POS EX 1 lp1-085.htm POST-EFFECTIVE AMENDMENT NO. 125 lp1-085.htm - Generated by SEC Publisher for SEC Filing

File No. 2-88816

811-03940

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]

 Pre-Effective Amendment No.  [__]

 Post-Effective Amendment No. 125  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

 Amendment No. 125  [X]

(Check appropriate box or boxes.)

Strategic Funds, Inc.

(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices) (Zip Code)

 Registrant's Telephone Number, including Area Code: (212) 922-6400

Bennett A. MacDougall, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

This Post-Effective Amendment consists of the following:

1. Facing Sheet of the Registration Statement.

2. Part C to the Registration Statement (including signature page).

3. Exhibit (d)(8) to Item 28 of the Registration Statement.

 

This Post-Effective Amendment is being filed solely to file a Sub-Investment Advisory Agreement with Advisory Research, Inc. as Exhibit (d)(8) to Item 28 to this Registration Statement of Form N-1A.

Parts A and B of Post-Effective Amendment No. 124 to the Registration Statement filed on September 27, 2016 with respect to Dreyfus Select Managers Small Cap Growth Fund pursuant to 485(b) under the Securities Act of 1933, as amended are incorporated by reference herein.

The following post-effective amendment to the Registrant's Registration Statement on Form N-1A relates to the series listed below and does not affect the Registration Statements of Dreyfus Active MidCap Fund, Dreyfus Conservative Allocation Fund, Dreyfus Growth Allocation Fund, Dreyfus MLP Fund, Dreyfus Moderate Allocation Fund, Dreyfus Select Managers Small Cap Value Fund, Dreyfus U.S. Equity Fund, Global Stock Fund or International Stock Fund.

DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND

 

Strategic Funds, Inc.

PART C. OTHER INFORMATION

Item 28. Exhibits.

(a)(1) Registrant's Articles of Incorporation and Articles of Amendment are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 15"), filed on April 25, 1996.

(a)(2) Articles of Amendment and Articles Supplementary, as amended, are incorporated by reference to Exhibit (a)(ii) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on September 27, 2002.

(a)(3) Articles of Amendment are incorporated by reference to Exhibit (a)(iii) of Post-Effective Amendment No. 32 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 32"), filed on May 16, 2006.

(a)(4) Articles Supplementary are incorporated by reference to Exhibit (a)(iv) of Post-Effective Amendment No. 32.

(a)(5) Articles Supplementary, as revised, are incorporated by reference to Exhibit (a)(v) of Post-Effective Amendment No. 50 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 50"), filed on December 16, 2008.

(a)(6) Articles of Amendment are incorporated by reference to Exhibit (a)(vi) of Post-Effective Amendment No. 53 to the Registration Statement on Form N-1A, filed on April 30, 2009.

(a)(7) Articles of Supplementary are incorporated by reference to Exhibit (a)(vii) of Post-Effective Amendment No. 56 to the Registration Statement on Form N-1A, filed on September 25, 2009.

(a)(8) Articles of Supplementary are incorporated by reference to Exhibit (a)(viii) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A ("Post Amendment No. 63"), filed on June 29, 2010.

(a)(9) Articles of Supplementary are incorporated by reference to Exhibit (a)(ix) of Post-Effective Amendment No. 74 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 74"), filed on December 28, 2011.

(a)(10) Articles of Supplementary for Class I shares of International Stock Fund are incorporated by reference to Exhibit (a)(x) of Post-Effective Amendment No. 90 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 90"), filed on June 25, 2013.

(a)(11) Form of Articles of Supplementary for Class Y shares of Dreyfus Select Managers Small Cap Growth Fund, Dreyfus Select Managers Small Cap Value Fund, Dreyfus U.S. Equity Fund, Global Stock Fund and International Stock Fund is incorporated by reference to Exhibit (a)(xi) of Post-Effective Amendment No. 90.

(a)(12) Articles Supplementary for Class I shares of Global Stock Fund are incorporated by reference to Exhibit (a)(xii) of Post-Effective Amendment No. 97 to the Registration Statement on Form N-1A, filed on March 27, 2014.

(a)(13) Articles Supplementary are incorporated by reference to Exhibit (a)(xiii) of Post-Effective Amendment No. 107 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 107"), filed on April 22, 2015.

 

(b) Registrant's By-Laws, as amended, are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 74.

(d)(1) Management Agreement, revised as of May 4, 2015 is incorporated by reference to Exhibit (d)(i) of Post-Effective Amendment No. 113 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 113"), filed on September 25, 2015.

(d)(2) Sub-Investment Advisory Agreement with Walter Scott & Partners Limited, as amended, with respect to Dreyfus U.S. Equity Fund, Global Stock Fund and International Stock Fund is incorporated by reference to Exhibit (d)(ii) of Post-Effective Amendment No. 46 to the Registration Statement on Form N-1A, filed on May 27, 2008.

(d)(3) Sub-Investment Advisory Agreement with Walthausen & Co., LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(iv) of Post-Effective Amendment No. 50.

(d)(4) Sub-Investment Advisory Agreement with Thompson, Siegel and Walmsley LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(v) of Post-Effective Amendment No. 50.

(d)(5) Sub-Investment Advisory Agreement with Neuberger Berman Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 60 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 60"), filed on March 30, 2010.

(d)(6) Sub-Investment Advisory Agreement with Riverbridge Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(vi) of Post-Effective Amendment No. 84 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 84"), filed on December 26, 2012.

(d)(7) Sub-Investment Advisory Agreement with Geneva Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (d)(vii) of Post-Effective Amendment No. 101 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 101"), filed on September 25, 2014.

(d)(8) Sub-Investment Advisory Agreement with Advisory Research, Inc. with respect to Dreyfus Select Managers Small Cap Growth Fund.*

(d)(9) Sub-Investment Advisory Agreement with Lombardia Capital Partners, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 79 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 79"), filed on April 27, 2012.

(d)(10) Sub-Investment Advisory Agreement with Nicholas Investment Partners, L.P., with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(x) of Post-Effective Amendment No. 79.

(d)(11) Sub-Investment Advisory Agreement with Kayne Anderson Rudnick Investment Management, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(xiii) of Post-Effective Amendment No. 82 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 82"), filed on September 28, 2012.

(d)(12) Sub-Investment Advisory Agreement with EAM Investors, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xv) of Post-Effective Amendment No. 84.

