-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7zGXu1n8jlYaWyI82Pc3g1D3D+zAiR2YyhbPomaZycW6ccUSpvnWd5eT/nsM5Dz TGAwbUpF8XXkTQll4W5qaw== 0000950005-98-000943.txt : 19981210 0000950005-98-000943.hdr.sgml : 19981210 ACCESSION NUMBER: 0000950005-98-000943 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOOLE & BABBAGE INC CENTRAL INDEX KEY: 0000734394 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 941651571 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-35776 FILM NUMBER: 98765915 BUSINESS ADDRESS: STREET 1: 3131 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4085263000 MAIL ADDRESS: STREET 1: 3131 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON FRANKLIN P JR CENTRAL INDEX KEY: 0000904017 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2275 EAST BAYSHORE ROAD STREET 2: SUITE 1250 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6504347400 SC 13G/A 1 FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response........14.90 ------------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9 )* Boole & Babbage, Inc. -------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------- (Title of Class of Securities) 098-586-10-0 -------------------------------------------- (CUSIP Number) October 31, 1998 -------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
------------------------------------------ -------------------------------------- CUSIP No. 098-586-10-0 13G ------------------------------------------ -------------------------------------- ---------- -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) Franklin P. Johnson, Jr. ###-##-#### ---------- -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP (a) [ ] (b) [X] ---------- -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------- -------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------- -------------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: ----- ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER * 2,026,219 ----- ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER * 1,848,645 ----- ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER * 177,574 ----------------------------- ----- ------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON * 1,479,083 ---------- -------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 547,136 ---------- -------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.38% ---------- -------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN ---------- -------------------------------------------------------------------------------------------------------------------- * Reflects stock splits effected prior to the date of this report.
Item 1. (a) Name of Issuer: Boole & Babbage, Inc. (b) Address of Issuer's Principal Executive Offices: 3131 Zanker Road, San Jose, CA 95134 Item 2. (a) Name of Person Filing: Franklin P. Johnson, Jr. (b) Address of Principal Business Office or, if none, Residence: 2275 East Bayshore Road, Suite 150, Palo Alto, CA 94303 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 096-586-10-0 Item 3. Not Applicable. Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: See Item 4 attached. (b) Percent of Class: 5.38% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 2,026,219 (See Item 4 attached). (iii) Sole power to dispose or to direct the disposition of: 1,848,645 (See Item 4 attached). (iv) Shared power to dispose or to direct the disposition of: 177,574 (see Item 4 attached). Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person See Item 4 attached. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of a Group Not applicable. Item 10. Certification Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------------------ Date ------------------------------------ Signature Franklin P. Johnson, Jr. ------------------------------------ Name/Title Item 4: Franklin P. Johnson, Jr. has sole dispositive power over the following number of shares: Entity No. of Shares * ------ --------------- Franklin P. Johnson, Jr. 1,479,083 Asset Management Partners 369,562 (1) Franklin P. Johnson, Jr. shares dispositive power over the following number of shares held by the following individual. Individual No. of Shares * ---------- --------------- Spouse of Franklin P. Johnson, Jr. 177,574 (2) Franklin P. Johnson, Jr. shares voting power over the following number of shares held by the following entity: Individual No. of Shares * ---------- --------------- BMC Software, Inc. 2,026,219 (3) * Reflects stock splits effected prior to the date of this report. (1) Mr. Johnson disclaims beneficial ownership of two-thirds of the shares held by Asset Management Partners (246,374 shares) as Mr. Johnson would receive none of the proceeds from dividends on, or the disposition of, these shares. (2) Mr. Johnson and his wife live in a community property state. Mr. Johnson disclaims beneficial ownership of the 177,574 shares held by his wife. (3) In connection with the proposed merger ("Merger") involving the Issuer and BMC Software, Inc. ("BMC") pursuant to an Agreement and Plan of Reorganization (the "Reorganization Agreement") dated October 31, 1998, Mr. Johnson, Mr. Johnson's wife and Asset Management each Partners entered into a voting agreement with BMC on October 31, 1998, whereby Mr. Johnson, Mr. Johnson's wife and Asset Management Partners delivered to BMC an irrevocable proxy to vote the shares of the Issuer's common stock owned by them as of the record date for reasons entitled to vote on the Merger in favor of the Merger. -----END PRIVACY-ENHANCED MESSAGE-----