POS EX 1 lp1.htm POST-EFFECTIVE AMENDMENT NO. 76 lp1.htm - Generated by SEC Publisher for SEC Filing

 

File No. 2-88816 

811-3940

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N‑1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933              [X]

 

     Pre‑Effective Amendment No.                                     [__]

 

     Post‑Effective Amendment No. 76                                 [X]

 

                                      and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940      [X]

 

     Amendment No. 76                                                [X]

 

(Check appropriate box or boxes.)

 

STRATEGIC FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices)(Zip Code)

 

Registrant's Telephone Number, including Area Code: (212) 922-6000

 

Michael A. Rosenberg, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

 

COPY TO:

 

David Stephens, Esq.

Stroock & Stroock & Lavan LLP

180 Maine Lane

New York, NY 10038-4982

 

 

 

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

 

Explanatory Note

 

This Post-Effective Amendment consists of the following:

 

  1. Facing sheet of the Registration Statement.
  2. Part C to the Registration Statement (including signature page).
  3. Exhibit (n) to Item 28 to the Registration Statement.

 

This Post-Effective Amendment is being filed solely to file revised Rule 18f-3 Plans as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.

 

Part A and Part B of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A filed on December 28, 2011 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, are incorporated by reference herein.

 

 

STRATEGIC FUNDS, INC.

PART C. OTHER INFORMATION

Item 28. Exhibits.  

 (a)(i) Registrant's Articles of Incorporation and Articles of Amendment are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on April 25, 1996.

   

 (a)(ii) Articles of Amendment and Articles Supplementary, as amended, are incorporated by reference to Exhibit (a) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on September 27, 2002.

(a)(iii) Articles of Amendment are incorporated by reference to Exhibit (a)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.

(a)(iv) Articles Supplementary are incorporated by reference to Exhibit (a)(iv) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.

(a)(v) Articles Supplementary, as revised, are incorporated by reference to Exhibit (a)(v) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

(a)(vi) Articles of Amendment are incorporated by reference to Exhibit (a)(vi) of Post-Effective Amendment No. 53 to the Registration Statement on Form N-1A, filed on April 30, 2009.

(a)(vii) Articles of Supplementary are incorporated by reference to Exhibit (a)(vii) of Post-Effective Amendment No. 56 to the Registration Statement on Form N-1A, filed on September 25, 2009.

(a)(viii) Articles of Supplementary are incorporated by reference to Exhibit (a)(viii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

(a)(ix) Articles of Supplementary are incorporated by reference to Exhibit (a)(ix) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011.

 (b) Registrant's By-Laws, as amended, is incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011.

 (d)(i) Management Agreement, as revised, is incorporated by reference to Exhibit (d)(i) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 

(d)(ii) Sub-Investment Advisory Agreement with Walter Scott & Partners Limited, as amended, is incorporated by reference to Exhibit (d)(ii) of Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A, filed on May 27, 2008.

   

 (d)(iii) Sub-Investment Advisory Agreement with Riverbridge Partners, LLC. is incorporated by reference to Exhibit (d)(iii) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

   

 (d)(iv) Sub-Investment Advisory Agreement with Walthausen & Co., LLC. is incorporated by reference to Exhibit (d)(iv) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

   

 

 

 (d)(v) Sub-Investment Advisory Agreement with Thompson, Siegel and Walmsley LLC is incorporated by reference to Exhibit (d)(v) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

   

(d)(vi) Sub-Investment Advisory Agreement with WestLB Mellon Asset Management (USA) LLC. is incorporated by reference to Exhibit (d)(ii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.

   

(d)(vii) Sub-Investment Advisory Agreement with Mellon Equity Associates, LLP. is incorporated by reference to Exhibit (d)(iii) of Post-Effective Amendment No. 37 to the Registration Statement on Form N-1A, filed on November 22, 2006.

 

 (d)(viii) Sub-Investment Advisory Agreement with Neuberger Berman Management LLC is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.

