
Assistant Secretary
6/07 - Present
       
 
Dreyfus Service Organization, Inc.++
Secretary
8/05 - Present
       

 
*
The address of the business so indicated is One Boston Place, Boston, MA 02108.
 
**
The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
 
***
The address of the business so indicated is One Wall Street, New York, NY 10286.
 
****
The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.
 
*****
The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL 60602.
 
******
The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY 10022.
 
+
The address of the business so indicated is One Mellon Bank Center, Pittsburgh, PA 15258.
 
++
The address of the business so indicated is 200 Park Avenue, New York, NY 10166.
 
+++
The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA 19462.
 
†
The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.
 
†††
The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.
 
†††
The address of the business so indicated is 1633 Broadway, New York, NY 10019.
 
††††
The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA 90024.
 
†††††
The address of the business so indicated is 1735 Market Street, Philadelphia, PA 19103.
 
††††††
The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD.
 
^
The address of the business so indicated is 4 New York Plaza, New York, NY 10004.
 
^^
The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT 06854-1940.
 
^^^
The address of the business so indicated is One Wells Avenue, Newton, MA 02459.
 
^^^^
The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT 06107.
 
^^^^^
The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY 10286.
 
^^^^^^
The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA 98402.
 
#
The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE 19809.
 
##
The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY 10017.
 
###
The address of the business so indicated is One Pershing Plaza, Jersey City, NJ 07399.
 
####
The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX 77002.
 
#####
The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX 77002.
 
######
The address of the business so indicated is 760 Moore Road, King of Prussia, PA 19406-1212.
 
#######
The address of the business so indicated is 8400 E. Prentice Ave, Greenwood Village, CO 80111.
 
########
The address of the business so indicated is 1290 Avenue of the Americas, New York, NY 10104.
 
 
(b)           Business and Other Connections of Sub-Investment Adviser
 
Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Walter Scott & Partners Limited, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Walter Scott & Partners Limited or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Walter Scott & Partners Limited (SEC File No. 801-19420).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Walthausen & Co., LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Walthausen & Co., LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Walthausen & Co., LLC (SEC File No. 801-68321).
 
Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Thompson, Siegel and Walmsley LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Thompson, Siegel and Walmsley LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Thompson, Siegel and Walmsley LLC (SEC File No. 801-6273).
 
Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Neuberger Berman Management LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Neuberger Berman Management LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Neuberger Berman Management LLC (SEC File No. 801-8259).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Riverbridge Partners, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Riverbridge Partners, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Riverbridge Partners, LLC (SEC File No. 801-57432).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Geneva Capital Management, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Geneva Capital Management, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Geneva Capital Management, LLC (SEC File No. 801-28444).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Cupps Capital Management, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Cupps Capital Management, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Cupps Capital Management, LLC (SEC File No. 801-60017).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Lombardia Capital Partners, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Lombardia Capital Partners, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Lombardia Capital Partners, LLC (SEC File No. 801-35519).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Nicholas Investment Partners, L.P., a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Nicholas Investment Partners, L.P. or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Nicholas Investment Partners, L.P. (SEC File No. 801-66532).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Iridian Asset Management LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Iridian Asset Management LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Iridian Asset Management LLC (SEC File No. 801-50661).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Kayne Anderson Rudnick Investment Management, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Kayne Anderson Rudnick Investment Management, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Kayne Anderson Rudnick Investment Management, LLC (SEC File No. 801-24241).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of EAM Investors, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by EAM Investors, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by EAM Investors, LLC (SEC File No. 801-70305).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Rice Hall James & Associates, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Rice Hall James & Associates, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Rice Hall James & Associates, LLC (SEC File No. 801-61905).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Granite Investment Partners, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Granite Investment Partners, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Granite Investment Partners, LLC (SEC File No. 801-70383).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of Channing Capital Management LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Channing Capital Management LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Channing Capital Management LLC (SEC File No. 801-62371).

Registrant is fulfilling the requirement of this Item 31(b) to provide a list of the officers and directors of The Boston Company Asset Management, LLC, a sub-investment adviser of the Registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by The Boston Company Asset Management, LLC or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by The Boston Company Asset Management, LLC (SEC File No. 801-6829).

Item 32.   Principal Underwriters
 
(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:
 
 
1. 
 
Advantage Funds, Inc.
    
 
2. 
 
BNY Mellon Funds Trust
    
 
3. 
 
CitizensSelect Funds
    
 
4. 
 
Dreyfus Appreciation Fund, Inc.
    
 
5. 
 
Dreyfus BASIC Money Market Fund, Inc.
    
 
6. 
 
Dreyfus BNY Mellon Funds, Inc.
    
 
7. 
 
Dreyfus Bond Funds, Inc.
    
 
8. 
 
Dreyfus Cash Management
    
 
9. 
 
Dreyfus Funds, Inc.
    
 
10. 
 
The Dreyfus Fund Incorporated
    
 
11. 
 
Dreyfus Government Cash Management Funds
    
 
12. 
 
