0000737520-22-000043.txt : 20220909 0000737520-22-000043.hdr.sgml : 20220909 20220909164846 ACCESSION NUMBER: 0000737520-22-000043 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220531 FILED AS OF DATE: 20220909 DATE AS OF CHANGE: 20220909 EFFECTIVENESS DATE: 20220909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Strategic Funds, Inc. CENTRAL INDEX KEY: 0000737520 IRS NUMBER: 133272460 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03940 FILM NUMBER: 221236657 BUSINESS ADDRESS: STREET 1: C/O BNY MELLON INVESTMENT ADVISER, INC. STREET 2: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226400 MAIL ADDRESS: STREET 1: C/O BNY MELLON INVESTMENT ADVISER, INC. STREET 2: 240 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Funds, Inc. DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS PREMIER NEW LEADERS FUND INC DATE OF NAME CHANGE: 20021213 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS NEW LEADERS FUND INC DATE OF NAME CHANGE: 19920703 0000737520 S000029388 BNY Mellon Select Managers Small Cap Growth Fund C000090268 Class A DSGAX C000090269 Class C DSGCX C000090270 Class I DSGIX C000130444 Class Y DSGYX N-CEN/A 1 primary_doc.xml X0404 N-CEN/A 0000737520-22-000039 LIVE 0000737520 XXXXXXXX 811-03940 false false false N-1A S000029388 C000090268 C000130444 C000090270 C000090269 BNY Mellon Strategic Funds, Inc. 811-03940 0000737520 549300KOXIZHC0IVRM71 240 Greenwich Street New York 10286-1048 US-NY US 212.922.6400 BNY Mellon Investment Adviser, Inc. 200 Park Avenue New York 10166-0039 212.922.6400 Compliance policies and procedures and related items. BNY Mellon Investment Adviser, Inc. 240 Greenwich Street New York 10286-1048 212.922.6400 Organizational documents, board meeting minutes and materials, SEC filings and administration and accounting records. The Bank of New York Mellon 103 Bellevue Parkway Wilmington 19809-3701 212.495.1784 Administration and accounting records. The Bank of New York Mellon 240 Greenwich Street New York 10286-1048 212.495.1784 Records relating to custody of fund assets. The Bank of New York Mellon One Mellon Bank Center Pittsburgh 15258-0001 212.495.1784 Records relating to custody of fund assets. BNY Mellon Securities Corporation 240 Greenwich Street New York 10286-1048 212.922.6400 Records relating to advertising and sales materials. BNY Mellon Transfer, Inc. 240 Greenwich Street New York 10286-1048 212.922.6400 Records relating to the record holders of fund shares and purchases and sales of fund shares. BNY Mellon Investment Servicing (US), Inc. 4400 Computer Drive Westborough 01581-1722 800.441.9800 Records relating to the record holders of fund shares and purchases and sales of fund shares. EAM Investors, LLC 2533 South Coast Highway 101 Cardiff-by-the-Sea 92007 760.479.5080 Records relating to decisions to buy/sell securities and the execution thereof. Geneva Capital Management LLC 100 East Wisconsin Avenue Milwaukee 53202-4107 414.224.6002 Records relating to decisions to buy/sell securities and the execution thereof. Granite Investment Partners, LLC 2321 Rosecrans Avenue El Segundo 90245-4903 310.933.4292 Records relating to decisions to buy/sell securities and the execution thereof. Nicholas Investment Partners, L.P. 6451 El Sicomoro Rancho Santa Fe 92067-6001 855.759.4545 Records relating to decisions to buy/sell securities and the execution thereof. Redwood Investments, LLC One Gateway Center Newton 02458-2879 617.467.3000 Records relating to decisions to buy/sell securities and the execution thereof. Rice Hall James & Associates, LLC 600 West Broadway San Diego 92101-3311 619.239.9005 Records relating to decisions to buy/sell securities and the execution thereof. N N N-1A 6 Y Joni Evans N/A N Robin A. Melvin N/A N Benaree Pratt Wiley N/A N Joseph S. DiMartino N/A N Alan H. Howard N/A N Joan L. Gulley N/A N Burton N. Wallack N/A N Joseph W. Connolly 001144952 200 Park Avenue New York 10166-0039 XXXXXX N N N N N N BNY Mellon Securities Corporation 008-13801 000000231 N/A Y N Ernst & Young LLP 42 254900H1VLSDPE6LJK37 N N N N N N BNY Mellon Select Managers Small Cap Growth Fund S000029388 5493008RS5G14T8OQF18 N 4 0 0 N/A Y N Y N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 Y N Revenue sharing