-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N05/RjVp9nly9WOs0CdFdhF4bljEY+m4b8Ntg2Tv8Eww1Z79L3/wbsJNZ3JDvk1h CwaKAE+9OolLPLZrShaloQ== 0001010521-02-000332.txt : 20021106 0001010521-02-000332.hdr.sgml : 20021106 20021106140513 ACCESSION NUMBER: 0001010521-02-000332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021104 FILED AS OF DATE: 20021106 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] RELATIONSHIP: OWNER IRS NUMBER: 043483032 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC CENTRAL INDEX KEY: 0000911583 STANDARD INDUSTRIAL CLASSIFICATION: MUSICAL INSTRUMENTS [3931] IRS NUMBER: 351910745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11911 FILM NUMBER: 02810929 BUSINESS ADDRESS: STREET 1: 800 S ST STE 425 CITY: WALTHAM STATE: MA ZIP: 02453-1472 BUSINESS PHONE: 2195221675 MAIL ADDRESS: STREET 1: 600 INDUSTRIAL PARKWAY CITY: ELKHART STATE: IN ZIP: 46516 FORMER COMPANY: FORMER CONFORMED NAME: SELMER INDUSTRIES INC DATE OF NAME CHANGE: 19940209 4 1 stein.txt STEINWAY MUSICAL INSTRUMENTS, INC. ---------------------------- OMB APPROVAL ------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ..... 0.5 ---------------------------- Form 4 U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person.* John Hancock Financial Services, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) P. O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston, MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Steinway Musical Instruments, Inc. ("LVB") ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 04-348-3032 ================================================================================ 4. Statement for Month/Day/Year November 4, 2002 ================================================================================ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) |_| Form filed by One Reporting Person |X| Form filed by More than One Reporting Person ================================================================================ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- 2A. Securities Acquired (A) Beneficially ship Deemed 3. or Disposed of (D) Owned Form: 7. Execution Transaction (Instr. 3, 4 and 5) Following Direct Nature of 2. Date, if Code ---------------------------- Reported (D) or Indirect 1. Transaction any (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date (Month/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) Day/Year) Code V (D) and 4) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 600 D $19.03 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 2,000 D $19.05 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 400 D $19.07 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 1,000 D $19.10 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 500 D $19.12 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/04/02 S 600 D $19.19 1,500,453 I By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities benefically owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (9-02) Page 1 of 3 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number of 10. Deriv- Owner- 2. ative ship Conver- 5. 7. Secur- Form of 11. sion Number of Title and Amount ities Deriv- Nature or 3A. Derivative 6. of Underlying 8. Bene- ative of Exer- Deemed 4. Securities Date Securities Price ficially Secu- In- cise 3. Exe- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned rity: direct Price Trans- cution action or Disposed Expiration Date ---------------- Deriv- Following Direct Bene- 1. of action Date, Code of (D) (Month/Day/Year) Amount ative Reported (D) or ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- Indirect Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Day/ Day/ ------- ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (a) John Hancock Life Insurance Company ("JHLICO") is a direct, wholly-owned subsidiary of John Hancock Financial Services, Inc. ("JHFS"). JHFS may be deemed the indirect beneficial owner of securities beneficially owned by JHLICO. /s/James E. Collins November 6, 2002 - ------------------------------------------------------ ---------------------- ** James E. Collins Date Vice President and Corporate Secretary ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 3 Joint Filer Information ----------------------- Issuer Name and Trading Symbol: Steinway Musical Instruments, Inc. ("LVB") Statement for: November 4, 2002 Designated Reporter: John Hancock Financial Services, Inc. 1. Name and address of Reporting Person: ------------------------------------ John Hancock Life Insurance Company 200 Clarendon Street Boston, MA 02117 IRS Number: 04-1414660 ---------- By: /s/Roger G. Nastou ------------------------------------- Roger G. Nastou Vice President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----