 

(d)(13) Sub-Investment Advisory Agreement with Rice Hall James & Associates, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(13) of Post-Effective Amendment No. 124 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 124"), filed on September 27, 2016.

(d)(14) Sub-Investment Advisory Agreement with Granite Investments Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (d)(xvi) of Post-Effective Amendment No. 95 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 95"), filed on December 26, 2013.

(d)(15) Sub-Investment Advisory Agreement with Channing Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (d)(xvi) of Post-Effective Amendment No. 101.

(d)(16) Sub-Investment Advisory Agreement with The Boston Company Asset Management, LLC, with respect to Dreyfus MLP Fund, is incorporated by reference to Exhibit (d)(xvii) of Post-Effective Amendment No. 107.

(d)(17) Portfolio Allocation Management Agreement, as revised, is incorporated by reference to Exhibit (d)(xv) of Post-Effective Amendment No. 63.

(d)(18) Sub-Investment Advisory Agreement with Eastern Shore Capital Management, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (d)(xix) of Post-Effective Amendment No. 113.

(e)(1)  Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e)(i) of Post-Effective Amendment No. 111 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 111"), filed on August 27, 2015.

(e)(2)  Forms of Broker-Dealer Selling Agreement and Bank Selling Agreement are incorporated by reference to Exhibit (e)(ii) of Post-Effective Amendment No. 111.

(e)(3) Form of Service Agreement is incorporated by reference to Exhibit (e)(iv) of Post-Effective Amendment No. 120 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 120"), filed on March 29, 2016.

(g)(1) Custody Agreement with The Bank of New York Mellon dated January 1, 2011 is incorporated by reference to Exhibit (g)(iii) of Post-Effective Amendment No. 67 to the Registration Statement on Form N-1A, filed on March 30, 2011.

(g)(2) Amendment to Custody Agreement with The Bank of New York Mellon is incorporated by reference to Exhibit (g)(ii) of Post-Effective Amendment No. 95.

(h) Transfer Agency Agreement is incorporated by reference to Exhibit (h)(ii) of Post-Effective Amendment No. 82.

(i) Opinion and Consent of Registrant's counsel are incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 15.

(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 124.

(m)(1) Rule 12b-1 Distribution Plan, as amended is incorporated by reference to Exhibit (m)(i) of Post-Effective Amendment No. 111.

(m)(2) Shareholder Services Plan is incorporated by reference to Exhibit (m)(ii) of Post-Effective Amendment No. 107.

 

(n) Amended Rule 18f-3 Plan is incorporated by reference to Exhibit (n) of Post-Effective Amendment No. 119 to the Registration Statement on Form N-1A, filed on March 10, 2016.

(p)(1)  Revised Code of Ethics of the Bank of New York Mellon and its affiliates and the Registrant is incorporated by reference to Exhibit (p)(i) of Post-Effective Amendment No. 106 to the Registration Statement on From N-1A ("Post-Effective Amendment No. 106"), filed on March 30, 2015.

(p)(2) Revised Code of Ethics for Walthausen & Co, LLC, with respect to Dreyfus Select Manager Small Cap Value Fund, is incorporated by reference to Exhibit (p)(ii) of Post-Effective Amendment No. 95.

(p)(3) Revised Code of Ethics for Riverbridge Partners, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (p)(iii) of Post-Effective Amendment No. 79.

(p)(4) Revised Code of Ethics for Thompson, Siegel and Walmsley LLC with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (p)(iv) of Post-Effective Amendment No. 99 to the Registration Statement on Form N-1A ("Post-Effective Amendment No. 99"), filed on April 29, 2014.

(p)(5) Revised Code of Ethics for Lombardia Capital Partners, LLC with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(v) of Post-Effective Amendment No. 79.

(p)(6) Code of Ethics for Advisory Research, Inc. with respect to Dreyfus Select Managers Small Cap Growth Fund.*

(p)(7) Revised Code of Ethics for Geneva Capital Management, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund, is incorporated by reference to Exhibit (p)(vii) of Post-Effective Amendment No. 103 to the Registration Statement on Form N-1A, filed on December 23, 2014.

(p)(8) Revised Code of Ethics for Neuberger Berman Group LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(x) of Post-Effective Amendment No. 77 to the Registration Statement on Form N-1A, filed on March 29, 2012.

(p)(9) Revised Code of Ethics for Nicholas Investment Partners, LLC with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(x) of Post-Effective Amendment No. 99.

(p)(10) Code of Ethics for Kayne Anderson Rudnick Investment Management, LLC, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(xii) of Post-Effective Amendment No. 82.

(p)(11) Code of Ethics for EAM Investors, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xi) of Post-Effective Amendment No. 84.

(p)(12) Code of Ethics for Granite Investment Partners, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xiv) of Post-Effective Amendment No. 95.

(p)(13) Code of Ethics for Rice Hall James & Associates, LLC, with respect to Dreyfus Select Managers Small Cap Growth Fund is incorporated by reference to Exhibit (p)(xv) of Post-Effective Amendment No. 95.

 

(p)(14) Code of Ethics for Channing Capital Management LLC, with respect to Dreyfus Select Managers Small Cap Value Fund, is incorporated by reference to Exhibit (p)(xv) of Post-Effective Amendment No. 101.

(p)(15) Code of Ethics for the Nonmanagement Board members of the Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(v) of Post-Effective Amendment No. 60.

(p)(16) Code of Ethics for Eastern Shore Capital Management, dated April 6, 2015, with respect to Dreyfus Select Managers Small Cap Value Fund is incorporated by reference to Exhibit (p)(xvii) of Post-Effective Amendment No. 113.

Other Exhibits.

(a)  Powers of Attorney of certain Board members, dated February 29, 2016 are incorporated by reference to Exhibit (a) of Post-Effective Amendment No.120.

____________

*Filed herewith.

Item 29. Persons Controlled by or under Common Control with Registrant.

  Not Applicable

Item 30. Indemnification.

The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorney's fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:

Article Seventh of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated By-Laws, Section 2-418 of the Maryland General Corporation Law and Section 1.10 of the Amended and Restated Distribution Agreement.

Item 31(a). Business and Other Connections of Investment Adviser.

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as investment adviser, sub-investment adviser or administrator.

 

Item 31(b). Business and Other Connections of Sub-Investment Adviser.

