-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AhnfQVYFy9VRzP9ARvot4ovUui0lkO8U3Rhc+mGQkwFD37vW+jlGhvAwJdQ+UyxK 2n1dOG21FGvgP+C9D3y5zw== 0001010521-00-000176.txt : 20000211 0001010521-00-000176.hdr.sgml : 20000211 ACCESSION NUMBER: 0001010521-00-000176 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000201 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN RESOURCES INC CENTRAL INDEX KEY: 0000353943 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840834147 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13171 FILM NUMBER: 532017 BUSINESS ADDRESS: STREET 1: 1000 WRITER SQUARE STREET 2: 1512 LARIMER STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032988100 MAIL ADDRESS: STREET 1: 1401 17TH STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK PLACE STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: JOHN HANCOCK PLACE STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02117 3 1 EVERGREEN RESOURCES, INC. U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Form 3 ------------------------------ OMB Number 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response . . . . 0.5 ------------------------------ Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol quiring Statement John Hancock Financial Services, Inc. (Month/Day/Year) Evergreen Resources, Inc. ("EVER") February 1, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social Se- 5. Relationship of Reporting Person to Issuer 6. If Amendment, curity Number of (Check all applicable) Date of P.O. Box 111 Reporting Person _____ Director __X__ 10% Owner Original (Month/Day/Year) _________________________________________ (Voluntary) _____ Officer (give _____ Other (specify (Street) title below) below) 04-3483032 _______________________ 7. Individual or Joint/Group Filing (Check Applicable Line) X Form Filed by One --- Reporting Person Form Filed by More than Boston, MA 02117 --- One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table 1 -- Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect (Instr. 4) Beneficially Owned Form: Direct Beneficial Ownership (Instr. 4) (D) or Indirect (Instr. 5) (I) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 905,660 I Owned by JHLICO fn. 1 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 247,030 I Owned by Fund I fn. 2 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 803,686 I Owned by Fund II fn. 2 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly (Over) *If the form is filed by more than one reporting person, see Instructions 5 (b) (v) SEC 1473 (3/99) FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Derivative Security 2. Date Exer- 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Securities Underlying sion or ship Beneficial Ownership Expiration Derivative Security Exercise Form of (Instr. 5) Date (Instr. 4) Price of Deri- (Month/Day/ Deri- vative Year) vative Security Security ----------------------------------------------- Date Expira- Amount Direct Exer- tion or (D) or cisable Date Title Number Indirect of (I) Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to purchase Common Stock Immed. 11/30/01 Common Stock 14,452 $7.80 I Owned by Fund I fn. 2 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to purchase Common Stock Immed. 11/30/01 Common Stock 35,548 $7.80 I Owned by Fund II fn. 2 - ------------------------------------------------------------------------------------------------------------------------------------ Warrants to purchase Common Stock Immed. 11/30/01 Common Stock 150,000 $7.00 I Owned by Fund II fn. 3 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: fn. 1 Effective February 1, 2000 John Hancock Financial Services, Inc. became the parent of John Hancock Life Insurance Company ("JHLICO"), formerly named John Hancock Mutual Life Insurance Company. fn. 2 John Hancock Energy Resources Management, Inc. ("JHERM") is a 50% general partner of Energy Investors Partners, L.P., the general partner of Energy Investors Fund, L.P. ("Fund I") and a 50% general partner of Energy Investors Partners II, L.P., the general partner of Energy Investors Fund II L.P., ("Fund II"). JHERM is the direct, wholly-owned subsidiary of John Hancock Subsidiaries, Inc. ("JHSI"). JHSI is the direct, wholly-owned subsidiary of the JHLICO; JHLICO is the direct, wholly-owned subsidiary of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. JHLICO holds 905,660 shares of Common Stock. fn. 3 Beneficial ownership of these securities is held exclusively by Fund II described in Fn. 2. The Reporting Person disclaims ownership of these securities, except to the extent of its pecuniary interest therein. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). JOHN HANCOCK FINANCIAL SERVICES, INC. By:/s/Barry J. Rubenstein February 10, 2000 - ------------------------------------- ----------------- Barry J. Rubenstein Date Vice President, Counsel, & Secretary Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not to respond unless the form displays a currently valid OMB control number. Page 2 SEC 1473 (8/92)
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