-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJBcCQOj2559gytXzobEjGJ242vT8Qg/PheqnykNkYT9OYZZtSMp1O8k4ZBPq7vb hojZH7TQndG6n0xyRynn8g== 0001005477-01-502214.txt : 20020412 0001005477-01-502214.hdr.sgml : 20020412 ACCESSION NUMBER: 0001005477-01-502214 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011210 GROUP MEMBERS: JHF GROUP MEMBERS: JHLICO GROUP MEMBERS: JHVLICO FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 043483032 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: LAW DIVISION STREET 2: PO BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRESH AMERICA CORP CENTRAL INDEX KEY: 0000921614 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 760281274 STATE OF INCORPORATION: TX FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48783 FILM NUMBER: 1810528 BUSINESS ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727740575 MAIL ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 SC 13D/A 1 d01-35378.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1*) Fresh America Corp. (Name of Issuer) Warrants (exercisable into common stock) (Title of Class of Securities) 35803R 6# 7 (CUSIP Number) Marcia A. Casey Senior Counsel John Hancock Financial Services, Inc. T-30-12 Post Office Box 111 Boston, Massachusetts 02117 (617) 572-9183 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 30, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.|_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The shares of Fresh America Corp. held by John Hancock Financial Services, Inc. and its subsidiary entities were reallocated among the various joint filers. (Continued on following pages) (Page 1 of 11 pages) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 2 of 11 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Financial Services, Inc. I.R.S. No. 04-3483032 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* See Item 3 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 45,414,529: 38,602,350 through its direct, wholly-owned subsidiary JHLICO and 6,812,179 through its indirect, wholly-owned subsidiary John Hancock Variable Life Insurance Company ------------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING 45,414,529: 38,602,350 through its direct, PERSON wholly-owned subsidiary JHLICO and WITH 6,812,179 through its indirect, wholly-owned subsidiary John Hancock Variable Life Insurance Company ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Rows 7 and 9. - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 84.4% as described in Rows 7 and 9. - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 3 of 11 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Life Insurance Company I.R.S. No. 04-1414660 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* See Item 3 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 38,602,350 directly and 6,812,179 through its indirect, wholly-owned subsidiary John Hancock Variable Life Insurance Company ------------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING 38,602,350 directly and 6,812,179 through its PERSON indirect, wholly-owned subsidiary John Hancock WITH Variable Life Insurance Company ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,602,350 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 84.4% See Item 4 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC, IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 4 of 11 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Variable Life Insurance Company I.R.S. No. 04-2664016 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* See Item 3 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 6,812,179 ------------------------------------------------------ 8 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ------------------------------------------------------ OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING 6,812,179 PERSON ------------------------------------------------------ WITH 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,812,179 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 44.8% See Item 4 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC, IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 5 of 11 Pages - ------------------- ------------------ Item 1. Security and Issuer. This statement relates to Warrants to purchase Common Stock (the "Warrants"), $.01 par value per share (provided however