-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, PRG/cVKjN2o/hUy58BuZaK1++35nzFCMZxnpaPyd1/qDGTu9GqSDb4thW6iv3M5D a0QfAfNDgiooqXyXZrXOGw== 0000734259-94-000002.txt : 19940214 0000734259-94-000002.hdr.sgml : 19940214 ACCESSION NUMBER: 0000734259-94-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHTRUST CORP CENTRAL INDEX KEY: 0000092081 STANDARD INDUSTRIAL CLASSIFICATION: 6022 IRS NUMBER: 630574085 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-42723 FILM NUMBER: 94506343 BUSINESS ADDRESS: STREET 1: 420 N 20TH ST CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 2052545000 MAIL ADDRESS: STREET 1: P.O. BOX 2554 CITY: BIRMINGHAM STATE: AL ZIP: 35290 FORMER COMPANY: FORMER CONFORMED NAME: ALABAMA FINANCIAL GROUP INC DATE OF NAME CHANGE: 19820222 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN BANCORPORATION OF ALABAMA DATE OF NAME CHANGE: 19740627 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER & CO INC /ADV CENTRAL INDEX KEY: 0000734259 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 133006584 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA RM 5425 CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA STREET 2: ROOM 5425 CITY: NEW YORK STATE: NY ZIP: 10112 FORMER COMPANY: FORMER CONFORMED NAME: ROCKEFELLER & CO INC /ADV DATE OF NAME CHANGE: 19931230 SC 13G/A 1 SCHEDULE 13G BEING FILED BY ROCKEFELLER & CO., INC. FOR SOUTHTRUST CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT of 1934 (AMENDMENT NO. 1 )* SouthTrust Corporation (formerly BMR Financial Group, Inc.) (NAME OF ISSUER) Common Stock, $2.50 par value (TITLE OF CLASS OF SECURITIES) 844730101 (CUSIP NUMBER) Check the following box if a fee is being paid with this statement |__|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.844730101 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Rockefeller & Co., Inc. I.R.S. Identification No.: 13-3006584 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not applicable. (a) |_| (b) |_| 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York 5 SOLE VOTING POWER NUMBER OF Not applicable. SHARES 6 SHARED VOTING POWER Not applicable. BENEFICIALLY 7 SOLE DISPOSITIVE POWER OWNED BY Not applicable. EACH REPORTING 8 SHARED DISPOSITIVE POWER Not applicable. PERSON WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not applicable. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not applicable. 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Not applicable. 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: Page 3 of 5 SouthTrust Corporation (formerly BMR Financial Group, Inc.) Item 1(b). Address of Issuer's Principal Executive Offices: 420 North 20th Street Birmingham, Alabama 35203 Item 2(a). Name of Person Filing: Rockefeller & Co., Inc. Item 2(b). Address of Principal Business Office: 30 Rockefeller Plaza, New York, New York 10112 Item 2(c). Citizenship: New York Item 2(d). Title of Class of Securities: Common Stock, $2.50 par value Item 2(e). CUSIP Number: 844730101 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b), check whether the person filing is a: (a) Broker or Dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) X Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Rule 13d- 1(b)(ii)(G), (h) Group, in accordance with Rule 13d-1(b)(1)(ii)(H). Page 4 of 5 Item 4. Ownership Not applicable. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [x]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1994 (Date) \S\David A. Strawbridge (Signature) David A. Strawbridge/Vice President (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----