-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JYVteHVThRMVnaDQ88xK0q0hl+/86kQUvaFcvkhAus1hQOM0GTfDBh7sVSE1TZuq jq4ApyefpzG+b8kTGeZLuQ== 0001010521-02-000292.txt : 20020903 0001010521-02-000292.hdr.sgml : 20020903 20020903152754 ACCESSION NUMBER: 0001010521-02-000292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020830 FILED AS OF DATE: 20020903 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] OWNER IRS NUMBER: 043483032 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC CENTRAL INDEX KEY: 0000911583 STANDARD INDUSTRIAL CLASSIFICATION: MUSICAL INSTRUMENTS [3931] IRS NUMBER: 351910745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11911 FILM NUMBER: 02755313 BUSINESS ADDRESS: STREET 1: 800 S ST STE 425 CITY: WALTHAM STATE: MA ZIP: 02453-1472 BUSINESS PHONE: 2195221675 MAIL ADDRESS: STREET 1: 600 INDUSTRIAL PARKWAY CITY: ELKHART STATE: IN ZIP: 46516 FORMER COMPANY: FORMER CONFORMED NAME: SELMER INDUSTRIES INC DATE OF NAME CHANGE: 19940209 4 1 file001.txt STEINWAY MUSICAL INSTRUMENTS, INC. ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b*). ________________________________________________________________________________ 1. Name and Address of Reporting Person* John Hancock Financial Services, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Steinway Musical Instruments, Inc. ("LVB") ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) 04-3483032 ________________________________________________________________________________ 4. Statement for Month/Year August 29, 2002 August 30, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [ ] Form filed by One Reporting Person [X] Form filed by More than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship 2A. Disposed of (D) Beneficially Form: 7. Deemed 3. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. Execution Transaction ----------------------------- of Issuer's (D) or Indirect 1. Transaction Date, if any Code (A) Fiscal Year Indirect Beneficial Title of Security Date (Month/Day/ (Instr. 8) Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/29/02 S 2,500 D $17.40 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/29/02 S 300 D $17.43 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/29/02 S 100 D $17.45 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/30/02 S 1,000 D $17.38 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/30/02 S 1,300 D $17.40 By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 08/30/02 S 1,100 D $17.45 1,507,253 I By JHLICO (a) - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Page 1 of 3 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(a) John Hancock Life Insurance Company ("JHLICO") is a direct, wholly-owned subsidiary of John Hancock Financial Services, Inc. ("JHFS"). JHFS may be deemed the indirect beneficial owner of securities beneficially owned by JHLICO. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If the space provided is insufficient see Instruction 6 procedure. - ------------------------------------------------ ------------------ James E. Collins Date Vice President and Corporate Secretary Page 2 of 3 Joint Filer Information ----------------------- Issuer Name and Trading Symbol: Steinway Musical Instruments, Inc. ("LVB") Date of Event Requiring Statement: August 29, 2002 Designated Reporter: John Hancock Financial Services, Inc. 1. Name and address of Reporting Person: ------------------------------------ John Hancock Life Insurance Company 200 Clarendon Street Boston, MA 02117 IRS Number: 04-1414660 ---------- By: /s/Roger G. Nastou September 3, 2002 ------------------ ----------------- Roger G. Nastou Date Vice President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----