that par value is expected to change to $.001 per share upon the approval and filing of the Amended and Restated Articles of Incorporation of the Issuer as described in Item 4), of Fresh America Corp. (the "Issuer"). The principal executive offices of the Issuer are located at 6600 LBJ Freeway, Suite 180, Dallas, Texas 75240. Item 2. Identity and Background The persons filing this statement are John Hancock Financial Services, Inc., a Delaware corporation ("JHFS"), its direct, wholly-owned subsidiary, John Hancock Life Insurance Company, a Massachusetts corporation, ("JHLICO"), and JHLICO's direct, wholly-owned subsidiary John Hancock Variable Life Insurance Company ("JHVLICO), a Massachusetts corporation, (collectively, the "Reporting Persons"). JHFS's principal business is diversified financial services. JHLICO's and JHVLICO's principal business is life insurance. The principal office and business address for the Reporting Persons is located at John Hancock Place, P.O. Box 111, Boston, Massachusetts 02117. The name, residence or business address and principal occupation or employment of each of the executive officers and directors of the Reporting Persons are set forth in Attachments A, B, and C, respectively. Except as otherwise noted in Attachments A, B, or C, each is a citizen of the United States of America and neither the Reporting Persons nor any such person has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or been party to any civil proceeding which resulted in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration There has been no change to Item 3 "Source and Amount of Funds or Other Consideration" as was reported in Schedule 13D filed with the SEC on September 17, 2001. Item 4. Purpose of Transaction There has been no change to Item 3 "Purpose of Transaction" as was reported in Schedule 13D filed with the SEC on September 17, 2001. - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 6 of 11 Pages - ------------------- ------------------ Item 5. Interest in Securities of the Issuer This Schedule 13D Amendment No. 1 is being filed to reflect a reallocation in the securities of the Issuers as follows: 17,550 John Hancock Life Insurance Company 4,050 John Hancock Variable Life Insurance Company 2,700 Signature 1A (Cayman), Ltd. 2,700 Signature 3 Limited ("Signature 3") Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer There has been no change to Item 6 "Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer" as was reported in Schedule 13D filed with the SEC on September 17, 2001. Item 7. Material to Be Filed as Exhibits None - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 7 of 11 Pages - ------------------- ------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and current. December 10, 2001 John Hancock Financial Services, Inc. By: /s/ Barry J. Rubenstein ------------------------------------------- Name: Barry J. Rubenstein Title: Vice President, Counsel & Secretary John Hancock Life Insurance Company By: /s/ Roger G. Nastou ------------------------------------------- Name: Roger G. Nastou Title: Vice President John Hancock Variable Life Insurance Company By: /s/ Michele G. Van Leer ------------------------------------------- Name: Michele G. Van Leer Title: Chairman - ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 8 of 11 Pages - ------------------- ------------------ ATTACHMENT A JOHN HANCOCK FINANCIAL SERVICES, INC. DIRECTORS AND EXECUTIVE OFFICERS (as of 9/14/01)
Name Business or Positions with JHFS and Present Residential Address Principal Occupation I. MacAllister Booth 68 Barnes Hill Road Director - JHFS Concord, MA 01742 Wayne A. Budd John Hancock Place Director - Executive Vice President and P.O. Box 111 General Counsel - JHFS Boston, MA 02117 John M. Connors, Jr. 200 Clarendon Street Director - JHFS; CEO and Director of Boston, MA 02116 Hill, Holiday, Connors, Cosmopulos, Inc. David F. D'Alessandro John Hancock Place Director, Chairman and Chief Executive P.O. Box 111 Officer - JHFS Boston, MA 02117 Robert E. Fast, Esq. 60 State Street Director - JHFS; Senior Partner of Hale Boston, MA 02109 and Dorr Dr. Kathleen Foley Feldstein 147 Clifton Street Director - JHFS; President of Economics Belmont, MA 02178 Studies, Inc. Nelson S. Gifford 75 Federal Street Director - JHFS; Principal, Fleetwing Suite 1100 Capital Boston, MA 02110-1911 Thomas P. Glynn 