 

(d)(ix) Sub-Investment Advisory Agreement with Cupps Capital Management, LLC, with respect to Dreyfus Select Managers Large Cap Growth Fund is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

    

(d)(x) Sub-Investment Advisory Agreement with Goldman Sachs Asset Management, L.P., with respect to Dreyfus Select Managers Large Cap Growth Fund is incorporated by reference to Exhibit (d)(x) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

    

(d)(xi) Sub-Investment Advisory Agreement with Mar Vista Investment Partners, LLC, with respect to Dreyfus Select Managers Large Cap Growth Fund is incorporated by reference to Exhibit (d)(xi) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

    

(d)(xii) Sub-Investment Advisory Agreement with Riverbridge Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

    

(d)(xiii) Sub-Investment Advisory Agreement with Geneva Capital Management Ltd, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xiii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

    

     (d)(xiv) Sub-Investment Advisory Agreement with Cupps Capital Management, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xiv) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 

(d)(xv) Portfolio Allocation Management Agreement, as revised, is incorporated by reference to Exhibit (d)(xv) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 (e)(i)  Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 67 to the Registration Statement on Form N-1A, filed on March 30, 2011.

 

 

(e)(ii)  Distribution and Shareholders Services Plan Agreements, as amended, are incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on September 27, 2002.

(e)(iii) Forms of Supplement to Service Agreements are incorporated by reference to Exhibit (e)(iii) of Post-Effective Amendment No. 40 to the Registration Statement on Form N-1A, filed on April 27, 2007.

(g)(i) Custody Agreement with The Bank of New York Mellon dated January 1, 2011 is incorporated by reference to Exhibit (g)(iii) of Post-Effective Amendment No. 67 to the Registration Statement on Form N-1A, filed on March 30, 2011.

(g)(ii) Sub-Custodian Agreement is incorporated by reference to Exhibit (8)(b) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on April 25, 1996.

(g)(iii) Foreign Custody Manager Agreement with The Bank of New York is incorporated by reference to Exhibit (g)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A, filed on May 16, 2006.

 (h)(i) Shareholder Services Plan, as revised, is incorporated by reference to Exhibit (h)(i) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 (h) (ii) Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h)(ii) of Post-Effective Amendment No. 42 to the Registration Statement on Form N-1A, filed on February 28, 2008.

 (h) (iii) Amendment to the Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h)(iii) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011.

 (i) Opinion and Consent of Registrant's counsel are incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on April 25, 1996.

(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A, filed on December 28, 2011 .

(m) Rule 12b-1 Distribution Plan, as revised, is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

(n) Rule 18f-3 Plan is filed herewith.

 

(p)(i)  Code of Ethics of the Bank of New York Mellon, is incorporated by reference to Exhibit (p)(i) of Post-Effective Amendment No. 42 to the Registration Statement on Form N-1A, filed on February 28, 2008.

 (p)(ii) Code of Ethics for Walthausen & Co. LLC is incorporated by reference to Exhibit (p)(ii) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

 

 (p)(iii) Code of Ethics for Riverbridge Partners, LLC is incorporated by reference to Exhibit (p)(iii) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

 

 

 (p)(iv) Code of Ethics for Thompson, Siegel and Walmsley LLC is incorporated by reference to Exhibit (p)(iv) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A, filed on December 16, 2008.

  

 (p)(v) Code of Ethics for Cupps Capital Management, LLC is incorporated by reference to Exhibit (p)(v) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 (p)(vi) Code of Ethics for Goldman Sachs Asset Management, L.P. is incorporated by reference to Exhibit (p)(vi) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 (p)(vii) Code of Ethics for Mar Vista Investment Partners, LLC is incorporated by reference to Exhibit (p)(vii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 (p)(viii) Code of Ethics for Geneva Capital Management Ltd. is incorporated by reference to Exhibit (p)(viii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on June 29, 2010.