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Walter Scott & Partners Limited, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Walter Scott & Partners Limited, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Walter Scott & Partners Limited (SEC File No. 801-19420).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Walthausen & Co., LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Walthausen & Co., LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Walthausen & Co., LLC (SEC File No. 801-68321).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Thompson, Siegel and Walmsley LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Thompson, Siegel and Walmsley LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Thompson, Siegel and Walmsley LLC (SEC File No. 801-6273).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Neuberger Berman Management LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Neuberger Berman Management LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Neuberger Berman Management LLC (SEC File No. 801-3908).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Riverbridge Partners, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Riverbridge Partners, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Riverbridge Partners, LLC (SEC File No. 801-57432).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Geneva Capital Management LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Geneva Capital Management LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Geneva Capital Management LLC (SEC File No. 801-28444).

 

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Advisory Research, Inc., the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Advisory Research, Inc., or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Advisory Research, Inc. (SEC File No. 801-14172).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Lombardia Capital Partners, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Lombardia Capital Partners, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Lombardia Capital Partners, LLC (SEC File No. 801-35519).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Nicholas Investment Partners, L.P., the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Nicholas Investment Partners, L.P., or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Nicholas Investment Partners, L.P. (SEC File No. 801-66532).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Kayne Anderson Rudnick Investment Management, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Kayne Anderson Rudnick Investment Management, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Kayne Anderson Rudnick Investment Management, LLC (SEC File No. 801-46991).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of EAM Investors, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by EAM Investors, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by EAM Investors, LLC (SEC File No. 801-79753).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Rice Hall James & Associates, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Rice Hall James & Associates, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Rice Hall James & Associates, LLC (SEC File No. 801-61905).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Granite Investments Partners, LLC, the sub-investment adviser of the

 

registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Granite Investments Partners, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Granite Investments Partners, LLC (SEC File No. 801-70383).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Channing Capital Management LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Channing Capital Management LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Channing Capital Management LLC (SEC File No. 801-62371).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of The Boston Company Asset Management, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by The Boston Company Asset Management, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by The Boston Company Asset Management, LLC (SEC File No. 801-6829).

Registrant is fulfilling the requirement of the Item 31(b) to provide a list of the officers and directors of Eastern Shore Capital Management, LLC, the sub-investment adviser of the registrant, together with information as to any other business, profession, vocation or employment of a substantial nature engaged by Eastern Shore Capital Management, LLC, or those of its officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Eastern Shore Capital Management, LLC (SEC File No. 801-32888).

Item 31. Business and Other Connections of Investment Adviser (continued)
  Officers and Directors of Investment Adviser

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

Mark Santero
Chief Executive Officer and Director

Alcentra US, Inc.††††

Director

9/14 – 7/16

 

BNY Alcentra Group Holdings, Inc.††††††

Director

5/15 – 7/16

       
 

BNY Mellon Asset Management Canada Limited++++++

Director

5/16 - Present

       
 

Mellon Canada Holding Company++++++

Director

5/16- Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Mellon Capital Management Corporation**

Director

4/15 – 7/16

       
 

Mellon Global Investing Corp.+

Director

5/15 - Present

       
 

USPLP, Inc.*******

Director

12/15 - 5/16

       
 

Alcentra NY, LLC++

Manager

9/14 – 7/16

       
 

Alternative Holdings I, LLC

Manager

4/16 – 7/16

       
 

BNY Investment Strategy and Solutions Group, LLC*

Manager

6/15 – 7/16

       
 

EACM Advisors LLC^^

Manager

12/15 – 7/16

       
 

Standish Mellon Asset Management Company LLC*

Manager

9/14 - 7/16

       
 

The Boston Company Asset Management, LLC*

Manager

9/14 – 7/16

       
 

The Boston Company Asset Management, LLC*

Manager

6/14 – 7/14

       
 

MAM (MA) Holding Trust*

Trustee

12/15 - Present

       
 

BNY Mellon, National Association++++

Executive Vice President

5/14 - Present

       
 

The Bank of New York Mellon*******

Executive Vice President

5/14 - Present

       

J. Charles Cardona
President and Director

MBSC Securities Corporation++

Director
Executive Vice President

1/05 – Present
1/06 – 3/15

       
   

Chairman

2/13 - Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

BNY Mellon Liquidity Funds plc+

Director

4/06 - Present

       

Diane P. Durnin
Vice Chair and Director

MBSC Securities Corporation++

Executive Vice President

3/15 - Present

 

Sumday Holdings LLC

Manager

2/16 - Present

       

Bradley J. Skapyak
Chief Operating Officer and Director

MBSC Securities Corporation++

Chief Executive Officer

Director

8/16 – Present

8/16 - Present

 

MBSC Securities Corporation++

Executive Vice President

6/07 – 8/16

 

The Bank of New York Mellon***

Senior Vice President

4/07 - Present

       
 

The Dreyfus Family of Funds++

President

1/10 - Present

       
 

Dreyfus Transfer, Inc. ++

Chairman

Director

5/11 - Present

5/10 - Present

       
       

Joseph W. Connolly
Chief Compliance Officer

The Dreyfus Family of Funds++

Chief Compliance Officer

10/04 - Present

 

BNY Mellon Funds Trust++

Chief Compliance Officer

10/04 - Present

 

MBSC Securities Corporation++

Chief Compliance Officer

1/06 - 1/16

       

Christopher O'Connor
Chief Administrative Officer

MBSC Securities Corporation++

Director

3/12 – 3/15

       
   

Executive Vice President

12/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

Bennett A. MacDougall

Chief Legal Officer

The Bank of New York
Mellon Corporation ++

Associate General Counsel

6/15 - Present

       
 

Deutsche Bank
60 Wall Street
New York, NY 10005

Director and Associate General Counsel

6/05 - 6/15

       
 

Deutsche Investment Management Americas, Inc.
345 Park Avenue
New York, NY 10154

Chief Legal Officer

11/08 - 6/15

       

Alban J. Miranda

Chief Financial Officer

Resources Global Professionals
7 Times Square, Suite 2600
New York, NY 10036

Senior Program Manager/Consultant

10/15 - 5/16

 

P.K. Gupta Certified Public Accountants
425 Broadhollow Road
Melville, NY 11747

Senior Partner

6/13 - 9/15

       

Peter Arcabascio

Vice President – Distribution

BNY Mellon Investment Management*

Senior Vice President

7/06-Present

 

BNY Investment Strategy and Solutions Group, LLC*

Manager

6/15- Present

       

Charles Doumar
Vice President – Tax

Alcentra NY LLC ++

Assistant Treasurer - Tax

9/14 - Present

 

