8-K 1 d41422e8vk.htm FORM 8-K e8vk
 

 
 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act
Date of Report (Date of earliest event reported): September 30, 2006
TRANSCONTINENTAL REALTY INVESTORS, INC.
 
(Exact Name of Registrant as Specified in its Charter)
         
Nevada   001-09240   94-6565852
 
(State or other
jurisdiction of incorporation) 		  (Commission
File No.) 		  (I.R.S. Employer
Identification No.)
     
1800 Valley View Lane, Suite 300    
Dallas, Texas   75234
 
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code 469-522-4200
     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
    o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
    o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
    o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
    o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Section 2 — Financial Information
Item 2.02. Results of Operations and Financial Condition
     On November 14, 2006, Transcontinental Realty Investors, Inc. (“TCI” or the “Company”) announced its operational results for the quarter year ended September 30, 2006. A copy of the announcement is attached as Exhibit “99.1.”
     The information furnished pursuant to Item 2.02 in this Form 8-K, including Exhibit “99.1” attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section, unless we specifically incorporate it by reference in a document filed under the Securities Act of 1933 or the Securities Exchange Act of 1934. We undertake no duty or obligation to publicly-update or revise the information furnished pursuant to Item 2.02 of this Current Report on
Form 8-K.
Section 9 — Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits
     (c) Exhibits.
     The following exhibit is furnished with this Report:
     
Exhibit    
Designation   Description of Exhibit
 
    
99.1*
  Press Release dated November 14, 2006
 
*Furnished herewith.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly-caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly-authorized.
         
Dated: November 15, 2006  TRANSCONTINENTAL REALTY
INVESTORS, INC.
 		  
  By:        /s/ Steven A. Abney    
         Steven A. Abney, Executive Vice President,   
         Chief Financial Officer and Acting Principal      Executive Officer   
 

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