 

(p)(ix) Code of Ethics for the Nonmanagement Board members of the Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(iv) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.

Item 28. Exhibits. - List (continued)

_______ _____________________________________________________

  Other Exhibits

  ______________

a) Power of Attorney of certain officers of the Registrant is incorporated by reference to Other Exhibits (a) of Post-Effective Amendment No. 58 to the Registration Statement on Form N-1A, filed on January 29, 2010.

b) Certificate of Assistant Secretary is incorporated by reference to Other Exhibits (b) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A, filed on March 30, 2010.

Item 29. Persons Controlled by or under Common Control with Registrant.

_______ ______________________________________________________________

  Not Applicable

Item 30.  Indemnification

_______  _______________

  The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross

 

 

negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following: Article SEVENTH of the Registrant's Articles of Incorporation, Article VIII of the Registrant's By-Laws, as amended, Section 2-418 of the Maryland General Corporation Law, and Section 1.10 of the Distribution Agreement.

Item 31.  Business and Other Connections of Investment Adviser.

_______  ____________________________________________________

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.

Item 31. Business and Other Connections of Investment Adviser (continued)
  Officers and Directors of Investment Adviser

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
       

Jonathan Baum
Chief Executive Officer and Chair of the Board

MBSC Securities Corporation++

Chief Executive Officer
Chairman of the Board

3/08 - Present
3/08 - Present
       

J. Charles Cardona
President and Director

MBSC Securities Corporation++

Director
Executive Vice President

6/07 – Present
6/07 - Present
       
 

Universal Liquidity Funds plc+

Director

4/06 - Present
       

Diane P. Durnin
Vice Chair and Director

None

    
       

Robert G. Capone
Director

MBSC Securities Corporation++

Executive Vice President Director

4/07 - Present
4/07 - Present
 

The Bank of New York Mellon*****

Vice President

2/06 - Present
       

Mitchell E. Harris
Director

Standish Mellon Asset Management Company LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

Chairman
Chief Executive Officer
Member, Board of Managers

2/05 – Present
8/04 – Present
10/04 - Present
       

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

Alcentra NY, LLC++

Manager

1/08 - Present
       
 

Alcentra US, Inc. ++

Director

1/08 - Present
       
 

Alcentra, Inc. ++

Director

1/08 - Present
       
 

BNY Alcentra Group Holdings, Inc. ++

Director

10/07 - Present
       
 

Pareto New York LLC++

Manager

11/07 - Present
       
 

Standish Ventures LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

President
Manager

12/05 - Present
12/05 - Present
       
 

Palomar Management
London, England

Director

12/97 - Present
       
 

Palomar Management Holdings Limited
London, England

Director

12/97 - Present
       
 

Pareto Investment Management Limited
London, England

Director

9/04 - Present
       

Christopher E. Sheldon
Chief Investment Officer, Executive Vice President and Director

Mellon Global Investing Corp. +

Senior Vice President

5/08 - Present

 

BNY Mellon, National Association+

Managing Director

7/09 – Present
 

The Bank of New York Mellon*****

Managing Director

7/09 - Present
       

Bradley J. Skapyak
Chief Operating Officer and Director

MBSC Securities Corporation++

Executive Vice President

6/07 - Present
 

The Bank of New York Mellon****

Senior Vice President

4/07 - Present
       
 

The Dreyfus Family of Funds++

President

1/10 - Present
       
 

Dreyfus Transfer, Inc. ++

Chairman

Director

Senior Vice President

5/11 - Present

5/10 - Present
5/10 - 5/11
       

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

Dwight Jacobsen
Executive Vice President and Director

MBSC Securities Corporation++

Executive Vice President
Director

6/08 – Present
6/08 – Present
       

Patrice M. Kozlowski
Senior Vice President – Corporate Communications

None

    
       

Gary Pierce
Controller

The Bank of New York Mellon *****

Vice President

7/08 - Present
       
 