Alcentra US. Inc. ††††

Assistant Treasurer - Tax

9/14 - Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Asset Recovery II, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery III, LLC ***

Assistant Treasurer

9/13 – 3/15

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/13 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Asset Recovery VII, LLC ***

Assistant Treasurer

9/13 – 3/15

       
 

Asset Recovery IX, LLC ***

Assistant Treasurer

3/14 – 3/15

       
 

Asset Recovery X, LLC ***

Assistant Treasurer

3/14 – 3/15

       
 

Asset Recovery XIII, LLC ***

Assistant Treasurer

3/13 – 3/16

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/13 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XV, LLC ***

Assistant Treasurer

3/13 – 3/15

       
 

Asset Recovery XVI, LLC ***

Assistant Treasurer

3/13 – 6/16

       
 

Asset Recovery XVII, LLC ***

Assistant Treasurer

3/13 – 3/15

       
 

Asset Recovery XVIII, LLC ***

Assistant Treasurer

7/13 – 3/15

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XXI, LLC ***

Assistant Treasurer

7/13 – 3/15

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XXIII, LLC ***

Assistant Treasurer

7/13 – 6/16

       
 

BNY Alcentra Group Holdings, Inc. ††††††

Assistant Treasurer - Tax

3/13 - Present

       
 

BNY Capital Funding LLC ***

Assistant Treasurer – Tax

9/13 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Investment Strategy and Solutions Group, LLC *

Assistant Treasurer – Tax

6/15 - Present

       
 

BNY Mellon Community Development Corporation ^^^^^

Assistant Treasurer – Tax

10/13 - Present

       
 

BNY Mellon Distributors Holdings Inc. #

Assistant Treasurer – Tax

6/14 – Present

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. +

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Trust of Delaware#

Assistant Treasurer

11/13 – Present

       
 

IVY Asset Management LLC +

Assistant Treasurer

9/13 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/13 – Present

       
 

MUNB Loan Holdings, LLC***

Assistant Treasurer

10/13 – Present

       
 

484Wall Capital Management LLC ***

Assistant Treasurer – Tax

10/13 – 5/16

       
 

Airlease Incorporated †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer – Tax

7/13 – Present

       
 

Allomon Corporation †

Assistant Treasurer – Tax

5/13 – Present

       
 

AP Residential Realty, Inc. †††††

Assistant Treasurer – Tax

8/13 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

APT Holdings Corporation #

Assistant Treasurer – Tax

11/13 – Present

       
 

AURORA-IRE, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

B.I.E. Corporation +

Assistant Treasurer – Tax

12/13 – Present

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Resources Corporation #######

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Cargo Holdings LLC***

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY Catair LLC †††

Assistant Treasurer – Tax

7/13 – 10/15

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer – Tax

7/14 – Present

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer – Tax

10/13 – Present

       
 

BNY Gator LLC ***

Assistant Treasurer – Tax

7/13 – 10/15

       
 

BNY Hitchcock Holdings LLC ***

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY Housing I Corp. †††

Assistant Treasurer – Tax

7/13 – 12/15

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Housing II LLC ***

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY ITC Leasing, LLC ***

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Lease Holdings LLC ***

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY Lease Partners LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Alternative Investments Holdings LLC ***

Assistant Treasurer – Tax

10/13 – 5/16

       
 

BNY Mellon Capital Markets, LLC ^^^^^

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Clearing, LLC ***

Assistant Treasurer – Tax

3/16 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer – Tax

8/13 – Present

       
 

BNY Mellon Trust Company of Illinois *****

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer – Tax

5/13 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine NY Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Partnership Funding LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Partnership Funding LLC ***

Manager

11/14 – 6/15

       
 

BNY Rail Maintenance LLC ***

Assistant Treasurer – Tax

7/13 – 10/15

       
 

BNY Recap I, LLC #

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNY Wings, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Amherst Capital Management, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNY-N.J. I Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer – Tax

7/13 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer – Tax

12/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer – Tax

12/13 – Present

       
 

Coates Holding LLC#

Assistant Treasurer – Tax

3/15 – 6/16

       
 

Colson Services Corp. ^

Assistant Treasurer – Tax

3/14 - Present

       
 

Cutwater Asset Management Corp. +++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC +++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. +++++

Assistant Treasurer - Tax  

1/15 - Present

       
 

Dreyfus Service Organization, Inc. ++

Assistant Treasurer – Tax

3/14 - Present

       
 

EACM Advisors LLC ^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

ECM DE. LLC ***

Assistant Treasurer – Tax

1/14 - Present

       
 

GIS Holdings (International) Inc. #

Assistant Treasurer – Tax

6/14 – 12/14

       
 

Hamilton Floating Rate Fund Holdings, LLC ***

Assistant Treasurer – Tax

5/13 – 3/16

       
 

HedgeMark International, LLC ##

Assistant Treasurer – Tax

5/14 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

iNautix (USA) LLC ###

Assistant Treasurer – Tax

11/13 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

IRE-AC, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

IRE-BC, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

IRE-SB, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

Island Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

ITCMED, Inc. ***

Assistant Treasurer – Tax

6/13 – 5/15

       
 

JRHC 1998A LLC ####

Assistant Treasurer – Tax

12/13 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer – Tax

3/14 - Present

       
 

Lockwood Insurance, Inc. ######

Assistant Treasurer – Tax

8/14 - Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer – Tax

3/14 - Present

       
 

Lease Equities (Texas) Corporation #####

Assistant Treasurer – Tax

7/13 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer – Tax

8/13 – Present

       
 

MBC Investments Corporation #

Assistant Treasurer – Tax

11/13 – Present

       
 

MBSC Securities Corporation ++

Vice President – Tax

2/14 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

MCDI (Holdings) LLC ***

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer – Tax

1/14 - Present

       
 

Mellon Holdings LLC++

Assistant Treasurer

2/15 - Present

       
 

Mellon EFT Services†††††

Assistant Treasurer - Tax

10/15 - Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Financial Services Corporation #1+

Assistant Treasurer – Tax

7/13 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Funding Corporation +

Assistant Treasurer – Tax

3/14 - Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer – Tax

5/14 - Present

       
 

Mellon International Leasing Company #

Assistant Treasurer – Tax

8/14 – 12/15

       
 

Mellon Investor Services Holdings LLC
+++++++

Assistant Treasurer – Tax

8/16 – Present

       
 

