Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Adviser, Inc. |
b. Street 1 | 200 Park Avenue |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10166-0039 |
g. Telephone number (including country code if foreign) | 212.922.6400 |
h. Briefly describe the books and records kept at this location:
| Compliance policies and procedures and related items. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Adviser, Inc. |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286-1048 |
g. Telephone number (including country code if foreign) | 212.922.6400 |
h. Briefly describe the books and records kept at this location:
| Organizational documents, board meeting minutes and materials, SEC filings and administration and accounting records. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 103 Bellevue Parkway |
Street 2 | |
c. City | Wilmington |
d. State, if applicable |
DELAWARE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19809-3701 |
g. Telephone number (including country code if foreign) | 212.495.1784 |
h. Briefly describe the books and records kept at this location:
| Administration and accounting records. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286-1048 |
g. Telephone number (including country code if foreign) | 212.495.1784 |
h. Briefly describe the books and records kept at this location:
| Records relating to custody of fund assets. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Securities Corporation |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286-1048 |
g. Telephone number (including country code if foreign) | 212.922.6400 |
h. Briefly describe the books and records kept at this location:
| Records relating to advertising and sales material. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Transfer, Inc. |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286-1048 |
g. Telephone number (including country code if foreign) | 212.922.6400 |
h. Briefly describe the books and records kept at this location:
| Records relating to the record holders of fund shares and purchases and sales of fund shares. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Servicing (US), Inc. |
b. Street 1 | 118 Flanders Road |
Street 2 | |
c. City | Westborough |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01581-1722 |
g. Telephone number (including country code if foreign) | 800.441.9800 |
h. Briefly describe the books and records kept at this location:
| Records relating to the record holders of fund shares and purchases and sales of fund shares. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | EAM Investors, LLC |
b. Street 1 | 2533 South Coast Highway 101 |
Street 2 | |
c. City | Cardiff-by-the-Sea |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92007 |
g. Telephone number (including country code if foreign) | 760.479.5080 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | Geneva Capital Management LLC |
b. Street 1 | 100 East Wisconsin Avenue |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202-4107 |
g. Telephone number (including country code if foreign) | 414.224.6002 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | Granite Investment Partners, LLC |
b. Street 1 | 2321 Rosecrans Avenue |
Street 2 | |
c. City | El Segundo |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90245-4903 |
g. Telephone number (including country code if foreign) | 310.933.4292 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Nicholas Investment Partners, L.P. |
b. Street 1 | 6451 El Sicomoro |
Street 2 | |
c. City | Rancho Santa Fe |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92067-6001 |
g. Telephone number (including country code if foreign) | 855.759.4545 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Redwood Investments, LLC |
b. Street 1 | One Gateway Center |
Street 2 | |
c. City | Newton |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02458-2879 |
g. Telephone number (including country code if foreign) | 617.467.3000 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Rice Hall James & Associates, LLC |
b. Street 1 | 600 West Broadway |
Street 2 | |
c. City | San Diego |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92101-3311 |
g. Telephone number (including country code if foreign) | 619.239.9005 |
h. Briefly describe the books and records kept at this location:
| Records relating to decisions to buy/sell securities and the execution thereof. |