BNY Mellon, National Association +

Vice President

7/08 - Present
       
 

Laurel Capital Advisors, LLP+

Chief Financial Officer

5/07 - Present
       
 

MBSC Securities Corporation++

Director
Chief Financial Officer

6/07 – Present
6/07 - Present
       
 

Founders Asset Management, LLC****

Assistant Treasurer

7/06 - 12/09
 

Dreyfus Consumer Credit
Corporation ++

Treasurer

7/05 - 8/10
       
 

Dreyfus Transfer, Inc. ++

Chief Financial Officer
Treasurer

7/05 - Present
5/11- Present
       
 

Dreyfus Service
Organization, Inc.++

Treasurer

7/05 – Present
       
 

Seven Six Seven Agency, Inc. ++

Treasurer

4/99 - Present
       

Joseph W. Connolly
Chief Compliance Officer

The Dreyfus Family of Funds++

Chief Compliance Officer

10/04 - Present
 

Laurel Capital Advisors, LLP+

Chief Compliance Officer

4/05 - Present
 

BNY Mellon Funds Trust++

Chief Compliance Officer

10/04 - Present
 

MBSC Securities Corporation++

Chief Compliance Officer

6/07 – Present
       

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

Christopher O'Connor
Chief Administrative Officer

MBSC Securities Corporation++

Executive Vice President
Senior Vice President

12/11 – Present
5/06 – 12/11
       

Gary E. Abbs
Vice President – Tax

The Bank of New York Mellon+

First Vice President and Manager of Tax Compliance

12/96 - Present
 

Dreyfus Service Organization++

Vice President – Tax

1/09 - Present
       
 

Dreyfus Consumer Credit Corporation++

Chairman
President

1/09 – 8/10
1/09 – 8/10
       
 

MBSC Securities Corporation++

Vice President – Tax

1/09 - Present
       

Jill Gill
Vice President –
Human Resources

MBSC Securities Corporation++

Vice President

6/07 – Present
 

The Bank of New York Mellon *****

Vice President

7/08 – Present
       
 

BNY Mellon, National Association +

Vice President

7/08 - Present
       

Joanne S. Huber
Vice President – Tax

The Bank of New York Mellon+

State & Local Compliance Manager

7/07 - Present
       
 

Dreyfus Service Organization++

Vice President – Tax

1/09 – Present

       
 

Dreyfus Consumer Credit Corporation++

Vice President – Tax

1/09 – 8/10
       
 

MBSC Securities Corporation++

Vice President – Tax

1/09 – Present
       

Anthony Mayo
Vice President – Information Systems

None

    
       