Mellon Leasing Corporation+

Assistant Treasurer – Tax

7/13 – Present

       
 

Mellon Life Insurance Company+

Assistant Treasurer – Tax

10/13 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer – Tax

12/13 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Mellon Properties Company ****

Assistant Treasurer – Tax

8/13 – Present

       
 

Mellon Residential Funding Corporation ++++

Assistant Treasurer - Tax

4/14 – 3/16

       
 

National Residential Assets Corp.***

Assistant Treasurer – Tax

4/13 – Present

       
 

New GSM Holding Corporation ^^^^

Assistant Treasurer – Tax

7/13 – 12/15

       
 

Newton Capital Management LLC.***

Assistant Treasurer – Tax

8/14 - Present

       
 

Northern Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – 12/15

       
 

NY CRE Asset Holdings, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

NY CRE Asset Holdings II, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

One Wall Street Corporation ***

Assistant Treasurer – Tax

11/13 – Present

       
 

Pareto New York LLC++

Assistant Treasurer – Tax

11/13 – Present

       
 

PAS Holdings LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing LLC ###

Assistant Treasurer – Tax

7/13 – Present

       
 

Standish Mellon Asset Management Company LLC*

Assistant Treasurer – Tax

11/14 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

TBC Securities Co., Inc.*

Assistant Treasurer – Tax

6/13 – Present

       
 

TBCAM, LLC *

Assistant Treasurer – Tax

10/13 – Present

       
 

Technology Services Group, Inc. ^^^^^

Assistant Treasurer – Tax

9/13 – Present

       
 

Tennessee Processing Center LLC ^^^^^

Assistant Treasurer – Tax

9/13 – Present

       
 

The Bank of New York Consumer Leasing Corporation***

Assistant Treasurer – Tax

7/13 – Present

       
 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer – Tax

8/13 – Present

       
 

Tiber Capital Management LLC++

Assistant Treasurer – Tax

8/15 – 7/16

       
 

USPLP, Inc. *******

Assistant Treasurer – Tax

10/13 – 5/16

       
 

MBNA Institutional PA Services LLC +

Treasurer

7/13 – Present

       
 

MBNA PW PA Services LLC +

Treasurer

7/13 – Present

       
 

Stanwich Insurance Agency, Inc. ***

Treasurer

12/13 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

11/13 – Present

       
 

Agency Brokerage Holding LLC***

Vice President – Tax

6/13 – Present

       
 

BNY Community Development Enterprises Corp. ***

Vice President – Tax

4/13 – 5/14

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Asset Recovery I, LLC ***

Assistant Treasurer

9/13 - 11/13

       
 

Asset Recovery VI, LLC ***

Assistant Treasurer

9/13 - 11/13

       
 

Asset Recovery XII, LLC ***

Assistant Treasurer

3/13 - 11/13

       

Jill Gill
Vice President –
Human Resources

MBSC Securities Corporation++

Vice President

8/06 – Present

 

The Bank of New York Mellon ***

Vice President

7/08 – Present

       
 

BNY Mellon, National Association +

Vice President

7/08 - Present

       

Tracy A. Hopkins

Vice President - Cash Strategies

MBSC Securities Corporation++

Executive Vice President
Senior Vice President

2/14 – Present
2/08 – 2/14

       

Anthony Mayo
Vice President – Information Systems

MBSC Securities Corporation++

Chief Technology Officer

4/14 – Present

       
       

Kathleen Geis
Vice President

BNY Mellon International Operations (India) Private Limited

Director

5/05 - Present

       
 

BNY Mellon, National Association+

Managing Director

7/09 – 10/14

       
 

Albridge Solutions, Inc.

Managing Director

7/11 - Present

       
 

BNY Mellon Distributors Holdings, Inc. #

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Investment Management Services LLC #

Vice President -
Real Estate

10/11 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Trust Company of Illinois *****

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Trust of Delaware#

Vice President -
Real Estate

7/11 - Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Vice President -
Real Estate

10/12 – Present

       
 

Eagle Investment Systems LLC ^^^^

Vice President -
Real Estate

7/11 – Present

       
 

Ivy Asset Management LLC +

Vice President -
Real Estate

7/11 – Present

       
 

MBSC Securities Corporation ++

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Capital Management Corporation**

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Holdings LLC++

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Investor Services Holdings LLC+++++++

Vice President -
Real Estate

8/16 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Pareto New York LLC ++

Vice President -
Real Estate

7/11 – Present

       
 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 – 5/13

       
 

Technology Services Group, Inc. ^^^^^

Vice President -
Real Estate

7/11 – Present

 

Tennessee Processing Center LLC ^^^^^

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

       
 

Alcentra US, Inc. ††††

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Capital Markets LLC^^^^^

Vice President -
Real Estate

7/11 - Present

       
 

Pershing LLC ###

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon+

Managing Director

7/09 - Present

       
 

MBNA Institutional PA Services, LLC+

Managing Director

7/09 – 10/14

       
       

Claudine Orloski
Vice President – Tax

Dreyfus Service Organization++

Vice President – Tax

8/14 – Present

       
 

MBSC Securities Corporation++

Vice President – Tax

2/12 - Present

       
 

Asset Recovery II, LLC***

Assistant Treasurer

9/11 - Present

       
 

Asset Recovery III, LLC ***

Assistant Treasurer

9/11 – 3/15

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Asset Recovery IX, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/11 – Present

       
 

Asset Recovery VII, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery X, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery XIII, LLC***

Assistant Treasurer

3/11 – 3/16

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/11 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XV, LLC ***

Assistant Treasurer

3/11 – 3/15

       
 

Asset Recovery XVI, LLC ***

Assistant Treasurer

3/11 – 6/16

       
 

Asset Recovery XVII, LLC ***

Assistant Treasurer

3/11 – 3/15

       
 

Asset Recovery XVIII, LLC ***

Assistant Treasurer

7/11 – 3/15

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XXI, LLC ***

Assistant Treasurer

7/11 – 3/15

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XXIII, LLC ***

Assistant Treasurer

7/11 – 6/16

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Trust of Delaware #

Assistant Treasurer

11/11 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/11 – Present

       
 

Mellon Holdings LLC ++

Assistant Treasurer

12/11 – Present

       
 

MUNB Loan Holdings, LLC ***

Assistant Treasurer

10/11 – Present

       
 

484 Wall Capital Management LLC

Assistant Treasurer -Tax

10/13 – 5/16

       
 