split 53080320.79 204079.85 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Y Y N N BNY Mellon Investment Adviser, Inc. 801-08147 000105642 54930067A504FBYASH16 N Geneva Capital Management LLC 801-28444 000105432 2138001OFRC7WD2CK816 N N Nicholas Investment Partners 801-66532 000140159 254900SQMAEZJ3GYXZ72 N N EAM Investors, LLC 801-70305 000144908 2549001485M33TIO5M11 N N Granite Investment Partners, LLC 801-70383 000150632 N/A N N Rice, Hall, James & Associates, LLC 801-61905 000125410 N/A N N Redwood Investments, LLC 801-63597 000133028 549300EY2376P6C77F47 N N BNY Mellon Transfer, Inc. 084-06102 N/A Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 N/A Y Y N ICE Data Pricing & Reference Data, LLC N/A TIN: 13-3668779 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N BNY Mellon Transfer, Inc. 84-06102 Y N N BNY Mellon Investment Adviser, Inc. 54930067A504FBYASH16 Y N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 Y Y N BNY Mellon Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 0 Hedgemark Securities, LLC 008-69106 000164503 N/A 0 BNY Mellon Securities Corporation 008-13801 000000231 N/A 0 Pershing Advisor Solutions LLC 008-47425 000036671 549300KTC63JRN36GZ84 0 Pershing LLC 008-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 0 BNY Mellon Asset Management Canada Ltd. 008-00000 N/A N/A CA 0 BNY Mellon Capital Markets EMEA Limited 008-00000 N/A 213800O5FBGOWU89LN14 GB 0 BNY Mellon Investment Management Australia Limited 008-00000 N/A 2ZQTMYGDRJZ57CRSPU33 AU 0 BNY Mellon Investment Management EMEA Limited 008-00000 N/A 213800X5NCNIAF9USD75 GB 0 BNY Mellon Investment Management Hong Kong Limited 008-00000 000169689 N/A HK 0 BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A 008-00000 N/A N/A BR 0 BNY Mellon Wealth Management, Advisory Services, Inc. 008-00000 N/A N/A CA 0 Pershing (Channel Islands) Limited 008-00000 N/A 2138009CM5DCI2OQW132 GB 0 Pershing Limited 008-00000 N/A 213800R6YVGU4VP7XK84 GB 0 Pershing Securities Australia Pty Limited 008-00000 N/A 5493008201YNLL3CPG58 AU 0 Pershing Securities Canada Limited 008-00000 N/A 5493000WV47FDC28QG89 CA 0 Pershing Securities International Limited 008-00000 N/A 549300PPJGN9E26TI110 IE 0 Pershing Securities Limited 008-00000 N/A 549300NC3GURN0AEZU06 GB 0 The Bank of New York Mellon Securities Company Japan Limited 008-00000 N/A N/A JP 0 The Bank of New York Mellon, S.A., Institucion de Banca Multiple 008-00000 N/A N/A MX 0 BNY Mellon Fund Management (Luxemboug), S.A. 008-00000 000283267 5N2ES2M2WGR2TO0Q5G40 LU 0 Pershing Securities Singapore Private Limited 008-00000 N/A N/A SG 0 Roth Capital Partners, LLC 008-321129 000015407 549300FMF3TPT1HFRF48 0 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 74712.21 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 52120.17 ROBERT W. BAIRD & CO. INCORPORATED 008-00497 000008158 549300772UJAHRD6LO53 47641.94 RAYMOND JAMES & ASSOCIATES, INC. 008-10999 000000705 U4ONQX15J3RO8XCKE979 45252.3 COWEN AND COMPANY 008-22522 000007616 549300WR155U7DVMIW58 42915.99 STIFEL, NICOLAUS & COMPANY, INCORPORATED 008-01447 000000793 5WUVMA08EYG4KEUPW589 34919.97 WILLIAM BLAIR 008-02698 000001252 SNQR0U5FDV8EZZX4W051 30435.99 PIPER JAFFRAY & CO. 008-15204 000000665 QUQDBTUSOAKFEVMRMF78 28640.42 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 28487.11 JONESTRADING 008-26089 000006888 213800775ICYIL797R84 24001.8 791254.13 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 218016906.17 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 96960591.98 ROBERT W. BAIRD & CO. INCORPORATED 008-00497 000008158 549300772UJAHRD6LO53 80380031.13 RAYMOND JAMES & ASSOCIATES, INC. 008-10999 000000705 U4ONQX15J3RO8XCKE979 77203499.96 COWEN AND COMPANY 008-22522 000007616 549300WR155U7DVMIW58 70045251.46 STIFEL, NICOLAUS & COMPANY, INCORPORATED 008-01447 000000793 5WUVMA08EYG4KEUPW589 68886662.97 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 58767848.36 PIPER JAFFRAY & CO. 008-15204 000000665 QUQDBTUSOAKFEVMRMF78 48125132.34 KCG SECURITIES, LLC 008-68357 000151300 N/A 45945338.17 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 45780457.78 1468208423.74 Y 669156941 Committed 688500000 N Uncommitted 300000000 N N N N false false true false false false