John E. Lane
Vice President

A P Colorado, Inc. +

Vice President – Real Estate and Leases

8/07 - Present
 

A P East, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

A P Management, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

A P Properties, Inc. +

Vice President – Real Estate and Leases

8/07 - Present
 

Allomon Corporation+

Vice President– Real Estate and Leases

8/07 - Present
 

AP Residential Realty, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

AP Wheels, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

BNY Mellon, National Association +

Vice President – Real Estate and Leases

7/08 - Present
 

Citmelex Corporation+

Vice President– Real Estate and Leases

8/07 - Present
 

Eagle Investment Systems LLC
65 LaSalle Road
West Hartford, CT 06107

Vice President– Real Estate and Leases

8/07 - Present
 

East Properties Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

FSFC, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

Holiday Properties, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

MBC Investments Corporation+

Vice President– Real Estate and Leases

8/07 - Present
 

MBSC Securities Corporation++

Vice President– Real Estate and Leases

8/07 - Present
 

MELDEL Leasing Corporation Number 2, Inc. +

Vice President– Real Estate and Leases

7/07 - Present
 

Mellon Bank Community Development Corporation+

Vice President– Real Estate and Leases

11/07 - Present
 

Mellon Capital Management Corporation+

Vice President– Real Estate and Leases

8/07 - Present
 

Mellon Financial Services Corporation #1+

Vice President– Real Estate and Leases

8/07 - Present
 

Mellon Financial Services Corporation #4+

Vice President – Real Estate and Leases

7/07 - Present
 

Mellon Funding Corporation+

Vice President– Real Estate and Leases

12/07 - Present

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

Mellon Holdings, LLC+

Vice President– Real Estate and Leases

12/07 - Present
 

Mellon International Leasing Company+

Vice President– Real Estate and Leases

7/07 - Present
 

Mellon Leasing Corporation+

Vice President– Real Estate and Leases

7/07 - Present
 

Mellon Ventures, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

Melnamor Corporation+

Vice President– Real Estate and Leases

8/07 - Present
 

MFS Leasing Corp. +

Vice President– Real Estate and Leases

7/07 - Present
 

MMIP, LLC+

Vice President– Real Estate and Leases

8/07 - Present
 

Pareto New York LLC++

Vice President– Real Estate and Leases

10/07 - Present
 

Pontus, Inc. +

Vice President– Real Estate and Leases

7/07 - Present
 

Promenade, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

RECR, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

Technology Services Group, Inc.*****

Senior Vice President

6/06 - Present
       
 

Tennesee Processing Center LLC*****

Managing Director

5/08 - Present
       
 

Texas AP, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
 

The Bank of New York Mellon*****

Vice President – Real Estate and Leases

7/08 - Present
 

The Bank of New York Mellon Corporation*****

Executive Vice President

8/07 - Present
       
 

Trilem, Inc. +

Vice President– Real Estate and Leases

8/07 - Present
       

Kathleen Geis
Vice President

BNY Mellon, National Association+

Managing Director

7/09 - Present

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

BNY Mellon Distributors Holdings, Inc. +

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Performance & Risk Analytics, LLC+

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Trust Company of Illinois+

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Trust of Delaware+

Vice President -
Real Estate

7/11 - Present
 

Eagle Investment Systems LLC+

Vice President -
Real Estate

7/11 - Present
 

Ivy Asset Management LLC+

Vice President -
Real Estate

7/11 - Present
 

Mellon Capital Management Corporation***

Vice President -
Real Estate

7/11 - Present
 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 - Present
 

Mellon Holdings LLC+

Vice President -
Real Estate

7/11 - Present
 

Mellon Investor Services LLC+

Vice President -
Real Estate

7/11 - Present
 

Pareto New York LLC*****

Vice President -
Real Estate

7/11 - Present
 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 - Present
 

Technology Services Group, Inc. +

Vice President -
Real Estate

7/11 - Present
 

Tennessee Processing Center LLC+

Vice President -
Real Estate

7/11 - Present
 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present
 

Alcentra US, Inc. ++

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Capital Markets LLC++

Vice President -
Real Estate

7/11 - Present
 

Pershing LLC*****

Vice President -
Real Estate

7/11 - Present
 

The Bank of New York Mellon+

Managing Director

7/09 - Present

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

MBNA Institutional PA Services, LLC+

Managing Director
Senior Vice President

7/09 - Present
10/06 - 7/09
       

Dean M. Steigauf
Vice President

BNY Mellon, National Association+

Vice President

7/09 - Present
 

BNY Mellon Distributors Holdings, Inc. +

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Performance & Risk Analytics, LLC+

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Trust Company of Illinois+

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Trust of Delaware+

Vice President -
Real Estate

7/11 - Present
 

Eagle Investment Systems LLC+

Vice President -
Real Estate

7/11 - Present
 

Ivy Asset Management LLC+

Vice President -
Real Estate

7/11 - Present
 

Mellon Capital Management Corporation***

Vice President -
Real Estate

7/11 - Present
 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 - Present
 

Mellon Holdings LLC+

Vice President -
Real Estate

7/11 - Present
 

Mellon Investor Services LLC+

Vice President -
Real Estate

7/11 - Present
 

Pareto New York LLC*****

Vice President -
Real Estate

7/11 - Present
 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 - Present
 

Technology Services Group, Inc. +

Vice President -
Real Estate

7/11 - Present
 

Tennessee Processing Center LLC+

Vice President -
Real Estate

7/11 - Present
 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

 