Airlease Incorporated †††

Assistant Treasurer -Tax

7/11 – 12/15

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer -Tax

6/11 – Present

       
 

Alcentra NY, LLC ++

Assistant Treasurer -Tax

10/12 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Alcentra US, Inc. ††††

Assistant Treasurer -Tax

10/11 – Present

       
 

Allomon Corporation †

Assistant Treasurer -Tax

5/12 – Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       
 

AP Residential Realty, Inc. †††††

Assistant Treasurer -Tax

8/11 – Present

       
 

APT Holdings Corporation #

Assistant Treasurer -Tax

12/11 – Present

       
 

AURORA-IRE, INC. †††

Assistant Treasurer -Tax

7/11 – 12/15

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer -Tax

4/12 – Present

       
 

BNY Administrative Services LLC ***

Assistant Treasurer –Tax

12/11 – Present

       
 

BNY Alcentra Group Holdings,
Inc. ††††††

Assistant Treasurer –Tax

3/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Resources
Corporation #######

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Cargo Holdings LLC ***

Assistant Treasurer –Tax

7/11 – 12/15

       
 

BNY Catair LLC †††

Assistant Treasurer –Tax

7/11 – 10/15

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Gator LLC ***

Assistant Treasurer –Tax

7/11 – 10/15

       
 

BNY Hitchcock Holdings LLC ***

Assistant Treasurer –Tax

7/11 – 12/15

       
 

BNY Housing I Corp. †††

Assistant Treasurer –Tax

7/11 – 12/15

       
 

BNY Housing II LLC ***

Assistant Treasurer –Tax

7/11 – 10/15

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

BNY Investment Strategy and Solutions Group LLC *

Assistant Treasurer –Tax

6/15 – Present

       
 

BNY Investment Management Services LLC #

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY ITC Leasing, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Holdings LLC ***

Assistant Treasurer –Tax

7/11 – 12/15

       
 

BNY Lease Partners LLC ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Alternative Investments Holdings LLC ***

Assistant Treasurer –Tax

10/13 – Present

       
 

BNY Mellon Capital Markets,
LLC ^^^^^

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing, LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mellon Community Development Corporation ^^^^^

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Distributors Holdings
Inc. #

Assistant Treasurer –Tax

7/12 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer –Tax

8/12 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. #

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mellon Performance & Risk Analytics, Inc. (US) ^^^^^^

Assistant Treasurer –Tax

10/11 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Transition Management Advisors, LLC **

Assistant Treasurer –Tax

5/13 – Present

       
 

BNY Mellon Trust Company of
Illinois *****

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer –Tax

5/11 – Present

       
 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine NY Funding

LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Partnership Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Rail Maintenance LLC ***

Assistant Treasurer –Tax

7/11 – 10/15

       
 

BNY Real Estate Holdings LLC ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY Recap I, LLC #

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – 12/15

       
 

BNY Wings, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY XYZ Holdings LLC ***

Assistant Treasurer –Tax

5/11 – Present

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer –Tax

7/14 – Present

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

Amherst Capital Management LLC ***

Assistant Treasurer –Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer –Tax

11/14 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY-N.J. I Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer –Tax

7/11 – Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer –Tax

2/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer –Tax

2/13 – Present

       
 

Coates Holding LLC#

Assistant Treasurer – Tax

3/15 - Present

       
 

Colson Services Corp. ^

Assistant Treasurer –Tax

2/11 – Present

       
 

Cutwater Asset Management Corp. +++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC +++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. +++++

Assistant Treasurer - Tax  

1/15 - Present

       
 

EACM Advisors LLC ^^

Assistant Treasurer –Tax

4/14 – Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

ECM DE, LLC ***

Assistant Treasurer –Tax

3/11 – Present

       
 

GIS Holdings (International) Inc. #

Assistant Treasurer –Tax

4/12 – 12/14

       
 

Hamilton Floating Rate Fund Holdings, LLC ***

Assistant Treasurer –Tax

5/11 – 3/16

       
 

HedgeMark International, LLC ##

Assistant Treasurer –Tax

5/14 – Present

       
 

iNautix (USA) LLC ###

Assistant Treasurer –Tax

7/12 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

IRE-AC, Inc. †††

Assistant Treasurer –Tax

7/11 – 12/15

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

IRE-BC, Inc. †††

Assistant Treasurer –Tax

7/11 – 12/15

       
 

IRE-SB, Inc. †††

Assistant Treasurer –Tax

7/11 – 12/15

       
 

Island Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

ITCMED, Inc. ***

Assistant Treasurer –Tax

6/11 – 5/15

       
 

JRHC 1998A LLC ####

Assistant Treasurer –Tax

12/11 – Present

       
 

Lease Equities (Texas) Corporation#####

Assistant Treasurer –Tax

7/11 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Lockwood Insurance Inc. ######

Assistant Treasurer –Tax

8/14 – Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer –Tax

8/11 – Present

       
 

MBC Investments Corporation #

Assistant Treasurer –Tax

11/11 – Present

       
 

MBNA Institutional PA Services
LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MBNA PW PA Services LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MCDI (Holdings) LLC ***

Assistant Treasurer –Tax

8/11 – Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer –Tax

8/11 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer –Tax

10/13 – Present

       
 

Mellon EFT Services
Corporation †††††

Assistant Treasurer –Tax

2/11 – Present

       
 

Mellon Financial Services Corporation #1 +

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer –Tax

12/11 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Mellon Funding Corporation +

Assistant Treasurer –Tax

12/11 – Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer –Tax

5/11 – Present

       
 

Mellon International Leasing
Company #

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Investor Services Holdings LLC

Assistant Treasurer –Tax

8/16 – Present

 

+++++++

    
 

Mellon Leasing Corporation +

Assistant Treasurer –Tax

9/11 – Present

       
 

Mellon Life Insurance Company +

Assistant Treasurer –Tax

10/12 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Mellon Properties Company ****

Assistant Treasurer –Tax

8/12 – Present

       
 

Mellon Residential Funding Corporation ****

Assistant Treasurer –Tax

4/14 – 3/16

       
 

National Residential Assets Corp. ***

Assistant Treasurer –Tax

4/12 – Present

       
 

New GSM Holding Corporation ^^^^

Assistant Treasurer –Tax

7/11 – 12/15

       
 

Newton Capital Management LLC ***

Assistant Treasurer –Tax

10/11 – Present

       
 

