0001193125-13-064559.txt : 20130219 0001193125-13-064559.hdr.sgml : 20130219 20130219114602 ACCESSION NUMBER: 0001193125-13-064559 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130219 DATE AS OF CHANGE: 20130219 EFFECTIVENESS DATE: 20130219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEPARATE ACCOUNT FUND C CENTRAL INDEX KEY: 0000073711 IRS NUMBER: 390989781 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: 1940 Act SEC FILE NUMBER: 811-02025 FILM NUMBER: 13622269 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-8427 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 FORMER COMPANY: FORMER CONFORMED NAME: TRANSAMERICA OCCIDENTALS SEPARATE ACCOUNT FUND C DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OCCIDENTALS SEPARATE ACCOUNT FUND C DATE OF NAME CHANGE: 19811209 NSAR-U 1 d483002dnsaru.htm NSAR-U NSAR-U

FORM N-SAR

ANNUAL REPORT

FOR REGISTERED INVESTMENT COMPANIES

Report for six month period ending:         /        /        (a)

or fiscal year ending:    December 31, 2012 (b)

Is this a transition report? (Y/N)    N

Is this an amendment to a previous filing? (Y/N)    N

Those items or sub-items with a box “[    ]” after the item number should be completed only if the answer has changed from the previous filing on this form.

 

1. A. Registrant Name:    Separate Account Fund C (formerly Transamerica Occidental’s Separate Account Fund C

B. File Number:    811-02025

C. Telephone Number:    319-355-8330

 

2. A. Street:    4333 Edgewood Road N.E.

B. City:    Cedar Rapids                         C. State:    IA                         D. Zip Code:    52499                        Zip Ext: 0001

E. Foreign Country:                                                                                      Foreign Postal Code:

 

3. Is this the first filing on this form by Registrant? (Y/N)    N

 

4. Is this the last filing on this form by Registrant? (Y/N)    N

 

5. Is Registrant a small business investment company (SBIC)? (Y/N)    N

[If answer is “Y” (Yes), complete only items 89 through 110.]

 

6. Is Registrant a unit investment trust (UIT)? (Y/N)    Y

[If answer if “Y” (Yes), complete only items 111 through 132.]

 

7. A.     Is Registrant a series or multiple portfolio company? (Y/N)                                                                                        

[If answer is “N” (No), go to item 8.]

 

  B. How many separate series or portfolios did Registrant have at the end of the period?                                                 

 

01

If filing more than one

Page 50, “X” box: [    ]

For period ending December 31, 2012

File number 811-02025

 

123.    [    ]    State the total value of the additional units considered in answering item 122 ($000’s) omitted.    $  0
124.    [    ]    State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series)
($000’s omitted)                                                                                                                                                         		    $0            
125.    [    ]    State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant’s principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000’s omitted)                                                                                                                                                                            $0            
126.    [    ]    Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant’s units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series.) ($000’s omitted)                                                                                                        $0            
127.    [    ]    List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of the date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):                                                                                                                                                                   $              

 

          Number
of Series
Investing		      Total Assets
($000’s
omitted)		      Total Income
Distributions
($000’s omitted)		  

A.

    U.S. Treasury direct issue       $         $     
     

 

 

     

 

 

     

 

 

  

B.

    U.S. Government agency       $         $     
     

 

 

     

 

 

     

 

 

  

C.

    State and municipal tax-free       $         $     
     

 

 

     

 

 

     

 

 

  

D.

    Public utility debt       $         $     
     

 

 

     

 

 

     

 

 

  

E.

    Brokers or dealers debt or debt of brokers’ or dealers’ parent       $         $     
     

 

 

     

 

 

     

 

 

  

F.

    All other corporate intermed. & long-term debt       $         $     
     

 

 

     

 

 

     

 

 

  

G.

    All other corporate short-term debt       $         $     
     

 

 

     

 

 

     

 

 

  

H.

    Equity securities of brokers or dealers or parents of brokers or dealers       $         $     
     

 

 

     

 

 

     

 

 

  

I.

    Investment company equity securities      1      $ 77,848       $ 243   
     

 

 

     

 

 

     

 

 

  

J.

    All other equity securities       $         $    
     

 

 

     

 

 

     

 

 

  

K.

    Other securities       $         $     
     

 

 

     

 

 

     

 

 

  

L.

    Total assets of all series of registrant      1      $ 77,848       $ 243   
     

 

 

     

 

 

     

 

 

  

 

50

If filing more than one

Page 51, “X” box: [    ]

For period ending December 31, 2012

File number 811-02025

 

128.    [    ]    Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant’s series at the end of the current period insured or guaranteed by an entity other than the issuer? (Y/N)                                    N
         Y/N
      [If answer is “N” (No), go to item 131.]   
129.    [    ]    Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N)                                                                                                                                  
         Y/N
      [If answer is “N” (No), go to item 131.]   
130.    [    ]    In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N)                                                                                                     
         Y/N
131.    [    ]    Total expenses incurred by all series of Registrant during the current reporting period ($000’s omitted)                    $   428
132.    [    ]    List the “811” (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing:   

 

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

811-

    811-    811-    811-    811-

 

51

FORM N-SAR – SEPARATE ACCOUNT FUND C,

A SEPARATE ACCOUNT OF TRANSAMERICA LIFE INSURANCE COMPANY

FILE NO. 811-02025

This report is signed on behalf of the registrant in the City of Cedar Rapids and the State of Iowa on the 19th day of February, 2013.

 

TRANSAMERICA LIFE INSURANCE COMPANY
By:   /s/ John T. Mallett
John T. Mallett, Vice President

 

Witness:
/s/ Darin D. Smith
Darin D. Smith, Vice President