Dreyfus Growth and Income Fund, Inc.
    
 
13. 
 
Dreyfus Index Funds, Inc.
    
 
14. 
 
Dreyfus Institutional Cash Advantage Funds
    
 
15. 
 
Dreyfus Institutional Preferred Money Market Funds
    
 
16. 
 
Dreyfus Institutional Reserves Funds
    
 
17. 
 
Dreyfus Intermediate Municipal Bond Fund, Inc.
    
 
18. 
 
Dreyfus International Funds, Inc.
    
 
19. 
 
Dreyfus Investment Funds
    
 
20. 
 
Dreyfus Investment Grade Funds, Inc.
    
 
21. 
 
Dreyfus Investment Portfolios
    
 
22. 
 
The Dreyfus/Laurel Funds, Inc.
    
 
23. 
 
The Dreyfus/Laurel Funds Trust
    
 
24. 
 
The Dreyfus/Laurel Tax-Free Municipal Funds
    
 
25. 
 
Dreyfus Liquid Assets, Inc.
    
 
26. 
 
Dreyfus Manager Funds I
    
 
27. 
 
Dreyfus Manager Funds II
    
 
28. 
 
Dreyfus Midcap Index Fund, Inc.
    
 
29. 
 
Dreyfus Municipal Bond Opportunity Fund
    
 
30. 
 
Dreyfus Municipal Cash Management Plus
    
 
31. 
 
Dreyfus Municipal Funds, Inc.
    
 
32. 
 
Dreyfus Municipal Money Market Fund, Inc.
    
 
33. 
 
Dreyfus New Jersey Municipal Bond Fund, Inc.
    
 
34. 
 
Dreyfus New Jersey Municipal Money Market Fund, Inc.
    
 
35. 
 
Dreyfus New York AMT-Free Municipal Bond Fund
    
 
36. 
 
Dreyfus New York AMT-Free Municipal Money Market Fund
    
 
37. 
 
Dreyfus New York Municipal Cash Management
    
 
38. 
 
Dreyfus New York Tax Exempt Bond Fund, Inc.
    
 
39. 
 
Dreyfus Opportunity Funds
    
 
40. 
 
Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.
    
 
41. 
 
Dreyfus Premier GNMA Fund, Inc.
    
 
42. 
 
Dreyfus Premier Investment Funds, Inc.
    
 
43. 
 
Dreyfus Premier Short-Intermediate Municipal Bond Fund
    
 
44. 
 
Dreyfus Premier Worldwide Growth Fund, Inc.
    
 
45. 
 
Dreyfus Research Growth Fund, Inc.
    
 
46. 
 
Dreyfus State Municipal Bond Funds
    
 
47. 
 
Dreyfus Stock Funds
    
 
48. 
 
Dreyfus Short Duration Bond Fund
    
 
49. 
 
The Dreyfus Socially Responsible Growth Fund, Inc.
    
 
50. 
 
Dreyfus Stock Index Fund, Inc.
    
 
51. 
 
Dreyfus Tax Exempt Cash Management Funds
    
 
52. 
 
The Dreyfus Third Century Fund, Inc.
    
 
53. 
 
Dreyfus Treasury & Agency Cash Management
    
 
54. 
 
Dreyfus Treasury Prime Cash Management
    
 
55. 
 
Dreyfus U.S. Treasury Intermediate Term Fund
    
 
56. 
 
Dreyfus U.S. Treasury Long Term Fund
    
 
57. 
 
Dreyfus 100% U.S. Treasury Money Market Fund
    
 
58. 
 
Dreyfus Variable Investment Fund
    
 
59. 
 
Dreyfus Worldwide Dollar Money Market Fund, Inc.
    
 
60. 
 
General California Municipal Money Market Fund
    
 
61. 
 
General Government Securities Money Market Funds, Inc.
    
 
62. 
 
General Money Market Fund, Inc.
    
 
63. 
 
General Municipal Money Market Funds, Inc.
    
 
64. 
 
General New York Municipal Money Market Fund
    

(b)
    
Name and principal
Business address
Positions and offices with the Distributor
Positions and Offices with Registrant
Kenneth Bradle**
Chief Executive Officer, President and Director
None
     
J. Charles Cardona*
Chairman of the Board
Executive Vice President (Money Market Funds Only)
     
Sue Ann Cormack**
Executive Vice President
None
     
John M. Donaghey***
Executive Vice President
None
     
Tracy Hopkins*
Executive Vice President
None
     
William H. Maresca**
Executive Vice President and Director
None
     
David K. Mossman***
Executive Vice President
None
     
Kimberly M. Mustin*
Executive Vice President and Director
None
     
Christopher D. O'Connor*
Executive Vice President and Director
None
     
Irene Papadoulis**
Executive Vice President
None
     
Matthew Perrone**
Executive Vice President
None
     
Andrew Provencher*
Executive Vice President
None
     
Bradley J. Skapyak*
Executive Vice President
President
     
Bill E. Sappington*
Executive Vice President and Director
None
     
Gary Pierce*
Chief Financial Officer and Director
None
     
Brie A. Steingarten*
Chief Legal Officer and Secretary
None
     
Mercedes Katz**
Senior Vice President
None
     
Mary T. Lomasney****
Senior Vice President
None
     
Joseph W. Connolly*
Chief Compliance Officer (Investment Advisory Business)
Chief Compliance Officer
     