Northern Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – 12/15

       
 

NY CRE Asset Holdings II, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

NY CRE Asset Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

One Wall Street Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Pareto New York LLC ++

Assistant Treasurer –Tax

11/11 – Present

       
 

PAS Holdings LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer –Tax

2/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

PFS Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

Standish Mellon Asset Management Company LLC*

Assistant Treasurer –Tax

11/14 - Present

       
 

Stanwich Insurance Agency, Inc. ***

Assistant Treasurer –Tax

12/11 – Present

       
 

TBC Securities Co., Inc. *

Assistant Treasurer –Tax

7/11 – Present

       
 

TBCAM, LLC *

Assistant Treasurer –Tax

10/13 – Present

       
 

Technology Services Group,
Inc. ^^^^^

Assistant Treasurer –Tax

5/11 – Present

       
 

Tennessee Processing Center

LLC ^^^^^

Assistant Treasurer –Tax

9/11 – Present

       
 

The Bank of New York Consumer Leasing Corporation ***

Assistant Treasurer –Tax

5/11 – Present

       
 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer –Tax

6/11 – Present

       
 

Tiber Capital Management LLC++

Assistant Treasurer –Tax

8/15 – 7/16

       
 

USPLP, Inc. *******

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Investment Management Holdings LLC #

Assistant Vice President –Tax

12/12 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

10/11 – Present

       
 

Agency Brokerage Holding LLC ***

Vice President –Tax

2/11 – Present

       
 

BNY Community Development Enterprises Corporation***

Vice President –Tax

4/12 – 4/14

       
 

MBSC Securities Corporation ++

Vice President –Tax

2/12 – Present

       

James Bitetto
Secretary

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

8/05 - Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

MBSC Securities Corporation++

Assistant Secretary

1/06 - Present

       
 

Dreyfus Service Organization, Inc.++

Secretary

8/05 - Present

   

*

The address of the business so indicated is One Boston Place, Boston, MA, 02108.

**

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.

***

The address of the business so indicated is One Wall Street, New York, NY 10286.

****

The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.

*****

The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL, 60602

******

The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY, 10022

*******

The address of the business so indicated is 225 Liberty Street, New York, NY 10286

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, PA 15258.

++

The address of the business so indicated is 200 Park Avenue, New York, NY 10166.

+++

The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA, 19462

++++

The address of the business so indicated is 500 Grant Street, Pittsburgh, PA 15258

+++++

The address of the business so indicated is 113 King Street, Armonk, NY 10504

++++++

The address of the business so indicated is 320 Bay Street, Toronto, ON M5H 4A6

+++++++

The address of the business so indicated is 480 Washington Blvd, Jersey City, NJ 07310

†

The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.

†††

The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.

†††

The address of the business so indicated is 1633 Broadway, New York, NY, 10019

††††

The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA, 90024

†††††

The address of the business so indicated is 1735 Market Street, Philadelphia, PA, 19103

††††††

The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD

^

The address of the business so indicated is 4 New York Plaza, New York, NY, 10004

^^

The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT, 06854-1940

^^^

The address of the business so indicated is One Wells Avenue, Newton, MA, 02459

^^^^

The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT, 06107

^^^^^

The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY, 10286

^^^^^^

The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA, 98402

#

The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE, 19809

 

         

##

The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY, 10017

###

The address of the business so indicated is One Pershing Plaza, Jersey City, NJ, 07399

####

The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX, 77002

#####

The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX, 77002

######

The address of the business so indicated is 760 Moore Road, King of Prussia, PA, 19406-1212

#######

The address of the business so indicated is 8400 E. Prentice Ave, Greenwood Village, CO, 80111

########

The address of the business so indicated is 1290 Avenue of the Americas, New York, NY, 10104

Item 32. Principal Underwriters

 (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. 

Advantage Funds, Inc.

2. 

BNY Mellon Absolute Insight Funds, Inc.

3. 

BNY Mellon Funds Trust

4. 

CitizensSelect Funds

5. 

Dreyfus Appreciation Fund, Inc.

6. 

Dreyfus BASIC Money Market Fund, Inc.

7. 

Dreyfus BNY Mellon Funds, Inc.

8. 

Dreyfus Bond Funds, Inc.

9. 

Dreyfus Cash Management

10. 

Dreyfus Funds, Inc.

11. 

The Dreyfus Fund Incorporated

12. 

Dreyfus Government Cash Management Funds

13. 

Dreyfus Growth and Income Fund, Inc.

14. 

Dreyfus Index Funds, Inc.

15. 

Dreyfus Institutional Cash Advantage Funds

16. 

Dreyfus Institutional Preferred Money Market Funds

17. 

Dreyfus Institutional Reserves Funds

18. 

Dreyfus Intermediate Municipal Bond Fund, Inc.

19. 

Dreyfus International Funds, Inc.

20. 

Dreyfus Investment Funds

21. 

Dreyfus Investment Grade Funds, Inc.

22. 

Dreyfus Investment Portfolios

23. 

The Dreyfus/Laurel Funds, Inc.

24. 

The Dreyfus/Laurel Funds Trust

25. 

Dreyfus Liquid Assets, Inc.

 

   

26. 

Dreyfus Manager Funds I

27. 

Dreyfus Manager Funds II

28. 

Dreyfus Midcap Index Fund, Inc.

29. 

Dreyfus Municipal Bond Opportunity Fund

30. 

Dreyfus Municipal Cash Management Plus

31. 

Dreyfus Municipal Funds, Inc.

32. 

Dreyfus New Jersey Municipal Bond Fund, Inc.

33. 

Dreyfus New York AMT-Free Municipal Bond Fund

34. 

Dreyfus New York Municipal Cash Management

35. 

Dreyfus New York Tax Exempt Bond Fund, Inc.

36. 

Dreyfus Opportunity Funds

37. 

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

38. 

Dreyfus Premier GNMA Fund, Inc.

39. 

Dreyfus Premier Investment Funds, Inc.

40. 

Dreyfus Premier Short-Intermediate Municipal Bond Fund

41. 

Dreyfus Premier Worldwide Growth Fund, Inc.

42. 

Dreyfus Research Growth Fund, Inc.

43. 

Dreyfus State Municipal Bond Funds

44. 

Dreyfus Stock Funds

45. 

The Dreyfus Socially Responsible Growth Fund, Inc.

46. 

Dreyfus Stock Index Fund, Inc.

47. 