800 Boylston Street Director - JHFS; Chief Operating Boston, MA 02199 Officer, Partners Healthcare System Michael C. Hawley P.O. Box 111 Director - JHFS Boston, MA 02117 Edward H. Linde 800 Boylston Street Director - JHFS; President and CEO of Boston, MA 02199 Boston Properties, Inc. Judith A. McHale 7700 Wisconsin Avenue Director - JHFS; President and Chief Operating Bethesda, MD 20814 Officer of Discovery Communications, Inc. R. Robert Popeo, Esq. One Financial Center Director - JHFS; Chairman, Mintz, Levin, Boston, MA 02111 Cohn, Ferris, Glovsky and Popeo, P.C. Richard F. Syron 81 Wyman Street Director - JHFS; Chairman, President and Waltham, MA 02454 CEO of Thermo Electron Corporation Robert J. Tarr, Jr. 200 Wheeler Road Director - JHFS; Chairman, President and Burlington, MA 01803 CEO of HomeRuns.com
- ------------------- ------------------ CUSIP No. 35803R6#7 13D Page 9 of 11 Pages - ------------------- ------------------ ATTACHMENT B JOHN HANCOCK LIFE INSURANCE COMPANY DIRECTORS AND EXECUTIVE OFFICERS (as of 9/14/01)
Name Business or Positions with JHLICO and Present Residential Address Principal Occupation Foster L. Aborn John Hancock Place Director - JHLICO P.O. Box 111 Boston, MA 02117 I. MacAllister Booth 68 Barnes Hill Road Director - JHLICO Concord, MA 01742 Wayne A. Budd John Hancock Place Director - Executive Vice President and P.O. Box 111 General Counsel - JHLICO Boston, MA 02117 John M. Connors, Jr. 200 Clarendon Street Director - JHLICO; CEO and Director of Boston, MA 02116 Hill, Holiday, Connors, Cosmopulos, Inc. David F. D'Alessandro John Hancock Place Director, Chairman and Chief Executive P.O. Box 111 Officer - JHLICO Boston, MA 02117 John M. DeCiccio John Hancock Place Director - JHLICO; Executive Vice P.O. Box 111 President and Chief Investment Officer - Boston, MA 02117 JHLICO Robert E. Fast, Esq. 60 State Street Director - JHLICO; Senior Partner of Boston, MA 02109 Hale and Dorr Dr. Kathleen Foley Feldstein 147 Clifton Street Director - JHLICO; President of Belmont, MA 02178 Economics Studies, Inc. Nelson S. Gifford 75 Federal Street Director - JHLICO; Principal, Fleetwing Suite 1100 Capital Boston, MA 02110-1911 Thomas P. Glynn 800 Boylston Street Director - JHLICO; Chief Operating Boston, MA 02199 Officer, Partners Healthcare System Michael C. Hawley John Hancock Place Director - JHLICO P.O. Box 111 Boston, MA 02117 Edward H. Linde 800 Boylston Street Director - JHLICO; President and CEO of Boston, MA 02199 Boston Properties, Inc. Judith A. McHale 7700 Wisconsin Avenue Director - JHLICO; President and Chief Bethesda, MD 20814 Operating Officer of Discovery Communications, Inc. R. Robert Popeo, Esq. One Financial Center Director - JHLICO; Chairman, Mintz, Boston, MA 02111 Levin, Cohn, Ferris, Glovsky and Popeo, P.C. Richard F. Syron 81 Wyman Street Director - JHLICO; Chairman, President Waltham, MA 02454 and CEO of Thermo Electron Corporation
- ------------------- ------------------- CUSIP No. 35803R6#7 13D Page 10 of 11 Pages - ------------------- -------------------
Name Business or Positions with JHLICO and Present Residential Address Principal Occupation Robert J. Tarr, Jr. 200 Wheeler Road Director - JHLICO; Chairman, President Burlington, MA 01803 and CEO of HomeRuns.com
- ------------------- ------------------- CUSIP No. 35803R6#7 13D Page 11 of 11 Pages - ------------------- ------------------- ATTACHMENT C JOHN HANCOCK VARIABLE LIFE INSURANCE COMPANY Directors as of September 14, 2001
Name Business or Positions with JHFS and Present Principal Residential Address Occupation Ronald J. Bocage John Hancock Place Director - Vice President and P. O. Box 111 Counsel Boston, MA 02117 David F. D'Alessandro John Hancock Place Director - Chairman P. O. Box 111 Boston, MA 02117 Bruce M. Jones 197 Clarendon Street Director - Vice President Boston, MA 02117 Barbara L. Luddy 200 Berkeley Street Director - Vice President and Boston, MA 02117 Actuary Robert S. Paster John Hancock Place Director - Vice President P. O. Box 111 Boston, MA 02117 Robert R. Reitano John Hancock Place Director - Vice President and Chief P. O. Box 111 Investment Officer Boston, MA 02117 Paul J. Strong 197 Clarendon Street Director - Vice President Boston, MA 02117 Michele G. Van Leer 197 Clarendon Street Director - Vice Chairman and Boston, MA 02117 President
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