-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHUxEz63aSp/dkN6UUmxP08LRD2j0bdni8DKx7c5GEwFj6OBwYCYaLQbXRCKLLqr WWhGYS4+9aq6rGWv4b6fxg== 0000073711-04-000010.txt : 20040331 0000073711-04-000010.hdr.sgml : 20040331 20040331101342 ACCESSION NUMBER: 0000073711-04-000010 CONFORMED SUBMISSION TYPE: NSAR-U/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040331 EFFECTIVENESS DATE: 20040331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSAMERICA OCCIDENTALS SEPARATE ACCOUNT FUND C CENTRAL INDEX KEY: 0000073711 IRS NUMBER: 951060502 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02025 FILM NUMBER: 04703977 BUSINESS ADDRESS: STREET 1: 1150 S OLIVE ST CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137426521 MAIL ADDRESS: STREET 1: 1150 S OLIVE ST CITY: LOS ANGELES STATE: CA ZIP: 90015 FORMER COMPANY: FORMER CONFORMED NAME: OCCIDENTALS SEPARATE ACCOUNT FUND C DATE OF NAME CHANGE: 19811209 NSAR-U/A 1 nsarfundc.htm TO AMEND NSAR FILED PREVIOUSLY

FORM N-SAR

SEMI-ANNUAL REPORT

FOR REGISTERED INVESTMENT COMPANIES

 

Report for six month period ending:         /    /          (a)

or fiscal year ending:                           12 / 31 / 03     (b)

Is this a transition report? (Y/N)                             N

Is this an amendment to a previous filing?              N

Those items or sub-items with a box “[/]” after the item number should be completed only if the answer has changed from the previous filing on this form.

1.     A.     Registrant Name:        Transamerica Occidentals Separate Account Fund C

        B.     File Number:               811-2025

        C.     Telephone Number:    727-299-1800

2.     A.     Street:         570 Carillon Parkway

        B.     City:  St. Petersburg      C.   State:  FL      D.  Zip Code:  33716     Zip Ext:  1202

        E.     Foreign Country:                          Foreign Postal Code:

3.     Is this the first filing on this form by Registrant? (Y/N)                  N

4.     Is this the last filing on this form by Registrant? (Y/N)                   N

5.     Is Registrant a small business investment company (SBIC)? (Y/N)      N              

        If answer is “Y” (Yes), complete only items 89 through 110.]

6.     Is Registrant a unit investment trust (UIT)? (Y/N)                       Y

        [If answer is “Y” (Yes) complete only items 111 through 132.]

7.     A.     Is Registrant a series or multiple portfolio company? (Y/N)       N

                 [If answer is “N” (No), go to item 8.]

        B.     How many separate series or portfolios did Registrant have at the end of the period?


1

If filing more than one

Page 50, “X” box: o

For period ending   12/31/03

File number 811- 2025

 

123.     [/]     State the total value of the additional units considered in answering item 122

                    ($000’s omitted)                                                                                                             296

124.     [/]     State the total value of units of prior series that were placed in the portfolios of subsequent series during

                     the current period (the value of these units is to be measured on the date they were placed in the

                     subsequent series) ($000’s omitted)                                                                               N/A

125.     [/]     State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers)

                     by Registrant’s principal underwriter and any underwriter which is an affiliated person of the principal

                     underwriter during the current period solely from the sale of units of all series of Registrant

                    ($000’s omitted)                                                                                                               N/A

126.              Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary

                     market operations in Registrant’s units (include the sales loads, if any, collected on units of a prior

                      series placed in the portfolio of a subsequent series.) ($000’s omitted)                       $

127.               List opposite the appropriate description below the number of series whose portfolios are invested

                      primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total

                      assets at market value as of a date at or near the end of the current period of each such group of series

                      and the total income distributions made by each such group of series during the current period

                     (excluding distributions of realized gains, if any):

 

                                                                                                                   Number of                     Total Assets                   Total Income

                                                                                                                       Series                            ($000’s                   &n bsp;     Distributions

                                                                                                                    Investing                          omitted                     ($000’s omitted)

A.     U.S. Treasury direct issue                                        _____0                      $                                    $

B.     U.S. Government agency                                         _____0                      $                                    $

C.     State and municipal tax-free                                    _____0                      $                                    $

D.     Public utility debt                                                    _____0                      $                                    $

E.     Brokers or dealers debt or debt of brokers’

         or dealers’ parent                                                    _____0                      $                                    $

F.     All other corporate intermed. & long-term debt      _____0                      $                                    $

G.     All other corporate short-term debt                         _____0                      $                                    $

H.     Equity securities of brokers or dealers or

         parents of brokers or dealers                                   _____0                      $                                    $

I.     Investment company equity securities                               1                      $ 57,559                        $0

J.     All other equity securities                                         _____0                     $                                    $

K.     Other securities – accrued dividends and

         receivables                                                                _____0                     $                                   $

L.     Total assets of all series of registrant                      _____1                    $ 57,559                       $0


2

If filing more than one

Page 51, “X” box: o

For period ending   12/31/03

File number 811- 2025

128.     [/]     Is the timely payment of principal and interest on any of the portfolio securities

                     held by any of Registrant’s series at the end of the current period insured or guaranteed

                     by an entity other than the issuer? (Y/N)                          N/A

                    [If answer is “N” (No), go to item 131.]

129.     [/]     Is the issuer of any instrument covered in item 128 delinquent or in default as to payment

                    of principal or interest at the end of the current period? (Y/N)           N/A

                    [If answer is “N” (No), go to item 131.]

130.     [/]     In computations of NAV or offering price per unit, is any part of the value attributed

                    to instruments identified in item 129 derived from insurance or guarantees? (Y/N)    N/A

131.             Total expenses incurred by all series of Registrant during the current reporting period

                    ($000’s omitted)                                                                              $ 274

132.     [/]     List the “811” (Investment Company Act of 1940) registration number for all Series

                     of Registrant that are being included in this filing:

 


3


811 - 2025

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

811 -

This report is signed on behalf of the Depositor, State of Florida.

Date: March 31, 2004

Transamerica Occidentals Separate Account Fund C

(Name of Registrant, Depositor, or Trustee)

 

 

 

 

 

 

By: 


/s/ John K. Carter

 

 Witness:


/s/ Jean M. Courtney

 

 

 

 

 

 

John K. Carter
Vice President

 

 

Jean M. Courtney
SEC Filing Coordinator

 


4

 -----END PRIVACY-ENHANCED MESSAGE-----