Dreyfus Tax Exempt Cash Management Funds

48. 

The Dreyfus Third Century Fund, Inc.

49. 

Dreyfus Treasury & Agency Cash Management

50. 

Dreyfus Treasury Securities Cash Management

51. 

Dreyfus Ultra Short Income Fund

52. 

Dreyfus U.S. Treasury Intermediate Term Fund

53. 

Dreyfus U.S. Treasury Long Term Fund

54. 

Dreyfus Variable Investment Fund

55. 

General California Municipal Money Market Fund

56. 

General Government Securities Money Market Funds, Inc.

57. 

General Money Market Fund, Inc.

58. 

General Municipal Money Market Funds, Inc.

59. 

General New Jersey Municipal Money Market Fund, Inc.

60. 

General New York AMT-Free Municipal Money Market Fund

61. 

Strategic Funds, Inc.

 

   
     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Bradley J. Skapyak*

Chief Executive Officer and Director

President

Kenneth Bradle**

President and Director

None

J. Charles Cardona*

Chairman of the Board

Executive Vice President (Money Market Funds Only)

Sue Ann Cormack†

Executive Vice President

None

Diane P. Durnin†††

Executive Vice President

None

Joseph P. Gennaco††††

Executive Vice President

None

Tracy Hopkins*

Executive Vice President

None

William H. Maresca**

Executive Vice President and Director

None

Joseph Moran†††

Executive Vice President

None

Christopher D. O'Connor†††

Executive Vice President

None

Irene Papadoulis**

Executive Vice President

None

Matthew Perrone*****

Executive Vice President

None

Bill E. Sappington*

Executive Vice President and Director

None

Susan Verbil Goldgraben****

Chief Financial Officer and Treasurer

None

Brie A. Steingarten*

Chief Legal Officer and Secretary

None

Timothy I. Barrett**

Senior Vice President

None

Eric P. Cola*

Senior Vice President

None

Mercedes Katz**

Senior Vice President

None

Christopher A. Stallone**

Senior Vice President

None

John Squillace*

Chief Compliance Officer (Investment Advisory Business)

None

Jaynthi Gandhi†††

Chief Compliance Officer (Broker-Dealer Business)

None

Katherine M. Scott*

Chief Risk Officer

None

Anthony Mayo*

Chief Technology Officer

None

Karin L. Waldmann**

Privacy Officer

None

Paul Mazziotti**

Anti-Money Laundering Officer

None

 

     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Carol A. Britton****

Vice President – Real Estate

None

Caridad M. Carosella**

Vice President – Compliance/Anti-money Laundering Officer

Anti-Money Laundering Officer

John Cimino*

Vice President

None

Charles Doumar†††

Vice President – Tax

None

Jill Gill*

Vice President

None

Kathleen Geis††

Vice President

None

Joseph R. Kane***

Vice President – Tax

None

Donna M. Impagliazzo**

Vice President – Compliance

None

Thaddeus S. Logan****

Vice President – Real Estate

None

Carla R. Wanzer**

Vice President

None

Claudine Orloski***

Vice President – Tax

None

John Shea†††

Vice President – Finance

None

James Windels*****

Vice President

Treasurer

Ronny Santos*

Assistant Vice President

None

James Bitetto*

Assistant Secretary

Vice President and
Assistant Secretary

Audrey Edwards***

Assistant Secretary

None

Susan K. Maroni***

Assistant Secretary

None

Cristina Rice***

Assistant Secretary

None

   

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258.

****

Principal business address is 101 Barclay Street, New York, NY 10286.

*****

Principal business address is 2 Hanson Place, Brooklyn, NY 11217

†

Principal business address is 201 Columbine Street, Suite 200, Denver, CO 80206

††

Principal business address is 525 William Penn Place, Pittsburgh, PA 15259

†††

Principal business address is 225 Liberty Street, New York, NY 10286

††††

Principal business address is 1 Boston Place, Boston, MA 02108-4407

 

Item 33. Location of Accounts and Records

  1. The Bank of New York Mellon
   225 Liberty Street
   New York, New York 10286
 
         2. The Bank of New York Mellon
   One Mellon Bank Center
   Pittsburgh, Pennsylvania 15258

  3. BNY Mellon Investment Servicing (US), Inc.
   4400 Computer Drive
   Westborough, Massachusetts 01581

  4. The Dreyfus Corporation
   200 Park Avenue
   New York, New York 10166

  5. The Dreyfus Corporation
   2 Hanson Place
   Brooklyn, New York 11217 

Item 34. Management Services

  Not Applicable

Item 35. Undertakings

  None

 

SIGNATURES

 Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and State of New York on the 6th day of October, 2016.

Strategic Funds, Inc.

   

BY:

/s/ Bradley J. Skapyak*

 

Bradley J. Skapyak, PRESIDENT

 Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

         

Signatures

  

Title

  

Date

         

/s/ Bradley J. Skapyak*

  

President (Principal Executive Officer)

  

10/06/2016

Bradley J. Skapyak

        

/s/ James Windels*

  

Treasurer (Principal Financial
and Accounting Officer)

  

10/06/2016

James Windels

        

/s/ Joseph S. DiMartino*

  

Chairman of the Board

  

10/06/2016

Joseph S. DiMartino

        

/s/ Gordon J. Davis*

  

Board Member

  

10/06/2016

Gordon J. Davis

        

/s/ Joni Evans*

  

Board Member

  

10/06/2016

Joni Evans

        

/s/ Ehud Houminer*

  

Board Member

  

10/06/2016

Ehud Houminer

        

/s/ Hans C. Mautner*

  

Board Member

  

10/06/2016

Hans C. Mautner

        

/s/ Robin A. Melvin*

  

Board Member

  

10/06/2016

Robin A. Melvin

        

/s/ Burton N. Wallack* 

  

Board Member

  

10/06/2016

Burton N. Wallack

        

Board Member

10/06/2016

/s/ Benaree P. Wiley* 

Benaree P. Wiley

 

   

*BY:

/s/Sarah S. Kelleher

 

Sarah S. Kelleher,
Attorney-in-Fact

INDEX OF EXHIBITS

Exhibits

 

   

(d)(8)

Sub-Investment Advisory Agreement with Advisory Research, Inc. with respect to Dreyfus Select Managers Small Cap Growth Fund

   

(p)(6)

Code of Ethics for Advisory Research, Inc. with respect to Dreyfus Select Managers Small Cap Growth Fund