8-K 1 doc1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) April 23, 2003 MEGO FINANCIAL CORP. ------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) NEW YORK 1-8645 13-5629885 (STATE OR OTHER (COMMISSION (IRS EMPLOYER JURISDICTION OF FILE NUMBER) IDENTIFICATION NO.) FORMATION) 1645 VILLAGE CENTER CIRCLE, LAS VEGAS, NV 89134 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE (702) 992-4200 ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE The Company has issued a public notice disclosing the receipt of a Staff Determination on April 16, 2003 from The Nasdaq Stock Market, Inc. (Nasdaq) for failure to comply with Marketplace Rule 4310(c)(14). The Company has not yet filed an Annual Report on Form 10-K with the Securities and Exchange Commission for the fiscal year ending December 31, 2002. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS A copy of the press release is attached as Exhibit 03-7. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MEGO FINANCIAL CORP. By: / s / Floyd W. Kephart ----------------------------------- Floyd W. Kephart Chief Executive Officer Dated: April 23, 2003 2