0000733020-21-000010.txt : 20210216 0000733020-21-000010.hdr.sgml : 20210216 20210216160139 ACCESSION NUMBER: 0000733020-21-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTRUSION INC CENTRAL INDEX KEY: 0000736012 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 751911917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49215 FILM NUMBER: 21637809 BUSINESS ADDRESS: STREET 1: 1101 ARAPAHO ROAD CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 9722346400 MAIL ADDRESS: STREET 1: 1101 ARAPAHO ROAD CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: INTRUSION COM INC DATE OF NAME CHANGE: 20000601 FORMER COMPANY: FORMER CONFORMED NAME: ODS NETWORKS INC DATE OF NAME CHANGE: 19970507 FORMER COMPANY: FORMER CONFORMED NAME: OPTICAL DATA SYSTEMS INC DATE OF NAME CHANGE: 19950517 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARS Investment Partners, LLC CENTRAL INDEX KEY: 0000733020 IRS NUMBER: 132684582 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 2126879800 BUSINESS PHONE: 2126879800 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10110 FORMER COMPANY: FORMER CONFORMED NAME: A.R. Schmeidler & Co., Inc. DATE OF NAME CHANGE: 20150706 FORMER COMPANY: FORMER CONFORMED NAME: SCHMEIDLER A R & CO INC DATE OF NAME CHANGE: 19990329 SC 13G/A 1 eps9390_intz.htm INTRUSION INC. - 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 1) *

Intrusion Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
46121E205
(CUSIP Number)
December 31, 2020
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

     

 

SCHEDULE 13G

CUSIP No. 46121E205

 

1 Names of Reporting Persons
ARS INVESTMENT PARTNERS LLC
2 Check the appropriate box if a member of a Group (see instructions)
(a)  
(b)  
3 Sec Use Only
 
4 Citizenship or Place of Organization
DELAWARE

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

 

5 Sole Voting Power
5,995
6 Shared Voting Power
0
7 Sole Dispositive Power
820,022
8 Shared Dispositive Power
0
9 Aggregate Amount Beneficially Owned by Each Reporting Person
820,022
10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11 Percent of class represented by amount in row (9)
4.71
12 Type of Reporting Person (See Instructions)
IA
       

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Item 1.

(a)       Name of Issuer:

INTRUSION INC.

(b)       Address of Issuer’s Principal Executive Offices:

1101 EAST ARAPAHO ROAD

STE 200

RICHARDSON TX 75081

Item 2.
(a)Name of Person Filing:

ARS INVESTMENT PARTNERS LLC

(b)Address of Principal Business Office or, if None, Residence:

500 FIFTH AVENUE, STE 1440

NEW YORK NY 10110

(c)Citizenship:

N/A

(d)Title and Class of Securities:

COMMON STOCK

(e)CUSIP No.:

46121E205

Item 3.If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) Broker or dealer registered under Section 15 of the Act;
(b) Bank as defined in Section 3(a)(6) of the Act;
(c) Insurance company as defined in Section 3(a)(19) of the Act;
(d) Investment company registered under Section 8 of the Investment Company Act of 1940;
(e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

Page 3 of 6 

 
(g) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
(j) A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k) Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____
Item 4.Ownership
(a)Amount Beneficially Owned:

820,022

(b)       Percent of Class:

4.71

(c)       Number of shares as to which such person has:

(i)Sole power to vote or to direct the vote: 5,995
(ii)Shared power to vote or to direct the vote: -0-
(iii)Sole power to dispose or to direct the disposition of: 820,022
(iv)Shared power to dispose or to direct the disposition of: -0-
Item 5.Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

Item 6.Ownership of more than Five Percent on Behalf of Another Person.

N/A

Item 7.Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

N/A

Item 8.Identification and classification of members of the group.

N/A

Page 4 of 6 

 
Item 9.Notice of Dissolution of Group.

N/A

Item 10.Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 5 of 6 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:   February 12, 2020  
     
Signed: /s/ Kristen Niebuhr  
Name/Title: Kristen Niebuhr, Chief Compliance Officer  

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

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