Jaynthi Gandhi*
Chief Compliance Officer (Broker-Dealer Business)
None
     
Katherine M. Scott
Chief Risk Officer
None
     
Anthony Mayo
Chief  Technology Officer
None
     
Barbara A. McCann****
Senior Vice President
None
     
Matthew D. Connolly*
Vice President and Anti-Money Laundering Officer
Anti-Money Laundering Compliance Officer
     
Maria Georgopoulos*
Vice President – Facilities Management
None
     
Stewart Rosen*
Vice President – Facilities Management
None
     
Karin L. Waldmann*
Privacy Officer
None
     
Charles Doumar********
Vice President – Tax
None
     
Timothy I. Barrett**
Vice President
None
     
Gina DiChiara*
Vice President
None
     
Jill Gill*
Vice President
None
     
Kathleen Geis******
Vice President
None
     
Dean M. Steigauf******
Vice President
None
     
Donna M. Impagliazzo**
Vice President – Compliance
None
     
Carla R. Wanzer*
Vice President – Compliance
None
     
Claudine Orloski***
Vice President – Tax
None
     
John Shea*
Vice President – Finance
None
     
Christopher A. Stallone**
Vice President
None
     
Susan Verbil*
Vice President – Finance
None
     
William Verity*
Vice President – Finance
None
     
James Windels******
Vice President
Treasurer
     
James Bitetto*
Assistant Secretary
Vice President and
Assistant Secretary
Audrey Edwards***
Assistant Secretary
None
     
Cristina Rice***
Assistant Secretary
None
     
Victor R. Siclari***
Assistant Secretary
None

*
Principal business address is 200 Park Avenue, New York, NY 10166.
**
Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.
***
Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.
****
Principal business address is One Boston Place, Boston, MA 02108.
*****
Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
******
Principal business address is 101 Barclay Street, New York, NY 10286.
*******
Principal business address is 2 Hanson Place, Brooklyn, NY 11217.
********
Principal business address is One Wall Street, New York, NY 10286.

 
Item 33.
Location of Accounts and Records
     
 
1.
The Bank of New York Mellon
   
One Wall Street
   
New York, NY 10286
     
 
2.
The Bank of New York Mellon
   
One Mellon Bank Center
   
Pittsburgh, PA 15258
     
 
3.
BNY Mellon Investment Servicing (US), Inc.
   
4400 Computer Drive
   
Westborough, MA 01581
     
 
4.
The Dreyfus Corporation
   
200 Park Avenue
   
New York, NY 10166
     
 
5.
The Dreyfus Corporation
   
2 Hanson Place
   
Brooklyn, NY 11217
     
Item 34.
Management Services
     
 
Not Applicable
   
Item 35.
Undertakings
     
 
None
  
     
 


SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 29th day of April, 2015.

STRATEGIC FUNDS, INC.
 
 
By:
/s/  Bradley J. Skapyak*
 
Name:
Bradley J. Skapyak
 
Title:
President



Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signatures
  
Title
  
Date
         
/s/ Bradley J. Skapyak*
  
President (Principal Executive Officer)
  
April 29, 2015
Bradley J. Skapyak
        
         
/s/ James Windels*
  
Treasurer (Principal Financial
and Accounting Officer)
  
April 29, 2015
James Windels
        
         
/s/ Joseph S. DiMartino*
  
Chairman of the Board
  
April 29, 2015
Joseph S. DiMartino
        
         
/s/ William Hodding Carter III*
  
Board Member
  
April 29, 2015
William Hodding Carter III
        
         
/s/ Gordon J. Davis*
  
Board Member
  
April 29, 2015
Gordon J. Davis
        
         
/s/ Joni Evans*
  
Board Member
  
April 29, 2015
Joni Evans
        
         
/s/ Ehud Houminer*
  
Board Member
  
April 29, 2015
Ehud Houminer
        
         
/s/ Richard C. Leone*
  
Board Member
  
April 29, 2015
Richard C. Leone
        
         
/s/ Hans C. Mautner*
  
Board Member
  
April 29, 2015
Hans C. Mautner
        
         
/s/ Robin A. Melvin*
  
Board Member
  
April 29, 2015
Robin A. Melvin
        
         
/s/ Burton N. Wallack*
  
Board Member
  
April 29, 2015
Burton N. Wallack
        
         
/s/ John E. Zuccotti*
  
Board Member
  
April 29, 2015
John E. Zuccotti
        
 
 
*BY:
/s/ John B. Hammalian
 
John B. Hammalian,
Attorney-in-Fact

 
Index of Exhibits


 
(d)(xvii)
Sub-Investment Advisory Agreement