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Filing Detail
Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
SEC Accession No. 9999999997-21-003373
Filing Date
2021-03-02
Accepted
2021-06-14 15:09:14
Documents
1
Period of Report
2020-12-31
Effectiveness Date
2021-03-02

Document Format Files

Seq Description Document Type Size
1 AUTO-GENERATED PAPER DOCUMENT 9999999997-21-003373.paper FOCUSN 293
  Complete submission text file 9999999997-21-003373.txt   1544
Mailing Address 333 WEST WACKER DRIVE CHICAGO IL 60606-1286
Business Address 333 WEST WACKER DRIVE CHICAGO IL 60606-1286 312-917-8385
NUVEEN SECURITIES, LLC (Filer) CIK: 0000073387 (see all company filings)

IRS No.: 362639476 | State of Incorp.: DE | Fiscal Year End: 1231
Type: FOCUSN | Act: 34 | File No.: 008-13464 | Film No.: 21002352