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates
 

Alcentra US, Inc. ++

Vice President -
Real Estate

7/11 - Present
 

BNY Mellon Capital Markets LLC++

Vice President -
Real Estate

7/11 - Present
 

Pershing LLC*****

Vice President -
Real Estate

7/11 - Present
 

The Bank of New York Mellon+

Vice President

12/02 - Present
       

James Bitetto
Secretary

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

8/05 - Present

       
 

MBSC Securities Corporation++

Assistant Secretary

6/07 - Present
       
 

Dreyfus Service Organization, Inc.++

Secretary

8/05 - Present
       
 

The Dreyfus Consumer Credit Corporation++

Vice President

2/02 - 8/10
       
 

Founders Asset Management LLC****

Assistant Secretary

3/09 - 12/09
   

*

The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.

**

The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104.

***

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104.

****

The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206.

*****

The address of the business so indicated is One Wall Street, New York, New York 10286.

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.

++

The address of the business so indicated is 200 Park Avenue, New York, New York 10166.

+++

The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144.

++++

The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711.

+++++

The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.

 

 

     

Item 32. Principal Underwriters

 (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. 

Advantage Funds, Inc.

  

2. 

BNY Mellon Funds Trust

  

3. 

CitizensSelect Funds

  

4. 

Dreyfus Appreciation Fund, Inc.

  

5. 

Dreyfus BASIC Money Market Fund, Inc.

  

6. 

Dreyfus BASIC U.S. Government Money Market Fund

  

7. 

Dreyfus BASIC U.S. Mortgage Securities Fund

  

8. 

Dreyfus Bond Funds, Inc.

  

9. 

Dreyfus Cash Management

  

10. 

Dreyfus Connecticut Municipal Money Market Fund, Inc.

  

11. 

Dreyfus Dynamic Alternatives Fund, Inc.

  

12. 

Dreyfus Funds, Inc.

  

13. 

The Dreyfus Fund Incorporated

  

14. 

Dreyfus Government Cash Management Funds

  

15. 

Dreyfus Growth and Income Fund, Inc.

  

16. 

Dreyfus Index Funds, Inc.

  

17. 

Dreyfus Institutional Cash Advantage Funds

  

18. 

Dreyfus Institutional Preferred Money Market Funds

  

19. 

Dreyfus Institutional Reserves Funds

  

20. 

Dreyfus Intermediate Municipal Bond Fund, Inc.

  

21. 

Dreyfus International Funds, Inc.

  

22. 

Dreyfus Investment Funds

  

23. 

Dreyfus Investment Grade Funds, Inc.

  

24. 

Dreyfus Investment Portfolios

  

25. 

The Dreyfus/Laurel Funds, Inc.

  

26. 

The Dreyfus/Laurel Funds Trust

  

27. 

The Dreyfus/Laurel Tax-Free Municipal Funds

  

28. 

Dreyfus LifeTime Portfolios, Inc.

  

29. 

Dreyfus Liquid Assets, Inc.

  

30. 

Dreyfus Manager Funds I

  

31. 

Dreyfus Manager Funds II

  

32. 

Dreyfus Massachusetts Municipal Money Market Fund

  

 

 

   

33. 

Dreyfus Midcap Index Fund, Inc.

34. 

Dreyfus Money Market Instruments, Inc.

35. 

Dreyfus Municipal Bond Opportunity Fund

36. 

Dreyfus Municipal Cash Management Plus

37. 

Dreyfus Municipal Funds, Inc.

38. 

Dreyfus Municipal Money Market Fund, Inc.

39. 

Dreyfus New Jersey Municipal Bond Fund, Inc.

40. 

Dreyfus New Jersey Municipal Money Market Fund, Inc.

41. 

Dreyfus New York AMT-Free Municipal Bond Fund

42. 

Dreyfus New York AMT-Free Municipal Money Market Fund

43. 

Dreyfus New York Municipal Cash Management

44. 

Dreyfus New York Tax Exempt Bond Fund, Inc.

45. 

Dreyfus Opportunity Funds

46. 

Dreyfus Pennsylvania Municipal Money Market Fund

47. 

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

48. 

Dreyfus Premier GNMA Fund, Inc.

49. 

Dreyfus Premier Investment Funds, Inc.

50. 

Dreyfus Premier Short-Intermediate Municipal Bond Fund

51. 

Dreyfus Premier Worldwide Growth Fund, Inc.

52. 

Dreyfus Research Growth Fund, Inc.

53. 

Dreyfus State Municipal Bond Funds

54. 

Dreyfus Stock Funds

55. 

Dreyfus Short-Intermediate Government Fund

56. 

The Dreyfus Socially Responsible Growth Fund, Inc.

57. 

Dreyfus Stock Index Fund, Inc.

58. 

Dreyfus Tax Exempt Cash Management Funds

59. 

The Dreyfus Third Century Fund, Inc.

60. 

Dreyfus Treasury & Agency Cash Management

61. 

Dreyfus Treasury Prime Cash Management

62. 

Dreyfus U.S. Treasury Intermediate Term Fund

63. 

Dreyfus U.S. Treasury Long Term Fund

64. 

Dreyfus 100% U.S. Treasury Money Market Fund

65. 

Dreyfus Variable Investment Fund

66. 

Dreyfus Worldwide Dollar Money Market Fund, Inc.

 

 

   

67. 

General California Municipal Money Market Fund

68. 

General Government Securities Money Market Funds, Inc.

69. 

General Money Market Fund, Inc.

70. 

General Municipal Money Market Funds, Inc.

71. 

General New York Municipal Money Market Fund

72. 

Strategic Funds, Inc.
     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Jon R. Baum*

Chairman of the Board

None

Ken Bradle**

Chief Executive Officer, President and Director

None

Robert G. Capone****

Executive Vice President and Director

None

J. Charles Cardona*

Executive Vice President and Director

Executive Vice President (Money Market Funds Only)

Sue Ann Cormack**

Executive Vice President

None

John M. Donaghey***

Executive Vice President and Director

None

Dwight D. Jacobsen*

Executive Vice President and Director

None

Mark A. Keleher*****

Executive Vice President

None

James D. Kohley***

Executive Vice President

None

Jeffrey D. Landau*

Executive Vice President and Director

None

William H. Maresca*

Executive Vice President and Director

None

Timothy M. McCormick*

Executive Vice President

None

David K. Mossman***

Executive Vice President

None

Christopher D. O'Connor*

Executive Vice President and Director

None

Irene Papadoulis**

Executive Vice President

None

Matthew Perrone**

Executive Vice President

None

Bradley J. Skapyak*

Executive Vice President

President

Bill E. Sappingon*

Executive Vice President and Director

None

Gary Pierce*

Chief Financial Officer and Director

None

Tracy Hopkins*

Senior Vice President

None

Mercedez Katz**

Senior Vice President

None

Mary T. Lomasney****

Senior Vice President

None

Barbara A. McCann****

Senior Vice President

None

 

 

     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Christine Carr Smith*****

Senior Vice President

None

Kathleen DeNicholas*

Chief Legal Officer and Secretary

None

Joseph W. Connolly*

Chief Compliance Officer (Investment Advisory Business)

Chief Compliance Officer

Stephen Storen*

Chief Compliance Officer

Anti-Money Laundering Compliance Officer

Maria Georgopoulos*

Vice President – Facilities Management

None

Stewart Rosen*

Vice President – Facilities Management

None

Karin L. Waldmann*

Privacy Officer

None

Gary E. Abbs***

Vice President – Tax

None

Timothy I. Barrett**

Vice President

None

Gina DiChiara*

Vice President

None

Jill Gill*

Vice President

None

Joanne S. Huber***

Vice President – Tax

None

John E. Lane******

Vice President

None

Kathleen Geis******

Vice President

None

Dean M. Steigauf******

Vice President

None

Donna M. Impagliazzo**

Vice President – Compliance and Anti-Money Laundering Officer

None

Edward A. Markward*

Vice President – Compliance

None

Anthony Nunez*

Vice President – Finance

None

Claudine Orloski***

Vice President – Tax

None

William Schalda*

Vice President

None

John Shea*

Vice President – Finance

None

Christopher A. Stallone**

Vice President

None

Susan Verbil*

Vice President – Finance

None

William Verity*

Vice President – Finance

None

James Windels*

Vice President

Treasurer

James Bitetto*

Assistant Secretary

Vice President and
Assistant Secretary

James D. Muir*

Assistant Secretary

None

Barbara J. Parrish***

Assistant Secretary

None

 

 

     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Cristina Rice***

Assistant Secretary

None
   

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.

****

Principal business address is One Boston Place, Boston, MA 02108.

*****

Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104.

******

Principal business address is 101 Barclay Street, New York 10286.

Item 33. Location of Accounts and Records

  1. The Bank of New York Mellon
   One Wall Street
   New York, New York 10286

2. The Bank of New York Mellon
  One Mellon Bank Center
  Pittsburgh, Pennsylvania 15258

  3. DST Systems, Inc.
   1055 Broadway
   Kansas City, MO 64105

  4. The Dreyfus Corporation
   200 Park Avenue
   New York, New York 10166 

Item 34. Management Services

  Not Applicable

Item 35. Undertakings

  None

 

 

SIGNATURES

 Pursuant to the requirements of the Securities Act of 1933, the Registrant, Strategic Funds, Inc., has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 16th day of March 2012.

Strategic Funds, Inc.

   

BY:

/s/ Bradley J. Skapyak*

 

Bradley J. Skapyak, PRESIDENT

 Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

         

Signatures

  

Title

  

Date

         

/s/ Bradley J. Skapyak*

  

President (Principal Executive Officer)

  

03/16/2012

Bradley J. Skapyak

        

/s/ James Windels*

  

Treasurer (Principal Financial
and Accounting Officer)

  

03/16/2012

James Windels

        

/s/ Joseph S. DiMartino*

  

Chairman of the Board

  

03/16/2012

Joseph S. DiMartino

        

/s/ David W. Burke*

  

Board Member

  

03/16/2012

David W. Burke

       

/s/ William Hodding Carter III*

  

Board Member

  

03/16/2012

William Hodding Carter III

        

/s/ Gordon J. Davis*

  

Board Member

  

03/16/2012

Gordon J. Davis

        

/s/ Joni Evans*

  

Board Member

  

03/16/2012

Joni Evans

        

/s/ Ehud Houminer*

  

Board Member

  

03/16/2012

Ehud Houminer

        

/s/ Richard C. Leone*

  

Board Member

  

03/16/2012

Richard C. Leone

        

 

 

         

/s/ Hans C. Mautner*

  

Board Member

  

03/16/2012

Hans C. Mautner

        

/s/ Robin A. Melvin*

  

Board Member

  

03/16/2012

Robin A. Melvin

        

/s/ Burton N. Wallack* 

  

Board Member

  

03/16/2012

Burton N. Wallack

        

/s/ John E. Zuccotti* 

  

Board Member

  

03/16/2012

John E. Zuccotti

        
   

*BY:

/s/ John B. Hammalian
 

John B. Hammalian,
Attorney-in-Fact

INDEX OF EXHIBITS

_________________________

Exhibits

 

   

(n)

Rule 18F-3 Plan